0001567619-20-017001.txt : 20200922
0001567619-20-017001.hdr.sgml : 20200922
20200922190244
ACCESSION NUMBER: 0001567619-20-017001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OFFENBACH RODGER
CENTRAL INDEX KEY: 0001165093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 201190589
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2020-09-18
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165093
OFFENBACH RODGER
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
0
0
0
Common Stock
2020-09-18
4
A
0
5250
0
A
121438
D
Common Stock
8902
I
By IRA
Common Stock
6370
I
By Spouse's IRA
Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2021.
/s/ Peter D. Fetzer, Attorney-in-Fact for Rodger Offenbach
2020-09-22