485BPOS 1 hwf_485bxbrl.htm POEST EFFECTIVE AMENDMENT FOR XBRL hwf_485bxbrl.htm

 
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 17, 2013

1933 ACT FILE NO. 333-68740
1940 ACT FILE NO. 811-10487

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
   
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Post-Effective Amendment No.
30
 
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   and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
31
 
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(Check appropriate box or boxes.)

HOTCHKIS & WILEY FUNDS
(Exact name of Registrant as Specified in Charter)

725 S. Figueroa Street, 39th Floor
Los Angeles, California 90017-5439
(Address of Principal Executive Office) (Zip Code)

(213) 430-1000
Registrant’s Telephone Number, including Area Code

Anna Marie Lopez
725 S. Figueroa Street, 39th Floor
Los Angeles, California 90017-5439

(Name and Address of Agent for Service)

Copy to:
Karin Jagel Flynn, Esq.
Joseph M. Mannon, Esq.
Vedder Price P.C.
222 North LaSalle Street
26th Floor
Chicago, IL 60601

It is proposed that this filing will become effective (check appropriate box):
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immediately upon filing pursuant to paragraph (b)
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On (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post- effective amendment.

Explanatory Note:  This Post-Effective Amendment (“PEA”) No. 30 to the Registration Statement of Hotchkis & Wiley Funds (the “Trust”) on Form N-1A hereby incorporates Parts A, B and C from the Trust’s PEA No. 29 on Form N-1A filed August 29, 2013.  This PEA No. 30 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 29 to the Trust’s Registration Statement.

 
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act and the 1940 Act, the Registrant certifies that this Post-Effective Amendment No. 30 to its Registration Statement meets all the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act, and the Registrant has duly caused this Post-Effective Amendment No. 30 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized, in the City of Los Angeles and the State of California on September 17, 2013.

 
Hotchkis & Wiley Funds
   
 
/s/Anna Marie Lopez
 
Anna Marie Lopez
 
President

Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 30 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
Title
Date
     
Randall H. Breitenbach*
Trustee
September 17, 2013
Randall H. Breitenbach
   
     
Robert L. Burch III*
Trustee
September 17, 2013
Robert L. Burch III
   
     
Alejandra C. Edwards*
Trustee
September 17, 2013
Alejandra C. Edwards
   
     
Marcy Elkind*
Trustee
September 17, 2013
Marcy Elkind
   
     
Robert Fitzgerald*
Trustee
September 17, 2013
Robert Fitzgerald
   
     
John A.G. Gavin*
Trustee
September 17, 2013
John A.G. Gavin
   
     
Donald Morrison*
Trustee
September 17, 2013
Donald Morrison
   
     
George H. Davis, Jr.*
Trustee
September 17, 2013
George H. Davis, Jr.
   
     
/s/Anna Marie Lopez
Principal Executive Officer
September 17, 2013
Anna Marie Lopez
   
     
/s/James Menvielle
Principal Financial and
September 17, 2013
James Menvielle
Accounting Officer
 

* By: /s/Anna Marie Lopez
   Anna Marie Lopez
   Attorney-in-fact pursuant to the Power of Attorney previously filed and incorporated by reference.
 

 
 
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INDEX TO EXHIBITS

Exhibit
Exhibit No.
Instance Document
EX-101.INS
Schema Document
EX-101.SCH
Calculation Linkbase Document
EX-101.CAL
Definition Linkbase Document
EX-101.DEF
Label Linkbase Document
EX-101.LAB
Presentation Linkbase Document
EX-101.PRE

 
 
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