0001143921-14-000037.txt : 20140502 0001143921-14-000037.hdr.sgml : 20140502 20140502162416 ACCESSION NUMBER: 0001143921-14-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VANTAGESOUTH BANCSHARES, INC. CENTRAL INDEX KEY: 0001143921 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 452915089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 GLENWOOD AVENUE STREET 2: SUITE 300 CITY: RALEIGH STATE: NC ZIP: 27612-4955 BUSINESS PHONE: (919) 659-9000 MAIL ADDRESS: STREET 1: 3600 GLENWOOD AVENUE STREET 2: SUITE 300 CITY: RALEIGH STATE: NC ZIP: 27612-4955 FORMER COMPANY: FORMER CONFORMED NAME: Crescent Financial Bancshares, Inc. DATE OF NAME CHANGE: 20111116 FORMER COMPANY: FORMER CONFORMED NAME: CRESCENT FINANCIAL CORP DATE OF NAME CHANGE: 20010627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMB JOSEPH T JR CENTRAL INDEX KEY: 0001182744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36009 FILM NUMBER: 14809704 MAIL ADDRESS: STREET 1: PO BOX 1030 CITY: KITTY HAWK STATE: NC ZIP: 278949 4 1 wf-form4_139906224499224.xml FORM 4 X0306 4 2014-04-30 0 0001143921 VANTAGESOUTH BANCSHARES, INC. VSB 0001182744 LAMB JOSEPH T JR 3600 GLENWOOD AVENUE, SUITE 300 RALEIGH NC 27612 1 0 0 0 Common Stock 2014-04-30 4 S 0 32190 6.04 D 227701 D Common Stock 128421 I By Spouse Common Stock 2014-04-30 4 S 0 4970 6.45 D 0 I By IRA Common Stock 2014-04-30 4 S 0 6716 6.45 D 0 I By Spouse's IRA Common Stock 2485 I As Custodian for Grandchildren Common Stock 11005 I By Lamb Family LLC Common Stock 11360 I By Lake Drive Corporation Common Stock 12513 I By Zee R. Rochelle Inc. Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein. /s/ Nancy A. Snow, attorney-in-fact for Joseph T. Lamb, Jr. 2014-05-02