0000950170-24-028168.txt : 20240307
0000950170-24-028168.hdr.sgml : 20240307
20240307172829
ACCESSION NUMBER: 0000950170-24-028168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240305
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RODRIGUEZ RICARDO C.
CENTRAL INDEX KEY: 0001920996
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 24731415
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
ownership.xml
4
X0508
4
2024-03-05
false
0001145986
ASPEN AEROGELS INC
ASPN
0001920996
RODRIGUEZ RICARDO C.
C/O ASPEN AEROGELS, INC.,
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
false
true
false
false
CFO & Treasurer
false
Common Stock
2024-03-05
4
A
false
8032
0
A
29779
D
Stock Options (Right to Buy)
16.34
2024-03-05
4
A
false
35249
0
A
2034-03-05
Common Stock
35249
35249
D
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027.
Represents 3,483 shares of Common Stock and 26,296 RSUs.
The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027.
/s/ Virginia H. Johnson, Attorney-in-Fact
2024-03-07