0001143921-14-000048.txt : 20140506
0001143921-14-000048.hdr.sgml : 20140506
20140506131743
ACCESSION NUMBER: 0001143921-14-000048
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140131
FILED AS OF DATE: 20140506
DATE AS OF CHANGE: 20140506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANTAGESOUTH BANCSHARES, INC.
CENTRAL INDEX KEY: 0001143921
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 452915089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3600 GLENWOOD AVENUE
STREET 2: SUITE 300
CITY: RALEIGH
STATE: NC
ZIP: 27612-4955
BUSINESS PHONE: (919) 659-9000
MAIL ADDRESS:
STREET 1: 3600 GLENWOOD AVENUE
STREET 2: SUITE 300
CITY: RALEIGH
STATE: NC
ZIP: 27612-4955
FORMER COMPANY:
FORMER CONFORMED NAME: Crescent Financial Bancshares, Inc.
DATE OF NAME CHANGE: 20111116
FORMER COMPANY:
FORMER CONFORMED NAME: CRESCENT FINANCIAL CORP
DATE OF NAME CHANGE: 20010627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brody David S
CENTRAL INDEX KEY: 0001536016
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36009
FILM NUMBER: 14816297
MAIL ADDRESS:
STREET 1: C/OPIEDMONT COMMUNITY BANKHOLDINGS,INC.
STREET 2: 4711 SIX FORKS ROAD, STE 2B
CITY: RALEIGH
STATE: NC
ZIP: 27609
4/A
1
wf-form4a_139939665273737.xml
FORM 4/A
X0306
4/A
2014-01-31
2014-01-31
0
0001143921
VANTAGESOUTH BANCSHARES, INC.
VSB
0001536016
Brody David S
3600 GLENWOOD AVE., SUITE 300
RALEIGH
NC
27612
1
0
0
0
Common Stock
2000
D
Common Stock
2014-01-31
4
P
0
58366
5.14
A
58366
I
As Trustee
Common Stock
2014-01-31
4
P
0
29183
5.14
A
29183
I
As Co-president
Common Stock
2014-01-31
4
P
0
19455
5.14
A
19455
I
By IRA
Common Stock
2014-01-31
4
P
0
19455
5.14
A
19455
I
As Managing Member
Common Stock
2014-01-31
4
P
0
29184
5.14
A
29184
I
As Trustee, GST Trust
This purchase was approved by the board of directors of VantageSouth Bancshares, Inc. and is an exempt transaction pursuant to Rule 16b-3(d)(1) of the Securities Exchange Act of 1934.
The 1999 David Brody Living Trust
Brody Brothers Foundation
US Bank NA as Custodian fbo David S. Brody Roth IRA
The reporting person and each of three children own 25% of Brody Associates, LLC.
The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.
/s/ Nancy A. Snow, attorney-in-fact for David S. Brody
2014-05-06