0001209191-21-014887.txt : 20210226
0001209191-21-014887.hdr.sgml : 20210226
20210226172038
ACCESSION NUMBER: 0001209191-21-014887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210224
FILED AS OF DATE: 20210226
DATE AS OF CHANGE: 20210226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Landes Gregg
CENTRAL INDEX KEY: 0001731877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 21691351
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-24
0
0001145986
ASPEN AEROGELS INC
ASPN
0001731877
Landes Gregg
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
SVP, Operations and Strat Dev
Common Stock
2021-02-24
4
A
0
2849
24.13
A
70400
D
Stock Option (Right to Buy)
24.13
2021-02-24
4
A
0
15671
0.00
A
2031-02-24
Common Stock
15671
15671
D
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.
Represents 30,304 shares of Common Stock and 40,096 Restricted Stock Units.
The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2021-02-26