0001437749-23-034992.txt : 20231220 0001437749-23-034992.hdr.sgml : 20231220 20231220160412 ACCESSION NUMBER: 0001437749-23-034992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231219 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY NEIL J CENTRAL INDEX KEY: 0001165099 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 231501357 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-19 0001145255 HENNESSY ADVISORS INC HNNA 0001165099 HENNESSY NEIL J 7250 REDWOOD BLVD SUITE 200 NOVATO CA 94945 1 1 1 CEO 0 Common Stock 2023-12-19 4 G 0 20000 0 D 2048495 I By Trust Common Stock 2023-12-19 4 P 0 100 6.50 A 2048595 I By Trust /s/ Teresa M. Nilsen, Attorney-in-Fact for Neil J. Hennessy 2023-12-20