Chief Compliance Officer

0001567619-21-019598.txt : 20211110 0001567619-21-019598.hdr.sgml : 20211110 20211109182342 ACCESSION NUMBER: 0001567619-21-019598 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001145020 IRS NUMBER: 850301299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06605 FILM NUMBER: 211393650 BUSINESS ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 BUSINESS PHONE: 5059840200 MAIL ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001145020 XXXXXXXX 09-30-2021 09-30-2021 THORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD SANTA FE NM 87506-8361

13F HOLDINGS REPORT 028-06605 N STEPHEN VELIE Chief Compliance Officer 5054677283 Stephen Velie SANTA FE NM 11-09-2021 0 210 8145878 false INFORMATION TABLE 2 form13fInfoTable.xml ABB LTD-SPON ADR SPONSORED ADR 000375204 13110 392991 SH SOLE 388498 0 4493 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 78082 527403 SH SOLE 522903 0 4500 ASML HOLDING NV-NY REG SHS N Y REGISTRY SHS N07059210 47270 63440 SH SOLE 62527 0 913 ASTRAZENECA PLC-SPONS ADR SPONSORED ADR 046353108 57989 965523 SH SOLE 951594 0 13929 BILIBILI INC-SPONSORED ADR SPONS ADS REP Z 090040106 4809 72674 SH SOLE 71841 0 833 CRH PLC-SPONSORED ADR ADR 12626K203 4567 97708 SH SOLE 96571 0 1137 ENEL CHILE SA-ADR SPONSORED ADR 29278D105 471 195238 SH SOLE 194988 0 250 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 13849 1236561 SH SOLE 1222255 0 14306 GDS HOLDINGS LTD - ADR SPONSORED ADS 36165L108 9481 167484 SH SOLE 165587 0 1897 GRUPO AEROPORTUARIO PAC-ADR SPON ADR B 400506101 2719 23377 SH SOLE 23347 0 30 HDFC BANK LTD-ADR SPONSORED ADS 40415F101 4915 67247 SH SOLE 67159 0 88 HUAZHU GROUP LTD-ADR SPONSORED ADS 44332N106 9020 196692 SH SOLE 196655 0 37 ICICI BANK LTD-SPON ADR ADR 45104G104 3205 169831 SH SOLE 169609 0 222 INFOSYS LTD-SP ADR SPONSORED ADR 456788108 26338 1183743 SH SOLE 1183602 0 141 ING GROEP N.V.-SPONSORED ADR SPONSORED ADR 456837103 9780 674933 SH SOLE 667491 0 7442 JUST EAT TAKEAWAY-SPONS ADR SPONSORED ADS 48214T305 13318 916577 SH SOLE 900924 0 15653 KANZHUN LTD SPONSORED ADS 48553T106 61857 1718730 SH SOLE 1717127 0 1603 LI AUTO INC - ADR SPONSORED ADS 50202M102 1003 38156 SH SOLE 38107 0 49 MITSUBISHI UFJ FINL-SPON ADR SPONSORED ADS 606822104 12922 2179053 SH SOLE 2153721 0 25332 NATURA &CO HOLDING-ADR ADS 63884N108 1341 80560 SH SOLE 80454 0 106 NETEASE INC-ADR SPONSORED ADS 64110W102 1086 12717 SH SOLE 12716 0 1 NIO INC - ADR SPON ADS 62914V106 29622 831382 SH SOLE 829957 0 1425 NOVARTIS AG-SPONSORED ADR SPONSORED ADR 66987V109 766 9370 SH SOLE 9370 0 0 OATLY GROUP AB SPONSORED ADS 67421J108 9962 658847 SH SOLE 658847 0 0 ORANGE-SPON ADR SPONSORED ADR 684060106 1374 126832 SH SOLE 126832 0 0 OZON HOLDINGS PLC - ADR SPONSORED ADS 69269L104 740 14665 SH SOLE 14644 0 21 QUIMICA Y MINERA CHIL-SP ADR SPON ADR SER B 833635105 31151 579885 SH SOLE 579834 0 51 ROYAL DUTCH SHELL-SPON ADR-A SPONS ADR A 780259206 591 13251 SH SOLE 13251 0 0 SEA LTD-ADR SPONSORD ADS 81141R100 75869 238034 SH SOLE 237007 0 1027 SONY GROUP CORP-SPONSORED ADR SPONSORED ADR 835699307 17080 154458 SH SOLE 153277 0 1181 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADS 874039100 162790 1458041 SH SOLE 1449762 0 8279 TELEFONICA BRASIL-ADR NEW ADR 87936R205 1065 137302 SH SOLE 137301 0 1 TELKOM INDONESIA PERSERO-ADR SPONSORED ADR 715684106 1202 47339 SH SOLE 47277 0 62 TOTALENERGIES SE-SPON ADR SPONSORED ADS 89151E109 14511 302758 SH SOLE 299240 0 3518 VALE SA-SP ADR SPONSORED ADS 91912E105 790 56611 SH SOLE 56610 0 1 VNET GROUP INC-ADR SPONSORED ADS A 90138A103 49923 2884054 SH SOLE 2867119 0 16935 VODAFONE GROUP PLC-SP ADR SPONSORED ADR 92857W308 640 41413 SH SOLE 41413 0 0 YUM CHINA HOLDINGS INC COM 98850P109 23733 401200 SH SOLE 401200 0 0 ABBVIE INC COM 00287Y109 381852 3539931 SH SOLE 3539931 0 0 ACTIVISION BLIZZARD INC COM 00507V109 106043 1370243 SH SOLE 1361797 0 8446 AES CORP COM 00130H105 22292 976445 SH SOLE 976445 0 0 AGILYSYS INC COM 00847J105 8995 171792 SH SOLE 171792 0 0 ALBEMARLE CORP COM 012653101 3498 15973 SH SOLE 15973 0 0 ALPHABET INC-CL A CAP STK CL A 02079K305 83785 31339 SH SOLE 31339 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 3348 1256 SH SOLE 1256 0 0 ALTRIA GROUP INC COM 02209S103 11106 243990 SH SOLE 243990 0 0 AMAZON.COM INC COM 023135106 14011 4265 SH SOLE 4265 0 0 AMEDISYS INC COM COM 023436108 16861 113082 SH SOLE 113082 0 0 ANAPLAN INC COM 03272L108 12411 203832 SH SOLE 203832 0 0 APOLLO INVESTMENT CORP COM NEW 03761U502 49128 3787783 SH SOLE 3787783 0 0 APPLE INC COM 037833100 2886 20399 SH SOLE 20399 0 0 ASSURED GUARANTY LTD COM G0585R106 3248 69384 SH SOLE 69384 0 0 ATLASSIAN CORP PLC-CLASS A CL A G06242104 57288 146360 SH SOLE 145447 0 913 ATRICURE INC COM 04963C209 10295 148024 SH SOLE 148024 0 0 AVANTOR INC COM 05352A100 64878 1586249 SH SOLE 1586249 0 0 BIGCOMMERCE HOLDINGS-SER 1 COM SER 1 08975P108 9971 196896 SH SOLE 196896 0 0 BLACK KNIGHT INC COM 09215C105 32419 450264 SH SOLE 450264 0 0 BOOZ ALLEN HAMILTON HOLDINGS CL A 099502106 24140 304228 SH SOLE 304228 0 0 BRIGHT HORIZON FAMILY COM COM 109194100 10639 76306 SH SOLE 76306 0 0 BROADCOM INC COM 11135F101 390035 804311 SH SOLE 804311 0 0 BROOKS AUTOMATION INC COM 114340102 15959 155925 SH SOLE 155925 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 18414 355900 SH SOLE 355900 0 0 BUMBLE INC-A COM CL A 12047B105 4498 90004 SH SOLE 90004 0 0 CACI INTERNATIONAL INC -CL A CL A 127190304 26996 103000 SH SOLE 103000 0 0 CALIX INC COM 13100M509 16034 324379 SH SOLE 324379 0 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 82747 1271665 SH SOLE 1269409 0 2256 CAPITAL ONE FINANCIAL CORP COM 14040H105 84692 522886 SH SOLE 522886 0 0 CASELLA WASTE SYSTEMS INC-A CL A 147448104 36827 484945 SH SOLE 484945 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 44566 798387 SH SOLE 798387 0 0 CHART INDUSTRIES INC COM 16115Q308 38979 203961 SH SOLE 203961 0 0 CHESAPEAKE ENERGY CORP COM 165167735 13292 215812 SH SOLE 215812 0 0 CISCO SYSTEMS INC COM 17275R102 109791 2017103 SH SOLE 2017103 0 0 CITIGROUP INC COM NEW 172967424 165724 2361415 SH SOLE 2358942 0 2473 CLEAN HARBORS INC COM 184496107 16091 154917 SH SOLE 154917 0 0 CME GROUP INC COM 12572Q105 407061 2104979 SH SOLE 2104390 0 589 COHU INC COM 192576106 10886 340825 SH SOLE 340825 0 0 CONMED CORP COM 207410101 14444 110403 SH SOLE 110403 0 0 COOPER COS INC/THE COM NEW 216648402 1822 4409 SH SOLE 4409 0 0 COUPANG INC CL A 22266T109 1645 59064 SH SOLE 59063 0 1 COURSERA INC COM 22266M104 5406 170795 SH SOLE 170795 0 0 CROWN HOLDINGS INC COM 228368106 20368 202106 SH SOLE 202106 0 0 DIAMONDBACK ENERGY INC COM 25278X109 23231 245386 SH SOLE 245386 0 0 DLOCAL LTD/URUGUAY CLASS A COM G29018101 30410 557362 SH SOLE 555451 0 1911 DOMO INC - CLASS B COM CL B 257554105 13648 161634 SH SOLE 161634 0 0 ELASTIC NV ORD SHS N14506104 37131 249216 SH SOLE 249216 0 0 ELEMENT SOLUTIONS INC COM 28618M106 15482 714106 SH SOLE 714106 0 0 ENTEGRIS INC COM 29362U104 31976 253980 SH SOLE 253980 0 0 ENVISTA HOLDINGS CORP COM 29415F104 16108 385278 SH SOLE 385278 0 0 EPAM SYSTEMS INC COM 29414B104 1 1 SH SOLE 1 0 0 EQUITABLE HOLDINGS INC COM 29452E101 167901 5664660 SH SOLE 5664660 0 0 ESTEE LAUDER COMPANIES-CL A CL A 518439104 480 1599 SH SOLE 1599 0 0 EVENTBRITE INC-CLASS A COM CL A 29975E109 15438 816379 SH SOLE 816379 0 0 FERRARI NV COM N3167Y103 64202 307011 SH SOLE 305065 0 1946 FLEX LTD ORD Y2573F102 13662 772735 SH SOLE 772735 0 0 FLOOR & DECOR HOLDINGS INC-A CL A 339750101 33611 278259 SH SOLE 278259 0 0 FOX FACTORY HOLDING CORP COM 35138V102 18028 124726 SH SOLE 124726 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2560 78698 SH SOLE 78698 0 0 FRESHPET INC COM 358039105 16550 115989 SH SOLE 115989 0 0 GATES INDUSTRIAL CORP PLC ORD SHS G39108108 16605 1020616 SH SOLE 1020616 0 0 GLOBANT SA COM L44385109 13719 48821 SH SOLE 48816 0 5 GROCERY OUTLET HOLDING CORP COM 39874R101 560 25957 SH SOLE 25957 0 0 GXO LOGISTICS INC COMMON STOCK 36262G101 16462 209866 SH SOLE 209866 0 0 HAEMONETICS CORP/MASS COM 405024100 17305 245143 SH SOLE 245143 0 0 HESKA CORP COM RESTRC NEW 42805E306 41926 162163 SH SOLE 162163 0 0 HOME DEPOT INC COM 437076102 276738 843045 SH SOLE 843045 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 20376 186016 SH SOLE 186016 0 0 HUDBAY MINERALS INC COM 443628102 15230 2444645 SH SOLE 2444645 0 0 HUNTSMAN CORP COM 447011107 572 19337 SH SOLE 19337 0 0 IAA INC COM 449253103 22197 406768 SH SOLE 406768 0 0 II-VI INC COM 902104108 12656 213215 SH SOLE 213215 0 0 ITT INC COM 45073V108 13543 157774 SH SOLE 157774 0 0 JONES LANG LASALLE INC COM 48020Q107 28803 116097 SH SOLE 116097 0 0 JPMORGAN CHASE & CO COM 46625H100 311969 1905851 SH SOLE 1905851 0 0 KORNIT DIGITAL LTD SHS M6372Q113 21494 148498 SH SOLE 148498 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 13823 62765 SH SOLE 62765 0 0 LAMB WESTON HOLDINGS INC COM 513272104 9589 156257 SH SOLE 156257 0 0 LESLIE'S INC COM 527064109 10338 503325 SH SOLE 503325 0 0 LINDE PLC SHS G5494J103 12456 42457 SH SOLE 41990 0 467 LIVEPERSON INC COM 538146101 11386 193147 SH SOLE 193147 0 0 LIVERAMP HOLDINGS INC COM 53815P108 621 13143 SH SOLE 13143 0 0 LOCKHEED MARTIN CORP COM 539830109 11095 32150 SH SOLE 32150 0 0 LPL FINANCIAL HOLDINGS INC COM 50212V100 27673 176534 SH SOLE 176534 0 0 LYONDELLBASELL INDU-CL A SHS - A - N53745100 135910 1448165 SH SOLE 1448165 0 0 MASTERCARD INC - A CL A 57636Q104 149420 429764 SH SOLE 428173 0 1591 MAXLINEAR INC COM 57776J100 28090 570353 SH SOLE 570353 0 0 MERCADOLIBRE INC COM 58733R102 138352 82382 SH SOLE 81908 0 474 MERCK & CO. INC. COM 58933Y105 167164 2225589 SH SOLE 2225589 0 0 META PLATFORMS INC-CLASS A CL A 30303M102 82906 244278 SH SOLE 244278 0 0 MICRON TECHNOLOGY INC COM 595112103 94662 1333647 SH SOLE 1328991 0 4656 MICROSOFT CORP COM 594918104 16114 57159 SH SOLE 57159 0 0 MONOLITHIC PWR SYS INC COM COM 609839105 17047 35172 SH SOLE 35172 0 0 NATERA INC COM 632307104 13654 122527 SH SOLE 122527 0 0 NLIGHT INC COM 65487K100 8504 301650 SH SOLE 301650 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 1917 69545 SH SOLE 69545 0 0 NORWEGIAN CRUISE LINE HOLDINGS SHS G66721104 14935 559149 SH SOLE 559149 0 0 NVIDIA CORP COM 67066G104 9609 46385 SH SOLE 46385 0 0 OLLIE'S BARGAIN OUTLET HOLDI COM 681116109 9241 153304 SH SOLE 153304 0 0 ONEMAIN HOLDINGS INC COM 68268W103 25346 458091 SH SOLE 458091 0 0 OPEN LENDING CORP - CL A COM CL A 68373J104 9415 261011 SH SOLE 261011 0 0 ORGANON & CO COMMON STOCK 68622V106 6672 203463 SH SOLE 203463 0 0 OTIS WORLDWIDE CORP COM 68902V107 37969 461466 SH SOLE 458683 0 2783 OVERSTOCK.COM INC COM 690370101 8076 103642 SH SOLE 103642 0 0 PAGSEGURO DIGITAL LTD-CL A COM CL A G68707101 12554 242738 SH SOLE 242704 0 34 PAR TECHNOLOGY CORP/DEL COM 698884103 8829 143537 SH SOLE 143537 0 0 PENN NATIONAL GAMING INC COM 707569109 7856 108424 SH SOLE 108424 0 0 PETIQ INC COM CL A 71639T106 18249 730849 SH SOLE 730849 0 0 PFIZER INC COM 717081103 255597 5942744 SH SOLE 5942744 0 0 PINNACLE FINANCIAL PARTNERS COM 72346Q104 19788 210328 SH SOLE 210328 0 0 PPG INDUSTRIES INC COM 693506107 435 3041 SH SOLE 3041 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 11525 129007 SH SOLE 129007 0 0 QORVO INC COM 74736K101 52702 315223 SH SOLE 315223 0 0 QUALCOMM INC COM 747525103 258473 2003978 SH SOLE 2003960 0 18 QUANTA SERVICES INC COM 74762E102 2359 20727 SH SOLE 20727 0 0 RADIUS GLOBAL INFRASTRUCTU-A COM CL A 750481103 16158 989464 SH SOLE 989464 0 0 REGIONS FINANCIAL CORP COM 7591EP100 257225 12070629 SH SOLE 12070629 0 0 REPAY HOLDINGS CORP COM CL A 76029L100 29432 1277994 SH SOLE 1277994 0 0 REPLIGEN CORP COM 759916109 22042 76271 SH SOLE 76271 0 0 SCHWAB (CHARLES) CORP COM 808513105 54474 747864 SH SOLE 747864 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 22388 245805 SH SOLE 245805 0 0 SERVICENOW INC COM 81762P102 1556 2500 SH SOLE 2500 0 0 SHIFT4 PAYMENTS INC-CLASS A CL A 82452J109 11498 148319 SH SOLE 148319 0 0 SHOPIFY INC - CLASS A CL A 82509L107 153595 113289 SH SOLE 112832 0 457 SIGNATURE BANK COM 82669G104 44755 164370 SH SOLE 164370 0 0 SILK ROAD MEDICAL INC COM 82710M100 7653 139078 SH SOLE 139078 0 0 SLR INVESTMENT CORP COM 83413U100 88944 4649456 SH SOLE 4649456 0 0 SONOS INC COM 83570H108 23900 738555 SH SOLE 738555 0 0 SPIRIT AEROSYSTEMS HOLD-CL A COM CL A 848574109 18340 415025 SH SOLE 415025 0 0 STELLANTIS NV SHS N82405106 3009 157520 SH SOLE 157520 0 0 SUNOPTA INC COM 8676EP108 12492 1398891 SH SOLE 1398891 0 0 T-MOBILE US INC COM 872590104 10474 81984 SH SOLE 81984 0 0 TEEKAY LNG PARTNERS LP PRTNRSP UNITS Y8564M105 2245 144366 SH SOLE 144366 0 0 TELADOC HEALTH INC COM 87918A105 10303 81251 SH SOLE 81251 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 31638 73649 SH SOLE 73649 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 13709 328986 SH SOLE 328986 0 0 TJX COMPANIES INC COM 872540109 45609 691262 SH SOLE 691262 0 0 TREX COMPANY INC COM 89531P105 15494 152010 SH SOLE 152010 0 0 UBS GROUP AG-REG SHS H42097107 901 56540 SH SOLE 56540 0 0 VALERO ENERGY CORP COM 91913Y100 216 3057 SH SOLE 3057 0 0 VARONIS SYSTEMS INC COM 922280102 27681 454911 SH SOLE 454911 0 0 VISA INC-CLASS A SHARES COM CL A 92826C839 75068 337006 SH SOLE 335014 0 1992 WALGREENS BOOTS ALLIANCE INC COM 931427108 186626 3966537 SH SOLE 3966537 0 0 WALT DISNEY CO/THE COM 254687106 658 3891 SH SOLE 3891 0 0 WESTERN ALLIANCE BANCORP COM 957638109 2347 21564 SH SOLE 21564 0 0 WIDEOPENWEST INC COM 96758W101 8390 426970 SH SOLE 426970 0 0 WIX.COM LTD SHS M98068105 48831 249178 SH SOLE 247833 0 1345 WYNDHAM HOTELS & RESORTS INC COM 98311A105 507 6571 SH SOLE 6571 0 0 XP INC - CLASS A CL A G98239109 10176 253314 SH SOLE 253288 0 26 XPO LOGISTICS INC COM 983793100 16732 210254 SH SOLE 210254 0 0 YANDEX NV-A SHS CLASS A N97284108 77722 975299 SH SOLE 969200 0 6099 YETI HOLDINGS INC COM 98585X104 11816 137898 SH SOLE 137898 0 0 YUM CHINA HOLDINGS INC COM 98850P109 1376 23671 SH SOLE 23640 0 31 ZYNGA INC CL A 98986T108 33304 4422867 SH SOLE 4422867 0 0 INVESCO DB AGRICULTURE FUND AGRICULTURE FD 46140H106 274 14323 SH SOLE 14323 0 0 INVESCO DB BASE METALS FUND BASE METALS FD 46140H700 637 30762 SH SOLE 30762 0 0 INVESCO SENIOR LOAN ETF SR LN ETF 46138G508 3970 179544 SH SOLE 179544 0 0 ISHARES IBOXX HIGH YLD CORP IBOXX HI YD ETF 464288513 2977 34022 SH SOLE 34022 0 0 ISHARES JP MORGAN EM CORPORA JP MRG EM CRP BD 464286251 168 3244 SH SOLE 3244 0 0 ISHARES MSCI ACWI EX US INDX MSCI ACWI EX US 464288240 22947 414130 SH SOLE 412145 0 1985 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 2776 35589 SH SOLE 35239 0 350 ISHARES MSCI EMERGING MARKET MSCI EMG MKT ETF 464287234 886 17583 SH SOLE 16955 0 628 ISHARES TRUST ISHARES 1-5 YEAR ISHS 1-5YR INVS 464288646 906 16575 SH SOLE 16575 0 0 KRANESHARES GLOBAL CARBON ET GLOBAL CARBON 500767678 925 22521 SH SOLE 22521 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 1188 7233 SH SOLE 7233 0 0 VANGUARD FTSE ALL-WORLD EX-U ALLWRLD EX US 922042775 25 414 SH SOLE 414 0 0 CHIMERA INVESTMENT CORP COM NEW 16934Q208 265256 17862359 SH SOLE 17862359 0 0 CROWN CASTLE INTL CORP COM 22822V101 345 1988 SH SOLE 1988 0 0 GRANITE POINT MORTGAGE TRUST COM STK 38741L107 18668 1417500 SH SOLE 1417500 0 0 KITE REALTY GROUP TRUST COM NEW 49803T300 12940 635541 SH SOLE 635541 0 0 LAMAR ADVERTISING CO-A CL A 512816109 30619 269890 SH SOLE 269890 0 0 WASHINGTON REIT SH BEN INT 939653101 75850 3064661 SH SOLE 3064661 0 0