EX-99.(E)(VII) 3 da.htm SEVENTH AMENDMENT TO DISTRIBUTION AGREEMENT da.htm
 
HOTCHKIS & WILEY FUNDS
SEVENTH AMENDMENT TO THE
DISTRIBUTION AGREEMENT


THIS SEVENTH AMENDMENT dated as of the 14th day of May, 2014, to the Distribution Agreement, dated as of February 18, 2005, as amended August 15, 2005, February 6, 2006, January 1, 2008, February 5, 2009, November 17, 2010 and November 19, 2012 (the "Agreement"), is entered into by and among HOTCHKIS & WILEY FUNDS, a Delaware statutory trust (the "Trust"), HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to amend the Funds of the Agreement; and

WHEREAS, Section 10.B of the Agreement allows for its amendment by a written instrument executed by the parties.

NOW, THEREFORE, the parties agree that Amended Exhibit A of the Agreement is superseded and replaced with Amended Exhibit A attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Seventh Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
 
 
HOTCHKIS AND WILEY FUNDS QUASAR DISTRIBUTORS, LLC
   
By: /s/ Anna Marie Lopez      By: /s/ James R. Schoenike
Printed Name: Anna Marie Lopez Printed Name: James R. Schoenike
Title: President Title: President
   
HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC  
By: /s/ Anna Marie Lopez    
Printed Name: Anna Marie Lopez
  
Title: Chief Operating Officer
  
   
 
    

5/2014
 
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Amended Exhibit A to the Distribution Agreement – Hotchkis and Wiley Funds
 
Fund Names

Separate Series of HOTCHKIS & WILEY FUNDS
 
 
 Name of Series Date Added
 Hotchkis & Wiley Value Opportunities Fund    12-31-2002
 Hotchkis & Wiley Diversified Value Fund   08-24-2004
 Hotchkis & Wiley Large Cap Value Fund 10-19-2001
 Hotchkis & Wiley Mid-Cap Value Fund 10-19-2001
 Hotchkis & Wiley Small Cap Value Fund  10-19-2001
 Hotchkis & Wiley High Yield Fund 03-31-2009
 Hotchkis & Wiley Capital Income Fund  12-31-2010
 Hotchkis & Wiley Global Value Fund  12-31-2012
 Hotchkis & Wiley Small Cap Diversified Value Fund     on or after 06-30-2014
 
 
  
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