0001143921-14-000037.txt : 20140502
0001143921-14-000037.hdr.sgml : 20140502
20140502162416
ACCESSION NUMBER: 0001143921-14-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140430
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANTAGESOUTH BANCSHARES, INC.
CENTRAL INDEX KEY: 0001143921
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 452915089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3600 GLENWOOD AVENUE
STREET 2: SUITE 300
CITY: RALEIGH
STATE: NC
ZIP: 27612-4955
BUSINESS PHONE: (919) 659-9000
MAIL ADDRESS:
STREET 1: 3600 GLENWOOD AVENUE
STREET 2: SUITE 300
CITY: RALEIGH
STATE: NC
ZIP: 27612-4955
FORMER COMPANY:
FORMER CONFORMED NAME: Crescent Financial Bancshares, Inc.
DATE OF NAME CHANGE: 20111116
FORMER COMPANY:
FORMER CONFORMED NAME: CRESCENT FINANCIAL CORP
DATE OF NAME CHANGE: 20010627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMB JOSEPH T JR
CENTRAL INDEX KEY: 0001182744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36009
FILM NUMBER: 14809704
MAIL ADDRESS:
STREET 1: PO BOX 1030
CITY: KITTY HAWK
STATE: NC
ZIP: 278949
4
1
wf-form4_139906224499224.xml
FORM 4
X0306
4
2014-04-30
0
0001143921
VANTAGESOUTH BANCSHARES, INC.
VSB
0001182744
LAMB JOSEPH T JR
3600 GLENWOOD AVENUE, SUITE 300
RALEIGH
NC
27612
1
0
0
0
Common Stock
2014-04-30
4
S
0
32190
6.04
D
227701
D
Common Stock
128421
I
By Spouse
Common Stock
2014-04-30
4
S
0
4970
6.45
D
0
I
By IRA
Common Stock
2014-04-30
4
S
0
6716
6.45
D
0
I
By Spouse's IRA
Common Stock
2485
I
As Custodian for Grandchildren
Common Stock
11005
I
By Lamb Family LLC
Common Stock
11360
I
By Lake Drive Corporation
Common Stock
12513
I
By Zee R. Rochelle Inc.
Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
/s/ Nancy A. Snow, attorney-in-fact for Joseph T. Lamb, Jr.
2014-05-02