0001437749-23-034992.txt : 20231220
0001437749-23-034992.hdr.sgml : 20231220
20231220160412
ACCESSION NUMBER: 0001437749-23-034992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231219
FILED AS OF DATE: 20231220
DATE AS OF CHANGE: 20231220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY NEIL J
CENTRAL INDEX KEY: 0001165099
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 231501357
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-12-19
0001145255
HENNESSY ADVISORS INC
HNNA
0001165099
HENNESSY NEIL J
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
1
1
CEO
0
Common Stock
2023-12-19
4
G
0
20000
0
D
2048495
I
By Trust
Common Stock
2023-12-19
4
P
0
100
6.50
A
2048595
I
By Trust
/s/ Teresa M. Nilsen, Attorney-in-Fact for Neil J. Hennessy
2023-12-20