0001567619-19-002522.txt : 20190206
0001567619-19-002522.hdr.sgml : 20190206
20190206160009
ACCESSION NUMBER: 0001567619-19-002522
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190206
DATE AS OF CHANGE: 20190206
EFFECTIVENESS DATE: 20190206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001145020
IRS NUMBER: 850301299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06605
FILM NUMBER: 19571521
BUSINESS ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
BUSINESS PHONE: 5059840200
MAIL ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001145020
XXXXXXXX
12-31-2018
12-31-2018
THORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD
SANTA FE
NM
87506-8361
13F HOLDINGS REPORT
028-06605
N
Stephen Velie
Chief Compliance Officer
5056037015
Stephen Velie
Santa Fe
NM
02-06-2019
0
171
10219371
false
INFORMATION TABLE
2
form13fInfoTable.xml
CRH PLC-SPONSORED ADR
ADR
12626K203
5045
191449
SH
SOLE
184419
0
7030
ICICI BANK LTD-SPON ADR
ADR
45104G104
35448
3444944
SH
SOLE
3444944
0
0
HDFC BANK LTD-ADR
ADR REPS 3 SHS
40415F101
12088
116694
SH
SOLE
116694
0
0
CTRIP.COM INTERNATIONAL-ADR
AMERICAN DEP SHS
22943F100
7427
274457
SH
SOLE
274457
0
0
ALPHABET INC-CL A
CAP STK CL A
02079K305
109673
104954
SH
SOLE
104954
0
0
ALPHABET INC-CL C
CAP STK CL C
02079K107
85643
82698
SH
SOLE
79368
0
3330
BAKER HUGHES A GE CO
CL A
05722G100
42
1949
SH
SOLE
1949
0
0
COMCAST CORP-CLASS A
CL A
20030N101
66659
1957675
SH
SOLE
1890315
0
67360
COPA HOLDINGS SA-CLASS A
CL A
P31076105
9480
120442
SH
SOLE
120442
0
0
FACEBOOK INC-CLASS A
CL A
30303M102
131388
1002270
SH
SOLE
992447
0
9823
MASTERCARD INC - A
CL A
57636Q104
49676
263322
SH
SOLE
262346
0
976
PURE STORAGE INC - CLASS A
CL A
74624M102
24851
1545465
SH
SOLE
1470793
0
74672
WORKDAY INC-CLASS A
CL A
98138H101
10575
66226
SH
SOLE
66226
0
0
COLONY CAPITAL INC
CL A COM
19626G108
4770
1019129
SH
SOLE
1019129
0
0
ZILLOW GROUP INC - C
CL C CAP STK
98954M200
7112
225200
SH
SOLE
225200
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
84214
1808336
SH
SOLE
1756498
0
51838
ADT INC
COM
00090Q103
2618
435545
SH
SOLE
413387
0
22158
ARAMARK
COM
03852U106
28792
993847
SH
SOLE
943683
0
50164
ARES CAPITAL CORP
COM
04010L103
247480
15884489
SH
SOLE
15884489
0
0
ASSURED GUARANTY LTD
COM
G0585R106
59806
1562327
SH
SOLE
1486594
0
75733
AT&T INC
COM
00206R102
226049
7920438
SH
SOLE
7920438
0
0
BOOKING HOLDINGS INC
COM
09857L108
27559
16000
SH
SOLE
16000
0
0
BROADCOM INC
COM
11135F101
209794
825050
SH
SOLE
825050
0
0
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
145495
819135
SH
SOLE
814305
0
4830
CAPITAL ONE FINANCIAL CORP
COM
14040H105
130635
1728201
SH
SOLE
1710802
0
17399
CASA SYSTEMS INC
COM
14713L102
16016
1219768
SH
SOLE
1163282
0
56486
CONCHO RESOURCES INC
COM
20605P101
8139
79184
SH
SOLE
79184
0
0
CREDICORP LTD
COM
G2519Y108
116
523
SH
SOLE
523
0
0
CROWN CASTLE INTL CORP
COM
22822V101
169239
1557936
SH
SOLE
1557936
0
0
DAVITA INC
COM
23918K108
10587
205734
SH
SOLE
205734
0
0
DEVON ENERGY CORP
COM
25179M103
28914
1282764
SH
SOLE
1215686
0
67078
DR HORTON INC
COM
23331A109
9168
264523
SH
SOLE
264523
0
0
GLOBANT SA
COM
L44385109
10971
194802
SH
SOLE
194802
0
0
GRANITE POINT MORTGAGE TRUST
COM
38741L107
25558
1417500
SH
SOLE
1417500
0
0
HEALTHEQUITY INC
COM
42226A107
6271
105125
SH
SOLE
105125
0
0
HP INC
COM
40434L105
30227
1477386
SH
SOLE
1391875
0
85511
INOGEN INC
COM
45780L104
3350
26977
SH
SOLE
26977
0
0
IPG PHOTONICS CORP
COM
44980X109
135
1193
SH
SOLE
1193
0
0
ITT INC
COM
45073V108
17458
361678
SH
SOLE
345849
0
15829
JPMORGAN CHASE & CO
COM
46625H100
452543
4635761
SH
SOLE
4599811
0
35950
MERCK & CO. INC.
COM
58933Y105
306174
4006989
SH
SOLE
4006989
0
0
MFA FINANCIAL INC
COM
55272X102
233863
35009478
SH
SOLE
35009478
0
0
MONSTER BEVERAGE CORP
COM
61174X109
14566
295936
SH
SOLE
295936
0
0
NAVIENT CORP
COM
63938C108
13166
1494450
SH
SOLE
1424013
0
70437
NETFLIX INC
COM
64110L106
10500
39228
SH
SOLE
39228
0
0
NEVRO CORP
COM
64157F103
8013
206053
SH
SOLE
206053
0
0
NUTRIEN LTD
COM
67077M108
34980
744265
SH
SOLE
742186
0
2079
NXP SEMICONDUCTORS NV
COM
N6596X109
76502
1043963
SH
SOLE
1039898
0
4065
OUTFRONT MEDIA INC
COM
69007J106
60287
3327100
SH
SOLE
3327100
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
13980
166255
SH
SOLE
166255
0
0
PENNYMAC MORTGAGE INVESTMENT
COM
70931T103
36846
1978815
SH
SOLE
1880492
0
98323
SERVICENOW INC
COM
81762P102
14349
80587
SH
SOLE
80587
0
0
SOLAR CAPITAL LTD
COM
83413U100
88535
4613589
SH
SOLE
4613589
0
0
SS&C TECHNOLOGIES HOLDINGS
COM
78467J100
20476
453911
SH
SOLE
453911
0
0
TEEKAY CORP
COM
Y8564W103
634
189942
SH
SOLE
189942
0
0
VALERO ENERGY CORP
COM
91913Y100
132801
1771384
SH
SOLE
1771384
0
0
YUM CHINA HOLDINGS INC
COM
98850P109
70
2100
SH
SOLE
2100
0
0
ZAYO GROUP HOLDINGS INC
COM
98919V105
58867
2577350
SH
SOLE
2577350
0
0
CME GROUP INC
COM CL A
12572Q105
663490
3526951
SH
SOLE
3526951
0
0
PIVOTAL SOFTWARE INC - CL A
COM CL A
72582H107
8922
545669
SH
SOLE
545669
0
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
71765
543924
SH
SOLE
542537
0
1387
APOLLO INVESTMENT CORP
COM NEW
03761U502
101516
8186779
SH
SOLE
8186779
0
0
CHIMERA INVESTMENT CORP
COM NEW
16934Q208
158598
8900000
SH
SOLE
8900000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
32517
288656
SH
SOLE
279103
0
9553
EQUINIX INC
COM PAR $0.001
29444U700
1217
3451
SH
SOLE
3451
0
0
JPM DIVERSIFIED RET INTL EQ
DIV RTN INT EQ
46641Q209
624
11406
SH
SOLE
11406
0
0
ASML HOLDING NV-NY REG SHS
N Y REGISTRY SHS
N07059210
196
1262
SH
SOLE
1262
0
0
FLEX LTD
ORD
Y2573F102
17531
2303673
SH
SOLE
2200734
0
102939
FARFETCH LTD-CLASS A
ORD SH CL A
30744W107
14106
796506
SH
SOLE
793871
0
2635
ADIENT PLC
ORD SHS
G0084W101
24
1568
SH
SOLE
1568
0
0
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
35187
3193023
SH
SOLE
3106450
0
86573
ALKERMES PLC
SHS
G01767105
36198
1226643
SH
SOLE
1177040
0
49603
ALLERGAN PLC
SHS
G0177J108
43210
323281
SH
SOLE
323281
0
0
CNH INDUSTRIAL NV
SHS
N20944109
7744
840794
SH
SOLE
813072
0
27722
MAKEMYTRIP LTD
SHS
V5633W109
112
4592
SH
SOLE
4592
0
0
MEDTRONIC PLC
SHS
G5960L103
48252
530478
SH
SOLE
502970
0
27508
SEASPAN CORP
SHS
Y75638109
1980
252903
SH
SOLE
252903
0
0
WIX.COM LTD
SHS
M98068105
10588
117200
SH
SOLE
117200
0
0
LYONDELLBASELL INDU-CL A
SHS - A -
N53745100
148202
1782127
SH
SOLE
1782127
0
0
LAZARD LTD-CL A
SHS A
G54050102
50889
1378738
SH
SOLE
1378738
0
0
YANDEX NV-A
SHS CLASS A
N97284108
56915
2081003
SH
SOLE
2075665
0
5338
BANK OF N.T. BUTTERFIELD&SON
SHS NEW
G0772R208
1310
41796
SH
SOLE
41796
0
0
CHINA PETROLEUM & CHEM-ADR
SPON ADR H SHS
16941R108
10706
151650
SH
SOLE
146190
0
5460
ANHEUSER-BUSCH INBEV-SPN ADR
SPONSORED ADR
03524A108
173
2636
SH
SOLE
2636
0
0
CHINA MOBILE LTD-SPON ADR
SPONSORED ADR
16941M109
8728
181830
SH
SOLE
130427
0
51403
CHINA UNICOM HONG KONG-ADR
SPONSORED ADR
16945R104
17359
1628397
SH
SOLE
1572913
0
55484
ENI SPA-SPONSORED ADR
SPONSORED ADR
26874R108
8185
259829
SH
SOLE
249481
0
10348
NOVARTIS AG-SPONSORED ADR
SPONSORED ADR
66987V109
30462
354988
SH
SOLE
354988
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
231894
1691792
SH
SOLE
1676154
0
15638
GREENTREE HOSPITALITY GR-ADR
SPONSORED ADS
39579V100
844
64976
SH
SOLE
64976
0
0
HUAZHU GROUP LTD-ADR
SPONSORED ADS
44332N106
8597
300271
SH
SOLE
300271
0
0
AZUL SA-ADR
SPONSR ADR PFD
05501U106
21778
786481
SH
SOLE
786481
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
3222
11847
SH
SOLE
11788
0
59
NOMAD FOODS LTD
USD ORD SHS
G6564A105
48299
2888681
SH
SOLE
2755906
0
132775
BARCLAYS PLC-SPONS ADR
ADR
06738E204
12976
1720943
SH
SOLE
1658297
0
62646
VANGUARD FTSE ALL-WORLD EX-U
ALLWRLD EX US
922042775
3733
75975
SH
SOLE
75975
0
0
COGNIZANT TECH SOLUTIONS-A
CL A
192446102
24544
386636
SH
SOLE
368058
0
18578
ECHOSTAR CORP-A
CL A
278768106
60244
1640621
SH
SOLE
1634083
0
6538
LAMAR ADVERTISING CO-A
CL A
512816109
112255
1622656
SH
SOLE
1622656
0
0
WORLDPAY INC-CLASS A
CL A
981558109
38368
502006
SH
SOLE
498925
0
3081
UNITED PARCEL SERVICE-CL B
CL B
911312106
31382
321768
SH
SOLE
303669
0
18099
LIONS GATE ENTERTAINMENT-B
CL B NON VTG
535919500
3480
233900
SH
SOLE
233900
0
0
SUNCOR ENERGY INC
COM
867224107
43139
1544529
SH
SOLE
1544529
0
0
CARMAX INC
COM
143130102
21442
341814
SH
SOLE
326648
0
15166
CARS.COM INC
COM
14575E105
19
898
SH
SOLE
898
0
0
CENTURYLINK INC
COM
156700106
1823
120363
SH
SOLE
120363
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
86201
1981176
SH
SOLE
1981176
0
0
DEXCOM INC
COM
252131107
11214
93602
SH
SOLE
93602
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
36632
1489724
SH
SOLE
1388351
0
101373
FLEETCOR TECHNOLOGIES INC
COM
339041105
21927
118064
SH
SOLE
118064
0
0
FORTIS INC
COM
349553107
16363
490497
SH
SOLE
463887
0
26610
GILEAD SCIENCES INC
COM
375558103
70798
1131857
SH
SOLE
1080566
0
51291
HALLIBURTON CO
COM
406216101
24277
913361
SH
SOLE
898229
0
15132
HELMERICH & PAYNE
COM
423452101
23586
491994
SH
SOLE
491994
0
0
HOME DEPOT INC
COM
437076102
238177
1386200
SH
SOLE
1386200
0
0
HUNTSMAN CORP
COM
447011107
14580
755826
SH
SOLE
709647
0
46179
LAS VEGAS SANDS CORP
COM
517834107
203228
3904477
SH
SOLE
3904477
0
0
MCDERMOTT INTL INC
COM
580037703
7751
1185217
SH
SOLE
1137061
0
48156
MICRON TECHNOLOGY INC
COM
595112103
127
4017
SH
SOLE
4017
0
0
MICROSOFT CORP
COM
594918104
1369
13475
SH
SOLE
13475
0
0
MOHAWK INDUSTRIES INC
COM
608190104
30231
258476
SH
SOLE
244741
0
13735
ONEOK INC
COM
682680103
208056
3856451
SH
SOLE
3856451
0
0
PEABODY ENERGY CORP
COM
704551100
38713
1270125
SH
SOLE
1270125
0
0
PFIZER INC
COM
717081103
121888
2792384
SH
SOLE
2792384
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
8835
67179
SH
SOLE
67179
0
0
PRICESMART INC
COM
741511109
8991
152127
SH
SOLE
151650
0
477
PROOFPOINT INC
COM
743424103
10387
123938
SH
SOLE
123938
0
0
QUALCOMM INC
COM
747525103
319919
5621484
SH
SOLE
5621484
0
0
SCHWAB (CHARLES) CORP
COM
808513105
10825
260657
SH
SOLE
260657
0
0
SPLUNK INC
COM
848637104
9348
89157
SH
SOLE
89157
0
0
STARBUCKS CORP
COM
855244109
42549
660702
SH
SOLE
627372
0
33330
T-MOBILE US INC
COM
872590104
104785
1647309
SH
SOLE
1647309
0
0
TEXAS INSTRUMENTS INC
COM
882508104
6471
68473
SH
SOLE
68473
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
73270
327405
SH
SOLE
310983
0
16422
TJX COMPANIES INC
COM
872540109
17588
393126
SH
SOLE
393126
0
0
US FOODS HOLDING CORP
COM
912008109
72472
2290525
SH
SOLE
2170136
0
120389
WALGREENS BOOTS ALLIANCE INC
COM
931427108
423325
6195303
SH
SOLE
6195303
0
0
WELLS FARGO & CO
COM
949746101
1354
29388
SH
SOLE
29388
0
0
CARGURUS INC
COM CL A
141788109
8274
245288
SH
SOLE
245288
0
0
CITIGROUP INC
COM NEW
172967424
181718
3490552
SH
SOLE
3453770
0
36782
KANSAS CITY SOUTHERN
COM NEW
485170302
94
984
SH
SOLE
984
0
0
OWENS-ILLINOIS INC
COM NEW
690768403
21689
1258037
SH
SOLE
1204935
0
53102
THOMSON REUTERS CORP
COM NEW
884903709
8720
180501
SH
SOLE
174463
0
6038
ISHARES MSCI EAFE VALUE ETF
EAFE VALUE ETF
464288877
332
6902
SH
SOLE
6902
0
0
VANGUARD EUROPE PACIFIC ETF
FTSE DEV MKT ETF
921943858
105257
2632089
SH
SOLE
2591099
0
40990
Schwab Intl Equity ETF
INTL EQTY ETF
808524805
397
13010
SH
SOLE
13010
0
0
ISHARES MSCI ACWI EX US INDX
MSCI ACWI EX US
464288240
787
17417
SH
SOLE
17417
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
25420
404205
SH
SOLE
394015
0
10190
UNILEVER N V -NY SHARES
N Y SHS NEW
904784709
35138
653131
SH
SOLE
653131
0
0
ISHARES RUSSELL 1000 VALUE
RUS 1000 VAL ETF
464287598
130
1078
SH
SOLE
1078
0
0
WASHINGTON REIT
SH BEN INT
939653101
72253
3141427
SH
SOLE
3141427
0
0
SAP SE-SPONSORED ADR
SPON ADR
803054204
17597
176766
SH
SOLE
170079
0
6687
GRUPO AEROPORTUARIO PAC-ADR
SPON ADR B
400506101
131
1605
SH
SOLE
1605
0
0
ITAU UNIBANCO H-SPON PRF ADR
SPON ADR REP PFD
465562106
24771
2710180
SH
SOLE
2710180
0
0
FOMENTO ECONOMICO MEX-SP ADR
SPON ADR UNITS
344419106
66333
770866
SH
SOLE
768402
0
2464
ROYAL DUTCH SHELL-SPON ADR-A
SPONS ADR A
780259206
652104
11191083
SH
SOLE
11176224
0
14859
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
13377
1231806
SH
SOLE
1186657
0
45149
FRESENIUS MEDICAL CARE-ADR
SPONSORED ADR
358029106
21739
671160
SH
SOLE
657879
0
13281
TAIWAN SEMICONDUCTOR-SP ADR
SPONSORED ADR
874039100
1894
51323
SH
SOLE
51323
0
0
TEVA PHARMACEUTICAL-SP ADR
SPONSORED ADR
881624209
54579
3539521
SH
SOLE
3524856
0
14665
RYANAIR HOLDINGS PLC-SP ADR
SPONSORED ADR NE
783513203
120744
1692511
SH
SOLE
1690796
0
1715
TAL EDUCATION GROUP- ADR
SPONSORED ADS
874080104
157085
5887735
SH
SOLE
5858596
0
29139
OAKTREE CAPITAL GROUP LLC
UNIT CL A
674001201
36362
914763
SH
SOLE
861920
0
52843
ASTRAZENECA PLC-SPONS ADR
SPONSORED ADR
046353108
24850
654280
SH
SOLE
647086
0
7194
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
120305
758541
SH
SOLE
757848
0
693
AFFILIATED MANAGERS GROUP
COM
008252108
10331
106028
SH
SOLE
106028
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
12920
132701
SH
SOLE
132701
0
0
AMAZON.COM INC
COM
023135106
27950
18609
SH
SOLE
18609
0
0
APOLLO GLOBAL MANAGEMENT - A
CL A SHS
037612306
15367
626196
SH
SOLE
591796
0
34400
APPLE INC
COM
037833100
34551
219040
SH
SOLE
210312
0
8728
AXA EQUITABLE HOLDINGS INC
COM
054561105
190570
11459384
SH
SOLE
11414916
0
44468