-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qp5j7hBU1LzgVCwu4HP8ZAGzTZ5Mp2pCpEGNRTnjC9rukzaWIkFNJmBY9ahmrfrj rzGYDL07rNqSu0zNJo5i3Q== 0001225208-09-016730.txt : 20090804 0001225208-09-016730.hdr.sgml : 20090804 20090804171221 ACCESSION NUMBER: 0001225208-09-016730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDS JOEL III CENTRAL INDEX KEY: 0001145917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32331 FILM NUMBER: 09984556 MAIL ADDRESS: STREET 1: 380 E. OAK FOREST ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Natural Resources, Inc. CENTRAL INDEX KEY: 0001301063 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 421638663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 BUSINESS PHONE: 276-619-4410 MAIL ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 FORMER COMPANY: FORMER CONFORMED NAME: Foundation Coal Holdings, Inc. DATE OF NAME CHANGE: 20040819 4 1 doc4.xml X0303 4 2009-07-31 0001301063 Alpha Natural Resources, Inc. ANR 0001145917 RICHARDS JOEL III ONE ALPHA PLACE P. O. BOX 2345 ABINGDON VA 24212 1 Common Stock 2009-07-31 4 M 0 5350 0 A 14350 D Common Stock 2009-07-31 4 A 0 1205 0 A 15555 D Restricted Stock Units 0 2009-07-31 4 M 0 5350 0 D Common Stock 5350 0 D Reporting person was granted 5,350 Restricted Stock Units on January 1, 2009 pursuant to the Company's 2004 Amended and Restated Stock Incentive Plan. The Company's Compensation Committee approved the accelerated vesting on July 31, 2009 of all of the 5,350 Restricted Stock Units, pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (the "Merger Agreement") which was renamed Alpha Natural Resources, Inc., in connection with the merger "New Alpha". Reporting person received 1,205 shares pursuant to the 1.084 exchange ratio under the terms of the Merger Agreement; this transaction is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Edythe C. Katz, Attorney-in-Fact 2009-08-03 -----END PRIVACY-ENHANCED MESSAGE-----