0001144879-23-000199.txt : 20230927 0001144879-23-000199.hdr.sgml : 20230927 20230927193337 ACCESSION NUMBER: 0001144879-23-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220825 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE VIRGINIA CENTRAL INDEX KEY: 0001899209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31968 FILM NUMBER: 231285851 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BOULEVARD, SUITE 2100 STREET 2: C/O APPLIED BLOCKCHAIN,INC. CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Digital Corp. CENTRAL INDEX KEY: 0001144879 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 954863690 STATE OF INCORPORATION: NV FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD., SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-556-2465 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD., SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: Applied Blockchain, Inc. DATE OF NAME CHANGE: 20210423 FORMER COMPANY: FORMER CONFORMED NAME: Applied Science Products, Inc. DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: FLIGHT SAFETY TECHNOLOGIES INC DATE OF NAME CHANGE: 20020926 4 1 wf-form4_169585760366847.xml FORM 4 X0508 4 2022-08-25 0 0001144879 Applied Digital Corp. APLD 0001899209 MOORE VIRGINIA 3811 TURTLE CREEKBLVD, SUITE 2100 DALLAS TX 75219 1 0 0 0 0 Common Stock 2022-08-25 4 G 0 118630 0 D 76191 D Common Stock 2022-08-25 4 G 0 267617 0 D 0 I Footnote Common Stock 2022-08-25 4 G 0 118630 0 A 118630 I Footnote Common Stock 2022-08-25 4 G 0 267617 0 A 386247 I See Footnote Common Stock 2023-03-15 4 S 0 100000 1.96 D 513617 I Footnote Common Stock 2023-03-16 4 S 0 44990 2 D 468627 I Footnote Common Stock 2023-03-17 4 S 0 102759 2 D 365868 I Footnote Common Stock 2023-03-20 4 S 0 52342 2.03 D 313526 I Footnote Common Stock 2023-03-22 4 S 0 5201 2.20 D 308325 I Footnote Common Stock 2023-03-23 4 S 0 54501 2.12 D 253824 I Footnote Common Stock 2023-03-24 4 S 0 189359 2.06 D 64465 I Footnote Common Stock 2023-03-27 4 S 0 64011 2.05 D 0 I Footnote Consists of common stock held directly by the Reporting person. Such shares were transferred as a gift to the Moore Family Trust. Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date. Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Such shares were transferred as a gift to the Moore Family Trust. Held by the Moore Family Trust, of which Virginia Moore is a trustee. Such shares were transferred as a gift from the Reporting Person's spouse and Reporting Person. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $1.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 per share to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.07 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.22 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.21 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.08 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.10 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This reflects a correction of a ministerial error. Previously, an additional 454 shares were shown as held in error. /s/ David Rench as Attorney-in-Fact 2023-09-27