0001143921-14-000048.txt : 20140506 0001143921-14-000048.hdr.sgml : 20140506 20140506131743 ACCESSION NUMBER: 0001143921-14-000048 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VANTAGESOUTH BANCSHARES, INC. CENTRAL INDEX KEY: 0001143921 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 452915089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 GLENWOOD AVENUE STREET 2: SUITE 300 CITY: RALEIGH STATE: NC ZIP: 27612-4955 BUSINESS PHONE: (919) 659-9000 MAIL ADDRESS: STREET 1: 3600 GLENWOOD AVENUE STREET 2: SUITE 300 CITY: RALEIGH STATE: NC ZIP: 27612-4955 FORMER COMPANY: FORMER CONFORMED NAME: Crescent Financial Bancshares, Inc. DATE OF NAME CHANGE: 20111116 FORMER COMPANY: FORMER CONFORMED NAME: CRESCENT FINANCIAL CORP DATE OF NAME CHANGE: 20010627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brody David S CENTRAL INDEX KEY: 0001536016 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36009 FILM NUMBER: 14816297 MAIL ADDRESS: STREET 1: C/OPIEDMONT COMMUNITY BANKHOLDINGS,INC. STREET 2: 4711 SIX FORKS ROAD, STE 2B CITY: RALEIGH STATE: NC ZIP: 27609 4/A 1 wf-form4a_139939665273737.xml FORM 4/A X0306 4/A 2014-01-31 2014-01-31 0 0001143921 VANTAGESOUTH BANCSHARES, INC. VSB 0001536016 Brody David S 3600 GLENWOOD AVE., SUITE 300 RALEIGH NC 27612 1 0 0 0 Common Stock 2000 D Common Stock 2014-01-31 4 P 0 58366 5.14 A 58366 I As Trustee Common Stock 2014-01-31 4 P 0 29183 5.14 A 29183 I As Co-president Common Stock 2014-01-31 4 P 0 19455 5.14 A 19455 I By IRA Common Stock 2014-01-31 4 P 0 19455 5.14 A 19455 I As Managing Member Common Stock 2014-01-31 4 P 0 29184 5.14 A 29184 I As Trustee, GST Trust This purchase was approved by the board of directors of VantageSouth Bancshares, Inc. and is an exempt transaction pursuant to Rule 16b-3(d)(1) of the Securities Exchange Act of 1934. The 1999 David Brody Living Trust Brody Brothers Foundation US Bank NA as Custodian fbo David S. Brody Roth IRA The reporting person and each of three children own 25% of Brody Associates, LLC. The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares. /s/ Nancy A. Snow, attorney-in-fact for David S. Brody 2014-05-06