0001567619-18-004971.txt : 20181102
0001567619-18-004971.hdr.sgml : 20181102
20181102105803
ACCESSION NUMBER: 0001567619-18-004971
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181102
DATE AS OF CHANGE: 20181102
EFFECTIVENESS DATE: 20181102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001145020
IRS NUMBER: 850301299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06605
FILM NUMBER: 181155892
BUSINESS ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
BUSINESS PHONE: 5059840200
MAIL ADDRESS:
STREET 1: 2300 NORTH RIDGETOP ROAD
CITY: SANTA FE
STATE: NM
ZIP: 87506-8361
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001145020
XXXXXXXX
09-30-2018
09-30-2018
THORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD
SANTA FE
NM
87506-8361
13F HOLDINGS REPORT
028-06605
N
Stephen Velie
Chief Compliance Officer
5054677283
Stephen Velie
Santa Fe
NM
11-02-2018
0
161
11985338
false
INFORMATION TABLE
2
form13fInfoTable.xml
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
288360
1750185
SH
SOLE
1732442
0
17743
ASTRAZENECA PLC-SPONS ADR
SPONSORED ADR
046353108
26163
661174
SH
SOLE
653465
0
7709
AZUL SA-ADR
SPONSR ADR PFD
05501U106
13761
773520
SH
SOLE
773520
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
181419
793333
SH
SOLE
792475
0
858
BARCLAYS PLC-SPONS ADR
ADR
06738E204
24200
2703946
SH
SOLE
2550552
0
153394
BRITISH AMERICAN TOB-SP ADR
SPONSORED ADR
110448107
8733
187279
SH
SOLE
187279
0
0
CHINA MOBILE LTD-SPON ADR
SPONSORED ADR
16941M109
13167
269092
SH
SOLE
217686
0
51406
CHINA PETROLEUM & CHEM-ADR
SPON ADR H SHS
16941R108
20368
202792
SH
SOLE
191252
0
11540
CHINA UNICOM HONG KONG-ADR
SPONSORED ADR
16945R104
26988
2308616
SH
SOLE
2176308
0
132308
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
29260
1958531
SH
SOLE
1849007
0
109524
CTRIP.COM INTERNATIONAL-ADR
AMERICAN DEP SHS
22943F100
65487
1761831
SH
SOLE
1743357
0
18474
ENI SPA-SPONSORED ADR
SPONSORED ADR
26874R108
15008
398511
SH
SOLE
376273
0
22238
FOMENTO ECONOMICO MEX-SP ADR
SPON ADR UNITS
344419106
67916
686231
SH
SOLE
683899
0
2332
FRESENIUS MEDICAL CARE-ADR
SPONSORED ADR
358029106
24794
482187
SH
SOLE
476524
0
5663
GREENTREE HOSPITALITY GR-ADR
SPONSORED ADS
39579V100
825
64976
SH
SOLE
64976
0
0
GRIFOLS SA-ADR
SP ADR REP B NVT
398438408
16635
778446
SH
SOLE
769302
0
9144
HDFC BANK LTD-ADR
ADR REPS 3 SHS
40415F101
14544
154563
SH
SOLE
154563
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
33298
3922048
SH
SOLE
3922048
0
0
ITAU UNIBANCO H-SPON PRF ADR
SPON ADR REP PFD
465562106
28016
2551577
SH
SOLE
2551577
0
0
NOVARTIS AG-SPONSORED ADR
SPONSORED ADR
66987V109
30167
350122
SH
SOLE
350122
0
0
ROYAL DUTCH SHELL-SPON ADR-A
SPONS ADR A
780259206
788034
11564928
SH
SOLE
11534575
0
30353
RYANAIR HOLDINGS PLC-SP ADR
SPONSORED ADR NE
783513203
181491
1889740
SH
SOLE
1877698
0
12042
SAP SE-SPONSORED ADR
SPON ADR
803054204
31120
253011
SH
SOLE
238921
0
14090
TAIWAN SEMICONDUCTOR-SP ADR
SPONSORED ADR
874039100
2021
45774
SH
SOLE
45774
0
0
TAL EDUCATION GROUP- ADR
SPONSORED ADS
874080104
158974
6183360
SH
SOLE
6130255
0
53105
TEVA PHARMACEUTICAL-SP ADR
SPONSORED ADR
881624209
86767
4028192
SH
SOLE
3992798
0
35394
SHAW COMMUNICATIONS INC-B
CL B CONV
82028K200
1185
60812
SH
SOLE
60812
0
0
SUNCOR ENERGY INC
COM
867224107
82982
2144529
SH
SOLE
2144529
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
45812
550686
SH
SOLE
531579
0
19107
ACUSHNET HOLDINGS CORP
COM
005098108
1088
39669
SH
SOLE
37242
0
2427
ADIENT PLC
ORD SHS
G0084W101
62
1568
SH
SOLE
1568
0
0
ADT INC
COM
00090Q103
21002
2236598
SH
SOLE
2128581
0
108017
AFFILIATED MANAGERS GROUP
COM
008252108
14496
106025
SH
SOLE
106025
0
0
AKORN INC
COM
009728106
3924
302300
SH
SOLE
286650
0
15650
ALEXION PHARMACEUTICALS INC
COM
015351109
18446
132696
SH
SOLE
132696
0
0
ALKERMES PLC
SHS
G01767105
50058
1179492
SH
SOLE
1137793
0
41699
ALLEGION PLC
ORD SHS
G0176J109
1211
13375
SH
SOLE
13375
0
0
ALLERGAN PLC
SHS
G0177J108
62708
329209
SH
SOLE
329209
0
0
ALPHABET INC-CL A
CAP STK CL A
02079K305
159459
132103
SH
SOLE
132103
0
0
ALPHABET INC-CL C
CAP STK CL C
02079K107
103039
86336
SH
SOLE
83006
0
3330
ALTICE USA INC- A
CL A
02156K103
5190
286126
SH
SOLE
286126
0
0
AMAZON.COM INC
COM
023135106
32797
16374
SH
SOLE
16374
0
0
APOLLO GLOBAL MANAGEMENT - A
CL A SHS
037612306
22919
663351
SH
SOLE
628951
0
34400
APOLLO INVESTMENT CORP
COM
03761U106
132792
24410339
SH
SOLE
24410339
0
0
APPLE INC
COM
037833100
58627
259712
SH
SOLE
249865
0
9847
ARAMARK
COM
03852U106
26892
625114
SH
SOLE
594456
0
30658
ARES CAPITAL CORP
COM
04010L103
262179
15251834
SH
SOLE
15251834
0
0
ARRIS INTERNATIONAL PLC
SHS
G0551A103
30778
1184209
SH
SOLE
1128155
0
56054
ASSURED GUARANTY LTD
COM
G0585R106
76958
1822355
SH
SOLE
1739734
0
82621
AT&T INC
COM
00206R102
296090
8817438
SH
SOLE
8817438
0
0
AXA EQUITABLE HOLDINGS INC
COM
054561105
206923
9646777
SH
SOLE
9602219
0
44558
BAKER HUGHES A GE CO
CL A
05722G100
66
1949
SH
SOLE
1949
0
0
BANK OF N.T. BUTTERFIELD&SON
SHS NEW
G0772R208
2168
41796
SH
SOLE
41796
0
0
BOOKING HOLDINGS INC
COM
09857L108
31744
16000
SH
SOLE
16000
0
0
BROADCOM INC
COM
11135F101
109897
445413
SH
SOLE
445413
0
0
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
187302
883748
SH
SOLE
874071
0
9677
CAPITAL ONE FINANCIAL CORP
COM
14040H105
165246
1740718
SH
SOLE
1725809
0
14909
CARMAX INC
COM
143130102
26072
349163
SH
SOLE
333997
0
15166
CARS.COM INC
COM
14575E105
2028
73463
SH
SOLE
73463
0
0
CASA SYSTEMS INC
COM
14713L102
19004
1288438
SH
SOLE
1231950
0
56488
CENTURYLINK INC
COM
156700106
2698
127255
SH
SOLE
127255
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
117163
2152157
SH
SOLE
2152157
0
0
CHIMERA INVESTMENT CORP
COM NEW
16934Q208
147306
8125000
SH
SOLE
8125000
0
0
CITIGROUP INC
COM NEW
172967424
182770
2547676
SH
SOLE
2510883
0
36793
CME GROUP INC
COM CL A
12572Q105
615288
3614874
SH
SOLE
3614874
0
0
CNH INDUSTRIAL NV
SHS
N20944109
10276
855617
SH
SOLE
807439
0
48178
COGNIZANT TECH SOLUTIONS-A
CL A
192446102
31412
407159
SH
SOLE
388581
0
18578
COLONY CAPITAL INC
CL A COM
19626G108
12247
2010929
SH
SOLE
2010929
0
0
COMCAST CORP-CLASS A
CL A
20030N101
72133
2037092
SH
SOLE
1969732
0
67360
CONCHO RESOURCES INC
COM
20605P101
12095
79180
SH
SOLE
79180
0
0
CROWN CASTLE INTL CORP
COM
22822V101
239120
2147849
SH
SOLE
2147849
0
0
DAVITA INC
COM
23918K108
14736
205727
SH
SOLE
205727
0
0
DEVON ENERGY CORP
COM
25179M103
53547
1340696
SH
SOLE
1273492
0
67204
DEXCOM INC
COM
252131107
15013
104954
SH
SOLE
104954
0
0
DR HORTON INC
COM
23331A109
11157
264512
SH
SOLE
264512
0
0
ECHOSTAR CORP-A
CL A
278768106
87087
1878080
SH
SOLE
1862283
0
15797
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
47267
1645208
SH
SOLE
1543835
0
101373
EQUINIX INC
COM PAR $0.001
29444U700
1622
3747
SH
SOLE
3747
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
38212
292858
SH
SOLE
283305
0
9553
FACEBOOK INC-CLASS A
CL A
30303M102
199921
1215623
SH
SOLE
1205800
0
9823
FARFETCH LTD-CLASS A
ORD SH CL A
30744W107
6560
240900
SH
SOLE
240900
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
25145
110364
SH
SOLE
110364
0
0
FLEX LTD
ORD
Y2573F102
25147
1916700
SH
SOLE
1813570
0
103130
FORTIS INC
COM
349553107
17130
528387
SH
SOLE
501777
0
26610
GARRETT MOTION INC
COM
366505105
694
37500
SH
SOLE
35400
0
2100
GILEAD SCIENCES INC
COM
375558103
92921
1203486
SH
SOLE
1152195
0
51291
GLOBANT SA
COM
L44385109
11491
194795
SH
SOLE
194795
0
0
GRANITE POINT MORTGAGE TRUST
COM
38741L107
27338
1417964
SH
SOLE
1417964
0
0
HALLIBURTON CO
COM
406216101
50020
1234151
SH
SOLE
1194524
0
39627
HOME DEPOT INC
COM
437076102
311077
1501700
SH
SOLE
1501700
0
0
HP INC
COM
40434L105
40769
1582044
SH
SOLE
1496541
0
85503
INOGEN INC
COM
45780L104
6586
26977
SH
SOLE
26977
0
0
ITT INC
COM
45073V108
23021
375797
SH
SOLE
359968
0
15829
JPMORGAN CHASE & CO
COM
46625H100
529731
4694530
SH
SOLE
4658580
0
35950
LAMAR ADVERTISING CO-A
CL A
512816109
126243
1622656
SH
SOLE
1622656
0
0
LAS VEGAS SANDS CORP
COM
517834107
231579
3903228
SH
SOLE
3903228
0
0
LAZARD LTD-CL A
SHS A
G54050102
56733
1178738
SH
SOLE
1178738
0
0
LIBERTY GLOBAL PLC- C
SHS CL C
G5480U120
6318
224363
SH
SOLE
224363
0
0
LYONDELLBASELL INDU-CL A
SHS - A -
N53745100
182630
1781587
SH
SOLE
1781587
0
0
MASTERCARD INC - A
CL A
57636Q104
58389
262291
SH
SOLE
261248
0
1043
MCDERMOTT INTL INC
COM
580037703
20122
1091791
SH
SOLE
1043543
0
48248
MEDTRONIC PLC
SHS
G5960L103
55619
565406
SH
SOLE
537898
0
27508
MERCK & CO. INC.
COM
58933Y105
310220
4372989
SH
SOLE
4372989
0
0
MFA FINANCIAL INC
COM
55272X102
251715
34246878
SH
SOLE
34246878
0
0
MICROSOFT CORP
COM
594918104
1541
13475
SH
SOLE
13475
0
0
MONSTER BEVERAGE CORP
COM
61174X109
17247
295936
SH
SOLE
295936
0
0
NAVIENT CORP
COM
63938C108
21227
1574702
SH
SOLE
1504125
0
70577
NETFLIX INC
COM
64110L106
12704
33955
SH
SOLE
33955
0
0
NEVRO CORP
COM
64157F103
11745
206052
SH
SOLE
206052
0
0
NIKE INC -CL B
CL B
654106103
5
54
SH
SOLE
54
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
60908
3006331
SH
SOLE
2873565
0
132766
NUTRIEN LTD
COM
67077M108
1173
20337
SH
SOLE
20337
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
104430
1221407
SH
SOLE
1212429
0
8978
O'REILLY AUTOMOTIVE INC
COM
67103H107
22803
65655
SH
SOLE
62717
0
2938
OAKTREE CAPITAL GROUP LLC
UNIT CL A
674001201
41635
1005669
SH
SOLE
952826
0
52843
ONEOK INC
COM
682680103
261429
3856451
SH
SOLE
3856451
0
0
OUTFRONT MEDIA INC
COM
69007J106
61466
3081000
SH
SOLE
3081000
0
0
OWENS-ILLINOIS INC
COM NEW
690768403
24378
1297396
SH
SOLE
1244297
0
53099
PALO ALTO NETWORKS INC
COM
697435105
31114
138124
SH
SOLE
134726
0
3398
PAYPAL HOLDINGS INC
COM
70450Y103
14603
166250
SH
SOLE
166250
0
0
PEABODY ENERGY CORP
COM
704551100
46518
1305205
SH
SOLE
1305205
0
0
PENNYMAC MORTGAGE INVESTMENT
COM
70931T103
42215
2085722
SH
SOLE
1987399
0
98323
PFIZER INC
COM
717081103
130158
2953432
SH
SOLE
2953432
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
11702
67179
SH
SOLE
67179
0
0
PIVOTAL SOFTWARE INC - CL A
COM CL A
72582H107
8828
450875
SH
SOLE
450875
0
0
PRICESMART INC
COM
741511109
12832
158513
SH
SOLE
157885
0
628
PROOFPOINT INC
COM
743424103
6922
65100
SH
SOLE
65100
0
0
PURE STORAGE INC - CLASS A
CL A
74624M102
23363
900322
SH
SOLE
860393
0
39929
QUALCOMM INC
COM
747525103
406959
5649854
SH
SOLE
5649854
0
0
SCHWAB (CHARLES) CORP
COM
808513105
12811
260653
SH
SOLE
260653
0
0
SEASPAN CORP
SHS
Y75638109
2096
251596
SH
SOLE
251596
0
0
SERVICENOW INC
COM
81762P102
15765
80584
SH
SOLE
80584
0
0
SOLAR CAPITAL LTD
COM
83413U100
98639
4613589
SH
SOLE
4613589
0
0
SPLUNK INC
COM
848637104
10780
89157
SH
SOLE
89157
0
0
SS&C TECHNOLOGIES HOLDINGS
COM
78467J100
23690
416851
SH
SOLE
416851
0
0
STARBUCKS CORP
COM
855244109
40642
715027
SH
SOLE
681700
0
33327
SVB FINANCIAL GROUP
COM
78486Q101
13710
44107
SH
SOLE
44107
0
0
T-MOBILE US INC
COM
872590104
143512
2044919
SH
SOLE
2044919
0
0
TEEKAY CORP
COM
Y8564W103
1280
189942
SH
SOLE
189942
0
0
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
51718
3096887
SH
SOLE
3023114
0
73773
THERMO FISHER SCIENTIFIC INC
COM
883556102
84023
344244
SH
SOLE
327822
0
16422
THOMSON REUTERS CORP
COM
884903105
11786
258002
SH
SOLE
244898
0
13104
TJX COMPANIES INC
COM
872540109
22019
196563
SH
SOLE
196563
0
0
TRI POINTE GROUP INC
COM
87265H109
29110
2347597
SH
SOLE
2241916
0
105681
UNILEVER N V -NY SHARES
N Y SHS NEW
904784709
35757
643686
SH
SOLE
643686
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
39740
340383
SH
SOLE
322251
0
18132
US FOODS HOLDING CORP
COM
912008109
75081
2436124
SH
SOLE
2315739
0
120385
VALERO ENERGY CORP
COM
91913Y100
182704
1606189
SH
SOLE
1606189
0
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
81143
540627
SH
SOLE
539160
0
1467
WALGREENS BOOTS ALLIANCE INC
COM
931427108
467288
6409982
SH
SOLE
6409982
0
0
WASHINGTON REIT
SH BEN INT
939653101
91197
2975427
SH
SOLE
2975427
0
0
WELLS FARGO & CO
COM
949746101
1545
29388
SH
SOLE
29388
0
0
WIX.COM LTD
SHS
M98068105
15974
133450
SH
SOLE
133450
0
0
WORKDAY INC-CLASS A
CL A
98138H101
9668
66226
SH
SOLE
66226
0
0
WORLDPAY INC-CLASS A
CL A
981558109
52035
513825
SH
SOLE
510321
0
3504
YANDEX NV-A
SHS CLASS A
N97284108
63906
1943019
SH
SOLE
1937056
0
5963
YUM CHINA HOLDINGS INC
COM
98850P109
1501
42750
SH
SOLE
42750
0
0
ZAYO GROUP HOLDINGS INC
COM
98919V105
96025
2765711
SH
SOLE
2765711
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
396
5823
SH
SOLE
5823
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
97
333
SH
SOLE
333
0
0
VANGUARD EUROPE PACIFIC ETF
FTSE DEV MKT ETF
921943858
14867
343594
SH
SOLE
338907
0
4687