0001578563-23-000064.txt : 20230724 0001578563-23-000064.hdr.sgml : 20230724 20230724171642 ACCESSION NUMBER: 0001578563-23-000064 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230724 DATE AS OF CHANGE: 20230724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAYER AKTIENGESELLSCHAFT CENTRAL INDEX KEY: 0001144145 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41705 FILM NUMBER: 231105847 BUSINESS ADDRESS: STREET 1: BAYERWERK, GEBAEUDE W11 STREET 2: KAISER-WILHELM-ALLEE CITY: LEVERKUSEN STATE: 2M ZIP: D-51368 BUSINESS PHONE: 492143081933 MAIL ADDRESS: STREET 1: BAYERWERK, GEBAEUDE W11 STREET 2: KAISER-WILHELM-ALLEE CITY: LEVERKUSEN STATE: 2M ZIP: D-51368 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAYER HEALTHCARE LLC CENTRAL INDEX KEY: 0001231517 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41705 FILM NUMBER: 231105850 BUSINESS ADDRESS: STREET 1: 511 BENEDICT AVE. CITY: TARRYTOWN STATE: NY ZIP: 10591-5097 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bayer US Holding LP CENTRAL INDEX KEY: 0001965754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41705 FILM NUMBER: 231105849 BUSINESS ADDRESS: STREET 1: 100 BAYER BOULEVARD CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: (862) 404-3000 MAIL ADDRESS: STREET 1: 100 BAYER BOULEVARD CITY: WHIPPANY STATE: NJ ZIP: 07981 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bayer World Investments B.V. CENTRAL INDEX KEY: 0001820027 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41705 FILM NUMBER: 231105848 BUSINESS ADDRESS: STREET 1: ENERGIEWEG 1 CITY: MIJDRECHT STATE: P7 ZIP: 3641 BUSINESS PHONE: 00 31 297 280 666 MAIL ADDRESS: STREET 1: ENERGIEWEG 1 CITY: MIJDRECHT STATE: P7 ZIP: 3641 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Azitra Inc CENTRAL INDEX KEY: 0001701478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 464478536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 BUSINESS PARK DRIVE, SUITE 6 CITY: BRANFORD STATE: CT ZIP: 06405 BUSINESS PHONE: (203) 489-0183 MAIL ADDRESS: STREET 1: 21 BUSINESS PARK DRIVE, SUITE 6 CITY: BRANFORD STATE: CT ZIP: 06405 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2023-06-15 0 0001701478 Azitra Inc AZTR 0001231517 BAYER HEALTHCARE LLC 100 BAYER BOULEVARD WHIPPANY NJ 07981 0 0 1 0 0001965754 Bayer US Holding LP 100 BAYER BOULEVARD WHIPPANY NJ 07981 0 0 1 0 0001820027 Bayer World Investments B.V. SIRIUSDREEF 36 HOOFDDORP P7 2132WT NETHERLANDS 0 0 1 0 0001144145 BAYER AKTIENGESELLSCHAFT BAYERWERK, GEBAEUDE W11 KAISER-WILHELM-ALLEE 1 LEVERKUSEN 2M 51373 GERMANY 0 0 1 0 Series B Convertible Preferred Stock Common Stock 1307401 D Each share of Series B Convertible Preferred Stock will automatically convert into one share of common stock upon the closing of the Issuer's IPO. Each share of Series B Convertible Preferred Stock has no expiration date. The number of shares represented reflects a forward stock split at a ratio of 7.1-for-1 which was effectuated upon the effectiveness of the Issuer's Form S-1 (File No. 333-269876). The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC. Bayer HealthCare LLC, By: /s/ Keith Abrams, Name: Keith Abrams, Title: Assistant Secretary 2023-07-21 Bayer US Holding LP, By: /s/ Keith Abrams, Name: Keith Abrams, Title: VP, Head of Corp. Law and Asst. Secretary 2023-07-21 Bayer World Investments B.V., By: /s/ Kati Schnuerer, Name: Kati Schnuerer, Title: Managing Director 2023-07-21 Bayer Aktiengesellschaft, By: /s/ Deny-Jean Silny, Name: Deny-Jean Silny, Title: Head of Legal M&A 2023-07-21