SBSE-A/A 0001145665 XXXXXXXX true false 244282 SOCIETE GENERALE SA 52-1128875 244282 0001145665 O2RNE8IBXP4R0TD8PU41 17 COURS VALMY PARIS PARIS LA DEFENSE I0 92987 245 PARK AVENUE NEW YORK NY 10167 2122786000 https://wholesale.banking.societegenerale.com/en/ John Nicholas 12122787720 john.nicholas@sgcib.com Gregoire Simon-Barboux 00 33 1 42 13 12 22 Gregoire.Simon-Barboux@socgen.com SOCIETE GENERALE SA 244282 Y N N Y The French Autorite des Marches Financiers (AMF) and the Autorite de Controle Prudentiel et de Resolution (ACPR). For those areas where Societe Generale SA (SG SA) is relying on the SEC substituted compliance order for French security-based swap dealers (SBSD) dated October 22, 2021 (Amended and Restated French Order), SG SA has, among other things, (1) identified existing policies and procedures and/or obtained assurances from key stakeholders evidencing compliance with relevant French/EU laws, and (2) established an SBSD implementation program to focus on, among other things, substituted compliance requirements including those outlined in the French Order. As required under general condition (9) of the French Order, SG SA has separately filed with the SEC a notice of intent to rely on the French Order that sets forth the SBSD rules for which SG SA intends to rely on substituted compliance. Y Swap Dealer N Societe Generale SA (SG SA) is a leading French-based financial services company. SG SA, through its worldwide network of branches and affiliates, engages in a number of core businesses including: French Retail Banking, International Retail Banking, Insurance and Financial Services to Corporates, and Global Banking and Investor Solutions (GBIS). GBIS involves a variety of wholesale banking activities including capital markets, advisory, transaction and payment, custodial and private banking services to corporate clients and financial institutions such as banks, insurance companies, pension funds, asset managers, financial sponsors and Sovereigns. The security-based swap dealing business of SG SA is conducted as part of GBIS. Y The Federal Reserve Board N N Y Y SOCIETE GENERALE SA 244282 Y Y N N N Y 22 N SOCIETE GENERALE SA 244282 Stephane Landon Group Deputy Chief Risk Officer 10/2020 07/1989 Y NA 537036 Sylvain Cartier Co-Head of Global Markets 06/2021 12/1993 N 483698 Gregoire Simon-Barboux Chief Compliance Officer 01/2021 09/1995 Y NA 536723 Alexandre Fleury Co-Head of Global Markets 06/2021 06/2018 Y NA 532453 Christophe Bernard Lattuada Chief Operating Officer of GBIS 02/2022 09/2009 Y NA 497529 Slawomir Krupa Deputy General Manager 01/2021 01/2002 Y NA 493911 Frederic Oudea Chief Executive Officer & Director 05/2015 08/1995 Y NA 457018 Johan Praud Director 05/2021 11/2005 Y NA 543230 Kyra Hazou Director 05/2021 05/2021 Y NA 463442 Juan Maria Nin Genova Director 09/2016 09/2016 Y NA 500283 Lorenzo Bini Smaghi Chairman of the Board of Directors 05/2015 05/2015 Y NA 468636 William Leon Alfred Connelly Director 05/2017 05/2017 Y NA 519751 Jerome Marie Contamine Director 05/2018 05/2018 Y NA 520793 Diane Cote Director 05/2018 05/2018 Y NA 520775 France Houssaye Director 05/2009 11/1989 Y NA 457015 Annette Hildegard Messemer Director 05/2020 05/2020 Y NA 531188 Henri Poupart-Lafarge Director 05/2021 05/2021 Y NA 543268 Sebastien Michel, Jacques, Marie Wetter Director 05/2021 10/1997 Y NA 543267 Alexandra Elisabeth, Johanna, Maria Schaapveld Director 05/2013 05/2013 Y NA 494720 Gerard Mestrallet Director 05/2015 05/2015 Y NA 494732 Lubomira Rochet Director 05/2017 05/2017 Y NA 519822 Claire Elisabeth Dumas Chief Financial Officer 12/2021 10/1998 Y NA 546913 SOCIETE GENERALE SA 244282 AMENDED The applicant, by itself and through its global framework of subsidiaries and branches, engages in a variety of non-securities, financial services industry-related businesses including commodities, banking, leasing and insurance. The applicant is also a CFTC/NFA registered swap dealer with the CFTC. Item 13A Global Relay Communications Inc. 549300WCLFVEBTBNRF76 220 Cambie Street 2nd Floor Vancouver Z4 V6B 2M9 03-27-2013 Item 13A I.P.C. Systems, Inc. 549300TGOKQLVVAO4O85 Harborside Financial Ctr 3 2nd St Plz 10 Jersey City NJ NJ 07311 08-05-2020 Item 13A Iron Mountain Inc. SQL3F6CKNNBM3SQGHX24 1 Federal Street Boston MA MA 02110 03-01-2020 Item 13A Vanguard Archives, Inc. 3900 S. Michigan Ave Chicago IL 60653 11-24-2004 Item 13B BLOOMBERG SEF LLC 5493003IUYOH354SNS58 731 Lexington Avenue New York NY 10022 10-25-2013 Item 13B ICE CLEAR CREDIT LLC T33OE4AS4QXXS2TT7X50 1 North End Avenue New York NY 10282 07-15-2011 Item 13B Clearstream Banking S.A. 549300OL514RA0SXJJ44 42 J F Kennedy Luxembourg N4 1855 10-29-1988 Item 13B LCH Clearnet SA R1IO4YJ0O79SMWVCHB58 18 rue du Quatre Septembre Paris I0 75002 03-29-2010 SOCIETE GENERALE SA 244282 Firm Societe Generale Americas Securities LLC 245 PARK AVENUE New York NY 10167 Cecile Bartenieff Cecile Bartenieff Chief Operating Officer of GBIS 10-25-2021 The French financial markets regulator I0 The French prudential control and resolution authority I0 Financial Conduct Authority Firm Reference Number 124866 X0 Securities and Futures Commission of Hong Kong CE Reference No AAL252 K3 The Italian Financial Regulatory Authority L6 The Spanish National Securities Market Commission BE 108 U3 Monetary Authority of Singapore A7852 U0 The German Federal Financial Supervisory Authority BaFin-ID 10108265 2M The Japanese Financial Services Agency Kanto Zaimu Kyokucyou No 90 M0 The Polish Financial Supervision Authority KRS 0000099264 R9 11-04-2022 SOCIETE GENERALE SA Gregoire Simon-Barboux Gregoire Simon-Barboux Chief Compliance Officer