0001162044-23-000154.txt : 20230207
0001162044-23-000154.hdr.sgml : 20230207
20230207135110
ACCESSION NUMBER: 0001162044-23-000154
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230207
DATE AS OF CHANGE: 20230207
EFFECTIVENESS DATE: 20230207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 23594170
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
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0001143565
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12-31-2022
12-31-2022
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RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
CCO
631-629-4907
Robert Glass
Huntington
NY
02-03-2023
0
293
1206762
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
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ABBVIE INC
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11347
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ABBVIE INC
COM
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188
SH
SOLE
188
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0
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BBRG ALL COMD K1
003261104
71
3220
SH
OTR
0
3220
0
ADOBE INC
COM
00724F101
17
50
SH
SOLE
50
0
0
AEMETIS INC
COM NEW
00770K202
1
278
SH
SOLE
278
0
0
AGNICO EAGLE MINES LTD
COM
008474108
46
888
SH
OTR
0
888
0
AIR PRODS & CHEMS INC
COM
009158106
57
186
SH
OTR
0
186
0
ALLSTATE CORP
COM
020002101
49
365
SH
OTR
0
365
0
ALPHABET INC
CAP STK CL A
02079K305
1654
18750
SH
OTR
0
18750
0
ALPHABET INC
CAP STK CL A
02079K305
1155
13086
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13086
0
ALPHABET INC
CAP STK CL C
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200
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0
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ALERIAN MLP
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SOLE
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ALPS ETF TR
ALERIAN MLP
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COM
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0
20720
0
AMAZON COM INC
COM
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9162
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AMERESCO INC
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128
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0
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COM
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184
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AMERICAN WTR WKS CO INC NEW
COM
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0
AMERISOURCEBERGEN CORP
COM
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5409
SH
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AMGEN INC
COM
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29
112
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ANHEUSER BUSCH INBEV SA/NV
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03524A108
480
8001
SH
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0
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ANTERO MIDSTREAM CORP
COM
03676B102
51
4748
SH
OTR
0
4748
0
APOLLO GLOBAL MGMT INC
COM
03769M106
49
773
SH
OTR
0
773
0
APPLE INC
COM
037833100
1923
14801
SH
OTR
0
14801
0
APPLE INC
COM
037833100
1000
7700
SH
OTR
0
7700
0
APPLE INC
COM
037833100
24
188
SH
SOLE
188
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1868
20115
SH
OTR
0
20115
0
ARCIMOTO INC
COM NEW
039587209
0
6
SH
SOLE
6
0
0
ARIS WATER SOLUTIONS INC
CLASS A COM
04041L106
4
254
SH
SOLE
254
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
12
618
SH
SOLE
618
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
7
260
SH
SOLE
260
0
0
AUTODESK INC
COM
052769106
12
64
SH
SOLE
64
0
0
AVANGRID INC
COM
05351W103
637
14826
SH
OTR
0
14826
0
BALLARD PWR SYS INC NEW
COM
058586108
4
748
SH
SOLE
748
0
0
BANK AMER CORP
COM
060505104
416
12574
SH
OTR
0
12574
0
BANK AMER CORP
COM
060505104
38
1158
SH
OTR
0
1158
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4928
4248
SH
OTR
0
4248
0
BARRICK GOLD CORP
COM
067901108
42
2421
SH
OTR
0
2421
0
BAXTER INTL INC
COM
071813109
5
102
SH
SOLE
102
0
0
BEAM THERAPEUTICS INC
COM
07373V105
5
126
SH
SOLE
126
0
0
BECTON DICKINSON & CO
6% DP CONV PFD B
075887406
4507
90000
SH
OTR
0
90000
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1435
4644
SH
OTR
0
4644
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
50
163
SH
OTR
0
163
0
BEYOND MEAT INC
COM
08862E109
2
126
SH
SOLE
126
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
5312
71600
SH
OTR
0
71600
0
BLINK CHARGING CO
COM
09354A100
4
370
SH
SOLE
370
0
0
BLOOM ENERGY CORP
COM CL A
093712107
9
458
SH
SOLE
458
0
0
BOEING CO
COM
097023105
47
247
SH
OTR
0
247
0
BOSTON SCIENTIFIC CORP
5.50% CNV PFD A
101137206
4839
42135
SH
OTR
0
42135
0
BOSTON SCIENTIFIC CORP
COM
101137107
19
404
SH
SOLE
404
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
7
262
SH
SOLE
262
0
0
BUNGE LIMITED
COM
G16962105
1215
12182
SH
OTR
0
12182
0
CALIFORNIA WTR SVC GROUP
COM
130788102
8
130
SH
SOLE
130
0
0
CANADIAN PAC RY LTD
COM
13645T100
45
610
SH
OTR
0
610
0
CANADIAN SOLAR INC
COM
136635109
9
296
SH
SOLE
296
0
0
CANOO INC
COM CL A
13803R102
2
1366
SH
SOLE
1366
0
0
CASELLA WASTE SYS INC
CL A
147448104
9
108
SH
SOLE
108
0
0
CATERPILLAR INC DEL
COM
149123101
949
3963
SH
OTR
0
3963
0
CBRE GROUP INC
CL A
12504L109
6
82
SH
SOLE
82
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
5
518
SH
SOLE
518
0
0
CHEVRON CORP NEW
COM
166764100
1113
6200
SH
OTR
0
6200
0
CHEVRON CORP NEW
COM
166764100
70
389
SH
OTR
0
389
0
CHUBB LIMITED
COM
H1467J104
1184
5368
SH
OTR
0
5368
0
CIGNA CORP NEW
COM
125523100
24
72
SH
SOLE
72
0
0
CINTAS CORP
COM
172908105
10
22
SH
SOLE
22
0
0
CISCO SYS INC
COM
17275R102
1356
28457
SH
OTR
0
28457
0
CISCO SYS INC
COM
17275R102
20
418
SH
SOLE
418
0
0
CITIGROUP INC
COM NEW
172967424
36
790
SH
OTR
0
790
0
CLEARWAY ENERGY INC
CL C
18539C204
8
262
SH
SOLE
262
0
0
CLEVELAND CLIFFS INC
COM
185899101
37
2326
SH
OTR
0
2326
0
COCA COLA CO
COM
191216100
1662
26129
SH
OTR
0
26129
0
COCA COLA CO
COM
191216100
48
748
SH
OTR
0
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0
COMPANIA DE MINAS BUENAVENTU
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204448104
42
5652
SH
OTR
0
5652
0
CONOCOPHILLIPS
COM
20825C104
797
6751
SH
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0
6751
0
CONOCOPHILLIPS
COM
20825C104
75
633
SH
OTR
0
633
0
CORTEVA INC
COM
22052L104
374
6364
SH
OTR
0
6364
0
COSTCO WHSL CORP NEW
COM
22160K105
1778
3894
SH
OTR
0
3894
0
COSTCO WHSL CORP NEW
COM
22160K105
1322
2897
SH
OTR
0
2897
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
36
268
SH
OTR
0
268
0
CSX CORP
COM
126408103
39
1271
SH
OTR
0
1271
0
DANAHER CORPORATION
5% CONV PFD B
235851409
4947
3645
SH
OTR
0
3645
0
DECKERS OUTDOOR CORP
COM
243537107
699
1750
SH
OTR
0
1750
0
DIREXION SHS ETF TR
AUSPCE CMD STG
25460E307
83
2823
SH
OTR
0
2823
0
DISNEY WALT CO
COM DISNEY
254687106
29
330
SH
OTR
0
330
0
DOMINOS PIZZA INC
COM
25754A201
693
2000
SH
OTR
0
2000
0
ECOLAB INC
COM
278865100
36
245
SH
OTR
0
245
0
ECOLAB INC
COM
278865100
11
74
SH
SOLE
74
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
10
140
SH
SOLE
140
0
0
ENBRIDGE INC
COM
29250N105
46
1173
SH
OTR
0
1173
0
ENERSYS
COM
29275Y102
8
112
SH
SOLE
112
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
79
6419
SH
OTR
0
6419
0
ENPHASE ENERGY INC
COM
29355A107
16
60
SH
SOLE
60
0
0
ENVIVA INC
COM
29415B103
6
120
SH
SOLE
120
0
0
EOG RES INC
COM
26875P101
67
521
SH
OTR
0
521
0
EQUINIX INC
COM
29444U700
43
65
SH
OTR
0
65
0
EXELON CORP
COM
30161N101
653
15096
SH
OTR
0
15096
0
EXXON MOBIL CORP
COM
30231G102
1588
14400
SH
OTR
0
14400
0
EXXON MOBIL CORP
COM
30231G102
976
8853
SH
OTR
0
8853
0
EXXON MOBIL CORP
COM
30231G102
77
701
SH
OTR
0
701
0
FACEBOOK INC
COM
30303M102
1408
11700
SH
OTR
0
11700
0
FACEBOOK INC
COM
30303M102
12
98
SH
SOLE
98
0
0
FASTENAL CO
COM
311900104
605
12783
SH
OTR
0
12783
0
FERRARI N V
COM
N3167Y103
771
3600
SH
OTR
0
3600
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
26436
587208
SH
SOLE
587208
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
67
1490
SH
SOLE
1490
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
35
4171
SH
OTR
0
4171
0
FIRST SOLAR INC
COM
336433107
16
104
SH
SOLE
104
0
0
FISKER INC
CL A COM STK
33813J106
4
590
SH
SOLE
590
0
0
FLUENCE ENERGY INC
COM CL A
34379V103
5
318
SH
SOLE
318
0
0
FRANCO NEV CORP
COM
351858105
47
342
SH
OTR
0
342
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
48
1254
SH
OTR
0
1254
0
FREYR BATTERY
SHS
L4135L100
8
910
SH
SOLE
910
0
0
FUELCELL ENERGY INC
COM
35952H601
5
1696
SH
SOLE
1696
0
0
GARTNER INC
COM
366651107
10
30
SH
SOLE
30
0
0
GENERAL DYNAMICS CORP
COM
369550108
703
2834
SH
OTR
0
2834
0
GEVO INC
COM PAR
374396406
4
2110
SH
SOLE
2110
0
0
GILEAD SCIENCES INC
COM
375558103
21
240
SH
SOLE
240
0
0
GLOBAL WTR RES INC
COM
379463102
2
188
SH
SOLE
188
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
37958
1959636
SH
SOLE
1959636
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
96
4960
SH
SOLE
4960
0
0
GRANITESHARES ETF TR
BBG COMMD K 1
38747R108
55
2439
SH
OTR
0
2439
0
GREENPOWER MTR CO INC
COM NEW
39540E302
1
386
SH
SOLE
386
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
5
180
SH
SOLE
180
0
0
HECLA MNG CO
COM
422704106
48
8558
SH
OTR
0
8558
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
3
98
SH
SOLE
98
0
0
HERSHEY CO
COM
427866108
1749
7552
SH
OTR
0
7552
0
HOME DEPOT INC
COM
437076102
1341
4245
SH
OTR
0
4245
0
HONEYWELL INTL INC
COM
438516106
50
233
SH
OTR
0
233
0
INGREDION INC
COM
457187102
9
88
SH
SOLE
88
0
0
INTUIT
COM
461202103
17
44
SH
SOLE
44
0
0
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
71
4772
SH
OTR
0
4772
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
74
2998
SH
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0
2998
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
33003
1283664
SH
SOLE
1283664
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
84
3250
SH
SOLE
3250
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
70908
266292
SH
SOLE
266292
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
180
675
SH
SOLE
675
0
0
IQVIA HLDGS INC
COM
46266C105
14
66
SH
SOLE
66
0
0
IRON MTN INC NEW
COM
46284V101
1031
20675
SH
OTR
0
20675
0
ISHARES
CORE TOTUSBD ETF
464287226
120088
1238144
SH
SOLE
1238144
0
0
ISHARES
CORE TOTUSBD ETF
464287226
304
3135
SH
SOLE
3135
0
0
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
68
3223
SH
OTR
0
3223
0
ISHARES TR
S&P 500 VAL ETF
464287408
2523
17395
SH
OTR
0
17395
0
ISHARES TR
RUS 1000 VAL ETF
464287598
2642
17423
SH
OTR
0
17423
0
ISHARES TR
CORE S&P500 ETF
464287200
24485
63728
SH
SOLE
63728
0
0
ISHARES TR
BROAD USD HIGH
46435U853
19490
564448
SH
SOLE
564448
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4337
11288
SH
SOLE
11288
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
10835
113129
SH
SOLE
113129
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
20151
248253
SH
SOLE
248253
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
15415
250079
SH
SOLE
250079
0
0
ISHARES TR
CORE S&P500 ETF
464287200
61
160
SH
SOLE
160
0
0
ISHARES TR
BROAD USD HIGH
46435U853
49
1430
SH
SOLE
1430
0
0
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
53
1896
SH
OTR
0
1896
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
51344
942264
SH
SOLE
942264
0
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
130
2385
SH
SOLE
2385
0
0
JOHNSON & JOHNSON
COM
478160104
1686
9542
SH
OTR
0
9542
0
JOHNSON CTLS INTL PLC
SHS
G51502105
14
216
SH
SOLE
216
0
0
JPMORGAN CHASE & CO
COM
46625H100
561
4184
SH
OTR
0
4184
0
JPMORGAN CHASE & CO
COM
46625H100
44
330
SH
OTR
0
330
0
KBR INC
COM
48242W106
3316
62803
SH
OTR
0
62803
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
8
46
SH
SOLE
46
0
0
KINDER MORGAN INC DEL
COM
49456B101
51
2811
SH
OTR
0
2811
0
KKR & CO INC
CL A
48251W104
4178
90000
SH
OTR
0
90000
0
KKR & CO INC
6% MCONV PFD C
48251W401
1655
28900
SH
OTR
0
28900
0
KRANESHARES TR
GLOBAL CARBON
500767678
64
1755
SH
OTR
0
1755
0
LAUDER ESTEE COS INC
CL A
518439104
1563
6300
SH
OTR
0
6300
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
360
6024
SH
OTR
0
6024
0
LILLY ELI & CO
COM
532457108
763
2085
SH
OTR
0
2085
0
LINDE PLC
COM
G5494J103
422
1293
SH
OTR
0
1293
0
LINDE PLC
COM
G5494J103
51
155
SH
OTR
0
155
0
LULULEMON ATHLETICA INC
COM
550021109
2307
7200
SH
OTR
0
7200
0
MANPOWERGROUP INC
COM
56418H100
7
86
SH
SOLE
86
0
0
MARATHON OIL CORP
COM
565849106
399
14752
SH
OTR
0
14752
0
MARKEL CORP
COM
570535104
49
37
SH
OTR
0
37
0
MASTERCARD INC
CL A
57636Q104
2086
6000
SH
OTR
0
6000
0
MASTERCARD INC
CL A
57636Q104
43
125
SH
OTR
0
125
0
MASTERCARD INC
CL A
57636Q104
24
68
SH
SOLE
68
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
4
242
SH
SOLE
242
0
0
MCCORMICK & CO INC
COM
579780206
7
90
SH
SOLE
90
0
0
MCDONALDS CORP
COM
580135101
52
199
SH
OTR
0
199
0
MCKESSON CORP
COM
58155Q103
1079
2877
SH
OTR
0
2877
0
MERCADOLIBRE INC
COM
58733R102
685
810
SH
OTR
0
810
0
MERCK & CO INC
COM
58933Y105
1944
17518
SH
OTR
0
17518
0
METLIFE INC
COM
59156R108
1237
17089
SH
OTR
0
17089
0
MICROSOFT CORP
COM
594918104
1870
7797
SH
OTR
0
7797
0
MICROSOFT CORP
COM
594918104
2209
9213
SH
OTR
0
9213
0
MICROSOFT CORP
COM
594918104
25
104
SH
SOLE
104
0
0
MODERNA INC
COM
60770K107
21
118
SH
SOLE
118
0
0
MONTAUK RENEWABLES INC
COM
61218C103
10
902
SH
SOLE
902
0
0
NASDAQ INC
COM
631103108
1211
19737
SH
OTR
0
19737
0
NETAPP INC
COM
64110D104
6
94
SH
SOLE
94
0
0
NETFLIX INC
COM
64110L106
14
46
SH
SOLE
46
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
38
797
SH
OTR
0
797
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
4292
85000
SH
OTR
0
85000
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
1273
25118
SH
OTR
0
25118
0
NEXTERA ENERGY INC
COM
65339F101
25
298
SH
SOLE
298
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
8
114
SH
SOLE
114
0
0
NIKE INC
CL B
654106103
1924
16439
SH
OTR
0
16439
0
NIKOLA CORP
COM
654110105
2
860
SH
SOLE
860
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
5140
49300
SH
OTR
0
49300
0
NORFOLK SOUTHERN CORP
COM
655844108
40
163
SH
OTR
0
163
0
NORTHROP GRUMMAN CORP
COM
666807102
715
1310
SH
OTR
0
1310
0
NRG ENERGY INC
COM NEW
629377508
571
17933
SH
OTR
0
17933
0
NUCOR CORP
COM
670346105
57
434
SH
OTR
0
434
0
OATLY GROUP AB
SPONSORED ADS
67421J108
2
1092
SH
SOLE
1092
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
1312
46934
SH
OTR
0
46934
0
ONEOK INC NEW
COM
682680103
52
798
SH
OTR
0
798
0
ORACLE CORP
COM
68389X105
931
11385
SH
OTR
0
11385
0
ORACLE CORP
COM
68389X105
24
290
SH
SOLE
290
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
10
116
SH
SOLE
116
0
0
PAN AMERN SILVER CORP
COM
697900108
32
1979
SH
OTR
0
1979
0
PAYPAL HLDGS INC
COM
70450Y103
570
8000
SH
OTR
0
8000
0
PAYPAL HLDGS INC
COM
70450Y103
41
572
SH
OTR
0
572
0
PFIZER INC
COM
717081103
24
460
SH
SOLE
460
0
0
PIONEER NAT RES CO
COM
723787107
2512
11000
SH
OTR
0
11000
0
PLUG POWER INC
COM NEW
72919P202
4
348
SH
SOLE
348
0
0
PROCTER & GAMBLE CO
COM
742718109
721
4759
SH
OTR
0
4759
0
PROGRESSIVE CORP OHIO
COM
743315103
61
473
SH
OTR
0
473
0
PROLOGIS INC
COM
74340W103
38
338
SH
OTR
0
338
0
PUBLIC STORAGE
COM
74460D109
40
142
SH
OTR
0
142
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
7
1016
SH
SOLE
1016
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
826
8186
SH
OTR
0
8186
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
54
538
SH
OTR
0
538
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
62
307
SH
OTR
0
307
0
RENESOLA LTD
SPONSORED ADS
75971T301
2
478
SH
SOLE
478
0
0
REPUBLIC SVCS INC
COM
760759100
636
4930
SH
OTR
0
4930
0
RH
COM
74967X103
1349
5050
SH
OTR
0
5050
0
SALESFORCE COM INC
COM
79466L302
15
112
SH
SOLE
112
0
0
SCHLUMBERGER LTD
COM
806857108
76
1417
SH
OTR
0
1417
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2761
41814
SH
OTR
0
41814
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
24457
541688
SH
SOLE
541688
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
44167
2289656
SH
SOLE
2289656
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
62
1370
SH
SOLE
1370
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
112
5790
SH
SOLE
5790
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
72527
1028752
SH
SOLE
1028752
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
184
2605
SH
SOLE
2605
0
0
SEMPRA ENERGY
COM
816851109
702
4545
SH
OTR
0
4545
0
SERVICENOW INC
COM
81762P102
17
44
SH
SOLE
44
0
0
SHERWIN WILLIAMS CO
COM
824348106
40
170
SH
OTR
0
170
0
SHOALS TECHNOLOGIES GROUP IN
CL A
82489W107
10
408
SH
SOLE
408
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
10
36
SH
SOLE
36
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
2598
66810
SH
OTR
0
66810
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
120226
4784152
SH
SOLE
4784152
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
304
12105
SH
SOLE
12105
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
711
9000
SH
OTR
0
9000
0
SSR MNG INC
COM
784730103
43
2743
SH
OTR
0
2743
0
STARBUCKS CORP
COM
855244109
49
489
SH
OTR
0
489
0
STEEL DYNAMICS INC
COM
858119100
72
740
SH
OTR
0
740
0
STERICYCLE INC
COM
858912108
8
152
SH
SOLE
152
0
0
SUNNOVA ENERGY INTL INC
COM
86745K104
7
374
SH
SOLE
374
0
0
SUNPOWER CORP
COM
867652406
8
456
SH
SOLE
456
0
0
SUNRUN INC
COM
86771W105
7
276
SH
SOLE
276
0
0
SUNWORKS INC
COM NEW
86803X204
2
1076
SH
SOLE
1076
0
0
TC ENERGY CORP
COM
87807B107
38
953
SH
OTR
0
953
0
TESLA MTRS INC
COM
88160R101
246
2000
SH
OTR
0
2000
0
TESLA MTRS INC
COM
88160R101
12
96
SH
SOLE
96
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2214
4020
SH
OTR
0
4020
0
TPI COMPOSITES INC
COM
87266J104
2
218
SH
SOLE
218
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1349
7195
SH
OTR
0
7195
0
TRAVELERS COMPANIES INC
COM
89417E109
52
276
SH
OTR
0
276
0
UNILEVER PLC
SPON ADR NEW
904767704
24
476
SH
SOLE
476
0
0
UNION PAC CORP
COM
907818108
43
208
SH
OTR
0
208
0
UNITED PARCEL SERVICE INC
COM
911312106
43
246
SH
OTR
0
246
0
UNITED STATES STL CORP NEW
COM
912909108
52
2060
SH
OTR
0
2060
0
UNITEDHEALTH GROUP INC
COM
91324P102
1969
3713
SH
OTR
0
3713
0
UNITEDHEALTH GROUP INC
COM
91324P102
30
56
SH
SOLE
56
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
120178
1672860
SH
SOLE
1672860
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
304
4235
SH
SOLE
4235
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
23989
68280
SH
SOLE
68280
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
61
175
SH
SOLE
175
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
13158
289052
SH
SOLE
289052
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
6527
84212
SH
SOLE
84212
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
33
730
SH
SOLE
730
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
17
215
SH
SOLE
215
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
63938
421060
SH
SOLE
421060
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
162
1065
SH
SOLE
1065
0
0
VIACOMCBS INC
CL B
92556H206
25
1462
SH
OTR
0
1462
0
VISA INC
COM CL A
92826C839
2250
10828
SH
OTR
0
10828
0
VISA INC
COM CL A
92826C839
44
211
SH
OTR
0
211
0
VISA INC
COM CL A
92826C839
24
116
SH
SOLE
116
0
0
WAL-MART STORES INC
COM
931142103
994
7011
SH
OTR
0
7011
0
WASTE MGMT INC DEL
COM
94106L109
759
4835
SH
OTR
0
4835
0
WATERS CORP
COM
941848103
9
26
SH
SOLE
26
0
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
7
46
SH
SOLE
46
0
0
WELLS FARGO & CO NEW
COM
949746101
41
1001
SH
OTR
0
1001
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
4957
4183
SH
OTR
0
4183
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
5
22
SH
SOLE
22
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
45
1155
SH
OTR
0
1155
0
WILLIAMS COS INC DEL
COM
969457100
56
1691
SH
OTR
0
1691
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
56426
1738864
SH
SOLE
1738864
0
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
143
4395
SH
SOLE
4395
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
1
910
SH
SOLE
910
0
0
XYLEM INC
COM
98419M100
8
76
SH
SOLE
76
0
0