0001012975-18-000862.txt : 20180621 0001012975-18-000862.hdr.sgml : 20180621 20180621213641 ACCESSION NUMBER: 0001012975-18-000862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180620 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPLE TREE PARTNERS II LP CENTRAL INDEX KEY: 0001143789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38130 FILM NUMBER: 18913025 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVE STREET 2: 54TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: 6462271800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AILERON THERAPEUTICS INC CENTRAL INDEX KEY: 0001420565 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 281 ALBANY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-995-0900 MAIL ADDRESS: STREET 1: 281 ALBANY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-20 0001420565 AILERON THERAPEUTICS INC ALRN 0001143789 APPLE TREE PARTNERS II LP 230 PARK AVENUE, SUITE 2800 NEW YORK NY 10169 0 0 1 0 Common Stock 2018-06-20 4 S 0 5200 5.3007 D 1487945 D Common Stock 2018-06-21 4 S 0 1447 5.30 D 1486498 D Dr. Seth L. Harrison is the general partner of Apple Tree Ventures II, L.P., the general partner of Apple Tree Partners II, L.P., and Dr. Harrison disclaims beneficial ownership of the shares held by Apple Tree Partners II, L.P., except to the extent of his pecuniary interest therein. Dr. Harrison has sole voting and investment power over the shares held by Apple Tree Partners II, L.P. /s/ Seth Harrison, General Partner of Apple Tree Ventures II, L.P., General Partner of Apple Tree Partners II, L.P. 2018-06-21