0001567619-22-017643.txt : 20220920
0001567619-22-017643.hdr.sgml : 20220920
20220920192527
ACCESSION NUMBER: 0001567619-22-017643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220918
FILED AS OF DATE: 20220920
DATE AS OF CHANGE: 20220920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEADMAN DANIEL B
CENTRAL INDEX KEY: 0001165096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 221254790
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2022-09-18
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165096
STEADMAN DANIEL B
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
1
0
0
Executive Vice President
Common Stock
2022-09-18
4
A
0
7500
0
A
48992
D
Common Stock
2022-09-18
4
F
0
1296
9.00
D
47696
D
Common Stock
1000
I
By Child
Includes 7,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
2022-09-20