0001567619-22-020170.txt : 20221115 0001567619-22-020170.hdr.sgml : 20221115 20221114175932 ACCESSION NUMBER: 0001567619-22-020170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001145020 IRS NUMBER: 850301299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06605 FILM NUMBER: 221388308 BUSINESS ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 BUSINESS PHONE: 5059840200 MAIL ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001145020 XXXXXXXX 09-30-2022 09-30-2022 THORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD SANTA FE NM 87506-8361

13F HOLDINGS REPORT 028-06605 N STEPHEN VELIE 5054677283 Stephen Velie SANTA FE NM 09-30-2022 0 200 5645891 false INFORMATION TABLE 2 form13fInfoTable.xml ABB LTD SPONSORED ADR 000375204 9710 378406 SH SOLE 374276 0 4130 ALBEMARLE CORP COM 012653101 1035 3915 SH SOLE 3915 0 0 AMAZON COM INC COM 023135106 420 3719 SH SOLE 3719 0 0 APPLE INC COM 037833100 4170 30176 SH SOLE 30176 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 47100 858871 SH SOLE 845736 0 13135 BANK MONTREAL QUE COM 063671101 3891 44431 SH SOLE 44431 0 0 BHP GROUP LTD SPONSORED ADS 088606108 244 4885 SH SOLE 4885 0 0 BILL COM HLDGS INC COM 090043100 2919 22055 SH SOLE 22055 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 20966 227024 SH SOLE 227024 0 0 AZENTA INC COM 114340102 8088 188708 SH SOLE 188708 0 0 CF INDS HLDGS INC COM 125269100 9394 97599 SH SOLE 97599 0 0 CACI INTL INC CL A 127190304 30816 118043 SH SOLE 118043 0 0 CACTUS INC CL A 127203107 7248 188601 SH SOLE 188601 0 0 CASELLA WASTE SYS INC CL A 147448104 29601 387494 SH SOLE 387494 0 0 CHESAPEAKE ENERGY CORP COM 165167735 28847 306203 SH SOLE 306203 0 0 CITIGROUP INC COM NEW 172967424 74184 1780262 SH SOLE 1780262 0 0 CLEAN HARBORS INC COM 184496107 14783 134415 SH SOLE 134415 0 0 COMCAST HOLDINGS CORP ZONES CV2% PCS 200300507 8988 166110 PRN SOLE 166110 0 0 CONMED CORP COM 207410101 11806 147261 SH SOLE 147261 0 0 CROWN HLDGS INC COM 228368106 14709 181531 SH SOLE 181531 0 0 DECKERS OUTDOOR CORP COM 243537107 9081 29050 SH SOLE 29050 0 0 ERICSSON ADR B SEK 10 294821608 6790 1182901 SH SOLE 1170171 0 12730 FAIR ISAAC CORP COM 303250104 630 1528 SH SOLE 1528 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 10125 144112 SH SOLE 144112 0 0 FORMFACTOR INC COM 346375108 7844 313130 SH SOLE 313130 0 0 FRESHPET INC COM 358039105 4879 97396 SH SOLE 97396 0 0 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 1642 12953 SH SOLE 12953 0 0 HOME DEPOT INC COM 437076102 140963 510847 SH SOLE 510847 0 0 INFOSYS LTD SPONSORED ADR 456788108 14287 841903 SH SOLE 841903 0 0 ING GROEP N.V. SPONSORED ADR 456837103 7297 858494 SH SOLE 850000 0 8494 INSTRUCTURE HLDGS INC COM 457790103 5892 264466 SH SOLE 264466 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 24151 933918 SH SOLE 933918 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 531 15234 SH SOLE 15234 0 0 ISHARES TR MSCI EAFE ETF 464287465 2574 45958 SH SOLE 44367 0 1591 ISHARES TR MSCI ACWI EX US 464288240 6750 168925 SH SOLE 166254 0 2671 ISHARES TR IBOXX HI YD ETF 464288513 405 5678 SH SOLE 5678 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 22620 108839 SH SOLE 108839 0 0 LAMB WESTON HLDGS INC COM 513272104 14110 182352 SH SOLE 182352 0 0 LAUDER ESTEE COS INC CL A 518439104 1144 5300 SH SOLE 5300 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 6125 104706 SH SOLE 104706 0 0 LOCKHEED MARTIN CORP COM 539830109 4584 11866 SH SOLE 11866 0 0 MATADOR RES CO COM 576485205 13409 274099 SH SOLE 274099 0 0 MCDONALDS CORP COM 580135101 6224 26976 SH SOLE 26976 0 0 MICROSOFT CORP COM 594918104 11015 47293 SH SOLE 47293 0 0 MICRON TECHNOLOGY INC COM 595112103 34312 684871 SH SOLE 684871 0 0 MONOLITHIC PWR SYS INC COM 609839105 4543 12501 SH SOLE 12501 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 8744 169448 SH SOLE 169448 0 0 ORANGE SPONSORED ADR 684060106 7251 806541 SH SOLE 798504 0 8037 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1239 42941 SH SOLE 42941 0 0 PFIZER INC COM 717081103 322330 7365857 SH SOLE 7365857 0 0 QUALCOMM INC COM 747525103 219270 1940786 SH SOLE 1940786 0 0 RADIUS GLOBAL INFRASTRCTRE I COM CL A 750481103 7851 833484 SH SOLE 833484 0 0 REPLIGEN CORP COM 759916109 7369 39385 SH SOLE 39385 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 4480 SH SOLE 4480 0 0 SHELL PLC SPON ADS 780259305 5223 104970 SH SOLE 103903 0 1067 SCHWAB CHARLES CORP COM 808513105 44707 622058 SH SOLE 622058 0 0 SERVICE CORP INTL COM 817565104 515 8925 SH SOLE 8925 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 10212 112531 SH SOLE 112531 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 9692 151317 SH SOLE 150241 0 1076 TJX COS INC NEW COM 872540109 44847 721943 SH SOLE 721943 0 0 T-MOBILE US INC COM 872590104 6250 46580 SH SOLE 46580 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 109370 1595238 SH SOLE 1583464 0 11774 TATA MTRS LTD SPONSORED ADR 876568502 20170 831400 SH SOLE 831400 0 0 TECK RESOURCES LTD CL B 878742204 18880 621134 SH SOLE 616473 0 4661 TELEDYNE TECHNOLOGIES INC COM 879360105 18709 55438 SH SOLE 55438 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 591 1165 SH SOLE 1165 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 23400 745232 SH SOLE 745232 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 2612 227116 SH SOLE 227116 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 41366 2355668 SH SOLE 2355668 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 7227 179195 SH SOLE 179195 0 0 EQUITABLE HLDGS INC COM 29452E101 149257 5664401 SH SOLE 5664401 0 0 QUANTA SVCS INC COM 74762E102 1020 8005 SH SOLE 8005 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 27836 598367 SH SOLE 589900 0 8467 AES CORP COM 00130H105 17884 791316 SH SOLE 791316 0 0 API GROUP CORP COM STK 00187Y100 4171 314289 SH SOLE 314289 0 0 ABBVIE INC COM 00287Y109 186115 1386747 SH SOLE 1386747 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 6862 87770 SH SOLE 87770 0 0 ACTIVISION BLIZZARD INC COM 00507V109 52608 707667 SH SOLE 702337 0 5330 AGILYSYS INC COM 00847J105 14048 253800 SH SOLE 253800 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 16045 200593 SH SOLE 199889 0 704 ALPHABET INC CAP STK CL A 02079K305 51804 541597 SH SOLE 541597 0 0 ALTRIA GROUP INC COM 02209S103 7587 187900 SH SOLE 187900 0 0 MIDCAP FINANCIAL INVSTMNT CO COM NEW 03761U502 30024 2937783 SH SOLE 2937783 0 0 APPLIED INDL TECHNOLOGIES IN COM 03820C105 8585 83531 SH SOLE 83531 0 0 ASSURANT INC COM 04621X108 15015 103356 SH SOLE 103356 0 0 ATRICURE INC COM 04963C209 4963 126926 SH SOLE 126926 0 0 AVANTOR INC COM 05352A100 20145 1027794 SH SOLE 1027794 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 16494 226539 SH SOLE 226539 0 0 BENTLEY SYS INC COM CL B 08265T208 7757 253581 SH SOLE 253581 0 0 BLACK KNIGHT INC COM 09215C105 21002 324450 SH SOLE 324450 0 0 BOOKING HOLDINGS INC COM 09857L108 74863 45559 SH SOLE 45272 0 287 BROADCOM INC COM 11135F101 295779 666155 SH SOLE 666155 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 13479 228763 SH SOLE 228763 0 0 CCC INTELLIGENT SOLUTIONS HL COM 12510Q100 11141 1224270 SH SOLE 1224270 0 0 CME GROUP INC COM 12572Q105 349052 1970598 SH SOLE 1970056 0 542 CRH PLC ADR 12626K203 3050 94623 SH SOLE 93596 0 1027 CALIX INC COM 13100M509 14809 242217 SH SOLE 242217 0 0 CANADIAN PAC RY LTD COM 13645T100 88544 1327098 SH SOLE 1325372 0 1726 CAPITAL ONE FINL CORP COM 14040H105 44689 484858 SH SOLE 484858 0 0 CELSIUS HLDGS INC COM NEW 15118V207 7735 85302 SH SOLE 85302 0 0 CHART INDS INC COM 16115Q308 25136 136352 SH SOLE 136352 0 0 CHIMERA INVT CORP COM NEW 16934Q208 90471 17331693 SH SOLE 17331693 0 0 CISCO SYS INC COM 17275R102 92272 2306809 SH SOLE 2306809 0 0 COURSERA INC COM 22266M104 928 86066 SH SOLE 86066 0 0 COUPANG INC CL A 22266T109 1445 86679 SH SOLE 86679 0 0 CYTOKINETICS INC COM NEW 23282W605 3595 74198 SH SOLE 74198 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 12763 75160 SH SOLE 73784 0 1376 DIAMONDBACK ENERGY INC COM 25278X109 1061 8806 SH SOLE 8806 0 0 ELEMENT SOLUTIONS INC COM 28618M106 9196 565242 SH SOLE 565242 0 0 ASPEN TECHNOLOGY INC COM 29109X106 14852 62352 SH SOLE 62352 0 0 ENBRIDGE INC COM 29250N105 125399 3384931 SH SOLE 3384931 0 0 ENDAVA PLC ADS 29260V105 4536 56251 SH SOLE 56251 0 0 ENEL CHILE S.A. SPONSORED ADR 29278D105 490 354788 SH SOLE 354788 0 0 ENTEGRIS INC COM 29362U104 7253 87368 SH SOLE 87368 0 0 EPAM SYS INC COM 29414B104 8489 23438 SH SOLE 23438 0 0 ENVISTA HOLDINGS CORPORATION COM 29415F104 10966 334230 SH SOLE 334230 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 11610 13507000 PRN SOLE 13507000 0 0 META PLATFORMS INC CL A 30303M102 22378 164932 SH SOLE 164932 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 4733 62628 SH SOLE 62628 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 660 5056 SH SOLE 5056 0 0 FOX FACTORY HLDG CORP COM 35138V102 6551 82840 SH SOLE 82840 0 0 FREEPORT-MCMORAN INC CL B 35671D857 15741 575978 SH SOLE 575978 0 0 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 2560 73011 SH SOLE 73011 0 0 GENTHERM INC COM 37253A103 7511 151031 SH SOLE 151031 0 0 GRANITE PT MTG TR INC COM STK 38741L107 9129 1417500 SH SOLE 1417500 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 4506 135358 SH SOLE 135358 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 46288 792327 SH SOLE 786645 0 5682 HESKA CORP COM RESTRC NEW 42805E306 9967 136684 SH SOLE 136684 0 0 H WORLD GROUP LTD SPONSORED ADS 44332N106 10518 313585 SH SOLE 313585 0 0 ITT INC COM 45073V108 9336 142877 SH SOLE 142877 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 9828 587418 SH SOLE 587418 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 551 27288 SH SOLE 27288 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 397 19822 SH SOLE 19822 0 0 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 616 34412 SH SOLE 34412 0 0 IVERIC BIO INC COM 46583P102 5548 309268 SH SOLE 309268 0 0 JPMORGAN CHASE & CO COM 46625H100 191146 1829144 SH SOLE 1829144 0 0 JD.COM INC SPON ADR CL A 47215P106 13037 259178 SH SOLE 255451 0 3727 JONES LANG LASALLE INC COM 48020Q107 10871 71957 SH SOLE 71957 0 0 KANZHUN LIMITED SPONSORED ADS 48553T106 25271 1497097 SH SOLE 1495119 0 1978 KITE RLTY GROUP TR COM NEW 49803T300 9846 571769 SH SOLE 571769 0 0 LI AUTO INC SPONSORED ADS 50202M102 569 24734 SH SOLE 24734 0 0 LPL FINL HLDGS INC COM 50212V100 19933 91235 SH SOLE 91235 0 0 LIBERTY ENERGY INC COM CL A 53115L104 11382 897633 SH SOLE 897633 0 0 LIVENT CORP COM 53814L108 8604 280727 SH SOLE 280727 0 0 MASTERCARD INCORPORATED CL A 57636Q104 114614 403089 SH SOLE 401566 0 1523 MAXLINEAR INC COM 57776J100 5235 160487 SH SOLE 160487 0 0 MERCADOLIBRE INC COM 58733R102 42358 51171 SH SOLE 50890 0 281 MERCK & CO INC COM 58933Y105 136964 1590380 SH SOLE 1590380 0 0 NETEASE INC SPONSORED ADS 64110W102 1059 14003 SH SOLE 14003 0 0 NOVARTIS AG SPONSORED ADR 66987V109 469 6172 SH SOLE 6172 0 0 NVIDIA CORPORATION COM 67066G104 29074 239512 SH SOLE 239428 0 84 OPEN LENDING CORP COM CL A 68373J104 1789 222458 SH SOLE 222458 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 3147 100013 SH SOLE 100013 0 0 OTIS WORLDWIDE CORP COM 68902V107 465 7284 SH SOLE 7284 0 0 PAYCOM SOFTWARE INC COM 70432V102 5894 17862 SH SOLE 17862 0 0 PETIQ INC COM CL A 71639T106 4369 633216 SH SOLE 633216 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 92820 7521856 SH SOLE 7521856 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 15906 196131 SH SOLE 196131 0 0 POOL CORP COM 73278L105 14123 44384 SH SOLE 44384 0 0 QORVO INC COM 74736K101 14052 176961 SH SOLE 176961 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 230383 11478973 SH SOLE 11478973 0 0 REPAY HLDGS CORP COM CL A 76029L100 8301 1175843 SH SOLE 1175843 0 0 RYAN SPECIALTY HOLDINGS INC CL A 78351F107 9096 223921 SH SOLE 223921 0 0 SPDR GOLD TR GOLD SHS 78463V107 823 5318 SH SOLE 5318 0 0 SAIA INC COM 78709Y105 4269 22470 SH SOLE 22470 0 0 SEA LTD SPONSORD ADS 81141R100 2654 47345 SH SOLE 47345 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 13982 201637 SH SOLE 201637 0 0 SENTINELONE INC CL A 81730H109 10275 401977 SH SOLE 401977 0 0 SERVICENOW INC COM 81762P102 3117 8255 SH SOLE 8255 0 0 SHIFT4 PMTS INC CL A 82452J109 6330 141903 SH SOLE 141903 0 0 SHOCKWAVE MED INC COM 82489T104 11305 40656 SH SOLE 40656 0 0 SHOPIFY INC CL A 82509L107 471 17500 SH SOLE 17500 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 9821 65037 SH SOLE 65037 0 0 SLR INVESTMENT CORP COM 83413U100 53452 4338599 SH SOLE 4338599 0 0 SOVOS BRANDS INC COM 84612U107 6030 423472 SH SOLE 423472 0 0 STERLING CHECK CORP COM 85917T109 609 34545 SH SOLE 34545 0 0 SUNOPTA INC COM 8676EP108 13436 1476495 SH SOLE 1476495 0 0 VALERO ENERGY CORP COM 91913Y100 423 3963 SH SOLE 3963 0 0 VISA INC COM CL A 92826C839 50425 283847 SH SOLE 282083 0 1764 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 337 29708 SH SOLE 29708 0 0 WALKER & DUNLOP INC COM 93148P102 10710 127914 SH SOLE 127914 0 0 WASTE CONNECTIONS INC COM 94106B101 10663 78910 SH SOLE 78910 0 0 WIDEOPENWEST INC COM 96758W101 6627 540100 SH SOLE 540100 0 0 YETI HLDGS INC COM 98585X104 3724 130588 SH SOLE 130588 0 0 YUM CHINA HLDGS INC COM 98850P109 38486 805014 SH SOLE 805014 0 0 ZURN ELKAY WATER SOLNS CORP COM 98983L108 7615 310805 SH SOLE 310805 0 0 AMBARELLA INC SHS G037AX101 4277 76136 SH SOLE 76136 0 0 AON PLC SHS CL A G0403H108 42767 159656 SH SOLE 158445 0 1211 HORIZON THERAPEUTICS PUB L SHS G46188101 15151 244812 SH SOLE 244812 0 0 ICON PLC SHS G4705A100 30627 166651 SH SOLE 165413 0 1238 LINDE PLC SHS G5494J103 73609 272846 SH SOLE 272417 0 429 XP INC CL A G98239109 18909 994662 SH SOLE 994662 0 0 UBS GROUP AG SHS H42097107 62731 4276934 SH SOLE 4276934 0 0 ON HLDG AG NAMEN AKT A H5919C104 2204 137326 SH SOLE 137326 0 0 GLOBANT S A COM L44385109 34145 182515 SH SOLE 181427 0 1088 ASML HOLDING N V N Y REGISTRY SHS N07059210 31059 74777 SH SOLE 73552 0 1225 ELASTIC N V ORD SHS N14506104 17463 243420 SH SOLE 242419 0 1001 FERRARI N V COM N3167Y103 34687 187498 SH SOLE 185964 0 1534 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 149457 1985344 SH SOLE 1985344 0 0 STELLANTIS N.V SHS N82405106 63907 5316139 SH SOLE 5316139 0 0