0001127602-15-014324.txt : 20150410 0001127602-15-014324.hdr.sgml : 20150410 20150410174642 ACCESSION NUMBER: 0001127602-15-014324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150408 FILED AS OF DATE: 20150410 DATE AS OF CHANGE: 20150410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981089808 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 38 HANS CRESCENT CITY: LONDON STATE: X0 ZIP: SW1X 0LZ BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICK JOHN W CENTRAL INDEX KEY: 0001145585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 15765436 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-08 0001570585 Liberty Global plc LBTY 0001145585 DICK JOHN W 38 HANS CRESCENT LONDON X0 UNITED KINGDOM 1 Class A Ordinary Shares 2015-04-08 4 M 0 10000 11.66 A 26364 D Class A Ordinary Shares 2015-04-08 4 S 0 10000 52.12 D 16364 D Stock Option A (right to buy) 11.66 2015-04-08 4 M 0 10000 D 2015-06-15 Class A Ordinary Shares 10000 0 D On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 10,000 shares at an exercise price of $23.21 per share was adjusted to reflect the dividend. The price reflects a weighted average of sales made at prices ranging from $52.121 to $52.13. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The option is immediately exercisable. The trading symbols for the Issuer's Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. John W. Dick 2015-04-10