0000897069-24-000048.txt : 20240206 0000897069-24-000048.hdr.sgml : 20240206 20240103160519 ACCESSION NUMBER: 0000897069-24-000048 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 680176227 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 CORRESP 1 filename1.htm
Hennessy Advisors, Inc.
7250 Redwood Blvd., Suite 200
Novato, California 94945

January 3, 2024

Via EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C.  20549

  

Re:
Hennessy Advisors, Inc.
Registration Statement on Form S-3
Filed December 8, 2023
File No. 333-275964
Ladies and Gentlemen:

Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned registrant, Hennessy Advisors, Inc., hereby requests that the above-referenced Registration Statement on Form S-3 be declared effective at 10:00 a.m., Eastern Time, on January 8, 2024, or as soon as practicable thereafter.  For purposes of Rules 460 and 461, there is no underwriter.
* * *
 
 Very truly yours,

HENNESSY ADVISORS, INC.


By: /s/ Jennifer Emerson             
      Jennifer Emerson
      General Counsel