0001209191-20-017649.txt : 20200310 0001209191-20-017649.hdr.sgml : 20200310 20200310161636 ACCESSION NUMBER: 0001209191-20-017649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Donald R CENTRAL INDEX KEY: 0001610257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 20701714 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-09 0 0001145986 ASPEN AEROGELS INC ASPN 0001610257 Young Donald R C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 1 1 0 0 President and CEO Common Stock 2020-03-09 4 P 0 1000 7.35 A 338216 D Common Stock 2020-03-09 4 P 0 1000 7.01 A 339216 D Represents 147,833 shares of Common Stock, 112,258 Restricted Stock Units ("RSU") and 78,125 restricted shares of Common Stock. Represents 148,833 shares of Common Stock, 112,258 RSUs and 78,125 restricted shares of Common Stock. /s/ Poongunran Muthukumaran, Attorney-in-Fact 2020-03-10