0001437749-23-035312.txt : 20231226 0001437749-23-035312.hdr.sgml : 20231226 20231226161327 ACCESSION NUMBER: 0001437749-23-035312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231222 FILED AS OF DATE: 20231226 DATE AS OF CHANGE: 20231226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY BRIAN A CENTRAL INDEX KEY: 0001165100 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 231513466 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 FORMER NAME: FORMER CONFORMED NAME: HENNESSEY BRIAN A DATE OF NAME CHANGE: 20020114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-22 0001145255 HENNESSY ADVISORS INC HNNA 0001165100 HENNESSY BRIAN A 7250 REDWOOD BLVD SUITE 200 NOVATO CA 94945 1 0 Common Stock 2023-12-22 4 G 0 11250 0 D 234764.50 I By Trust Common Stock 19362.2728 D Common Stock 19362.2728 I By Spouse's IRA /s/ Teresa Nilsen, Attorney-in-Fact for Brian A. Hennessy 2023-12-26