144 0001729765 XXXXXXXX LIVE 0001145255 HENNESSY ADVISORS INC 001-36423 7250 REDWOOD BLVD. SUITE 200 NOVATO CA 94945 415-899-1555 Fahy Kathryn Officer Common Charles Schwab Corp.

3000 Schwab Way Westlake TX 76262

10000 101600.00 7902394 05/11/2026 Nasdaq Common 09/12/2021 Vested RSAs Issuer N 1158 09/12/2021 Equity Compensation Common 09/18/2021 Vested RSAs Issuer N 2323 09/18/2021 Equity Compensation Common 09/06/2022 Vested RSAs Issuer N 1498 09/06/2022 Equity Compensation Common 09/22/2025 Vested RSAs Issuer N 5225 09/22/2025 Equity Compensation Y 05/11/2026 Kathryn Fahy