-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvUR5p0Mvu53oNdjot02fCSY4WV3yWOOC1AxOVDEreQ4gNS54pzCa/dV31tQ37Of 338zRLfCv8Ito6z9CiIJNQ== 0001104659-07-011663.txt : 20070215 0001104659-07-011663.hdr.sgml : 20070215 20070215170847 ACCESSION NUMBER: 0001104659-07-011663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRU HOLDINGS INC CENTRAL INDEX KEY: 0001145202 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 330954381 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 398-1780 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC TECHNOLOGY INC DATE OF NAME CHANGE: 20030306 FORMER COMPANY: FORMER CONFORMED NAME: DR PROTEIN COM INC DATE OF NAME CHANGE: 20010718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nomura Credit & Capital, Inc. CENTRAL INDEX KEY: 0001317700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33073 FILM NUMBER: 07628320 BUSINESS ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-667-9318 MAIL ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B CITY: NEW YORK STATE: NY ZIP: 10281 4 1 a4.xml 4 X0202 4 2007-02-13 0 0001145202 MRU HOLDINGS INC UNCL 0001317700 Nomura Credit & Capital, Inc. 2 WORLD FINANCIAL CENTER BUILDING B NEW YORK NY 10281 0 0 1 0 Common Stock 2007-02-13 4 X 0 2500000 3.50 A 2500000 D Common Stock 2007-02-13 4 S 0 2500000 5.90 D 0 D Common Stock 2007-02-14 4 X 0 500000 3.50 A 500000 D Common Stock 2007-02-14 4 S 0 500000 5.90 D 0 D Common Stock Warrant (right to buy) 3.50 2007-02-13 4 X 0 2500000 0 D 2005-02-04 Common Stock 2500000 2595004 D Common Stock Warrant (right to buy) 3.50 2007-02-14 4 X 0 500000 0 D 2005-02-04 Common Stock 500000 2095004 D The Expiration Date is the earlier of (i) February 4, 2015 and (ii) thirty (30) days after failure by Nomura Credit & Capital, Inc. ("NCCI") to make any advance that it is required to make under the terms of a Credit Agreement entered into by NCCI, the Issuer and various lender parties thereunder. The warrant held by NCCI, prior to the transactions reported on this Form 4, was exercisable for 5,095,004 shares of Common Stock of the Issuer. Following the transactions reported on this Form 4, the warrant remains exercisable for 2,095,004 shares of Common Stock of the Issuer. NCCI holds an additional warrant to purchase 1,454,445 shares of Common Stock of the Issuer, which became exercisable on February 5, 2007. /s/ Robert Leifer, on behalf of Nomura Credit & Capital, Inc. 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----