0001140361-17-045913.txt : 20171212
0001140361-17-045913.hdr.sgml : 20171212
20171212171945
ACCESSION NUMBER: 0001140361-17-045913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171208
FILED AS OF DATE: 20171212
DATE AS OF CHANGE: 20171212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEADMAN DANIEL B
CENTRAL INDEX KEY: 0001165096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 171252471
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2017-12-08
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165096
STEADMAN DANIEL B
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
1
0
0
Executive Vice President
Common Stock
2017-12-08
4
S
0
10000
16.8986
D
58459.5
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $16.60 to $17.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
2017-12-12