0001162044-22-001259.txt : 20221108
0001162044-22-001259.hdr.sgml : 20221108
20221108122446
ACCESSION NUMBER: 0001162044-22-001259
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221108
DATE AS OF CHANGE: 20221108
EFFECTIVENESS DATE: 20221108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 221367919
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001143565
XXXXXXXX
09-30-2022
09-30-2022
false
RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
CCO
631-929-4907
Robert Glass
Huntington
NY
11-04-2022
0
294
1267647
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
18
188
SH
SOLE
188
0
0
ABBVIE INC
COM
00287Y109
2037
15175
SH
OTR
0
15175
0
ABBVIE INC
COM
00287Y109
25
188
SH
SOLE
188
0
0
ABRDN ETFS
BBRG ALL COMD K1
003261104
80
3112
SH
OTR
0
3112
0
ADOBE INC
COM
00724F101
14
50
SH
SOLE
50
0
0
AEMETIS INC
COM NEW
00770K202
2
278
SH
SOLE
278
0
0
AGNICO EAGLE MINES LTD
COM
008474108
36
862
SH
OTR
0
862
0
AIR PRODS & CHEMS INC
COM
009158106
42
182
SH
OTR
0
182
0
ALLSTATE CORP
COM
020002101
44
356
SH
OTR
0
356
0
ALPHABET INC
CAP STK CL A
02079K305
1487
15550
SH
OTR
0
15550
0
ALPHABET INC
CAP STK CL A
02079K305
1519
15885
SH
OTR
0
15885
0
ALPHABET INC
CAP STK CL C
02079K107
19
200
SH
SOLE
200
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
81820
2237958
SH
SOLE
2237958
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
154
4200
SH
SOLE
4200
0
0
AMAZON COM INC
COM
023135106
1935
17120
SH
OTR
0
17120
0
AMAZON COM INC
COM
023135106
794
7024
SH
OTR
0
7024
0
AMERESCO INC
CL A
02361E108
9
128
SH
SOLE
128
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
38
178
SH
OTR
0
178
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
7
52
SH
SOLE
52
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
935
6906
SH
OTR
0
6906
0
AMGEN INC
COM
031162100
25
112
SH
SOLE
112
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
517
11441
SH
OTR
0
11441
0
ANTERO MIDSTREAM CORP
COM
03676B102
43
4633
SH
OTR
0
4633
0
APOLLO GLOBAL MGMT INC
COM
03769M106
35
753
SH
OTR
0
753
0
APPLE INC
COM
037833100
2322
16801
SH
OTR
0
16801
0
APPLE INC
COM
037833100
1260
9120
SH
OTR
0
9120
0
APPLE INC
COM
037833100
26
188
SH
SOLE
188
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2140
26601
SH
OTR
0
26601
0
ARCIMOTO INC
COM
039587100
0
104
SH
SOLE
104
0
0
ARIS WATER SOLUTIONS INC
CLASS A COM
04041L106
3
254
SH
SOLE
254
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
10
618
SH
SOLE
618
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
7
260
SH
SOLE
260
0
0
AUTODESK INC
COM
052769106
12
64
SH
SOLE
64
0
0
AVANGRID INC
COM
05351W103
837
20067
SH
OTR
0
20067
0
BALLARD PWR SYS INC NEW
COM
058586108
5
748
SH
SOLE
748
0
0
BANK AMER CORP
COM
060505104
564
18668
SH
OTR
0
18668
0
BANK AMER CORP
COM
060505104
34
1125
SH
OTR
0
1125
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4983
4248
SH
OTR
0
4248
0
BARRICK GOLD CORP
COM
067901108
36
2341
SH
OTR
0
2341
0
BAXTER INTL INC
COM
071813109
5
102
SH
SOLE
102
0
0
BEAM THERAPEUTICS INC
COM
07373V105
6
126
SH
SOLE
126
0
0
BECTON DICKINSON & CO
6% DP CONV PFD B
075887406
3733
79200
SH
OTR
0
79200
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1747
6543
SH
OTR
0
6543
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
42
159
SH
OTR
0
159
0
BEYOND MEAT INC
COM
08862E109
2
126
SH
SOLE
126
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
6746
80600
SH
OTR
0
80600
0
BLINK CHARGING CO
COM
09354A100
7
370
SH
SOLE
370
0
0
BLOOM ENERGY CORP
COM CL A
093712107
9
458
SH
SOLE
458
0
0
BOEING CO
COM
097023105
29
240
SH
OTR
0
240
0
BOSTON SCIENTIFIC CORP
5.50% CNV PFD A
101137206
4313
42135
SH
OTR
0
42135
0
BOSTON SCIENTIFIC CORP
COM
101137107
16
404
SH
SOLE
404
0
0
BROADCOM INC
COM
11135F101
1831
4124
SH
OTR
0
4124
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
9
262
SH
SOLE
262
0
0
BUNGE LIMITED
COM
G16962105
1914
23182
SH
OTR
0
23182
0
CALIFORNIA WTR SVC GROUP
COM
130788102
7
130
SH
SOLE
130
0
0
CANADIAN PAC RY LTD
COM
13645T100
40
594
SH
OTR
0
594
0
CANADIAN SOLAR INC
COM
136635109
11
296
SH
SOLE
296
0
0
CANOO INC
COM CL A
13803R102
3
1366
SH
SOLE
1366
0
0
CASELLA WASTE SYS INC
CL A
147448104
8
108
SH
SOLE
108
0
0
CATERPILLAR INC DEL
COM
149123101
946
5763
SH
OTR
0
5763
0
CBRE GROUP INC
CL A
12504L109
6
82
SH
SOLE
82
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
8
518
SH
SOLE
518
0
0
CHEVRON CORP NEW
COM
166764100
2054
14300
SH
OTR
0
14300
0
CHEVRON CORP NEW
COM
166764100
55
382
SH
OTR
0
382
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1390
925
SH
OTR
0
925
0
CHUBB LIMITED
COM
H1467J104
1281
7044
SH
OTR
0
7044
0
CIGNA CORP NEW
COM
125523100
20
72
SH
SOLE
72
0
0
CINTAS CORP
COM
172908105
9
22
SH
SOLE
22
0
0
CISCO SYS INC
COM
17275R102
1240
30988
SH
OTR
0
30988
0
CISCO SYS INC
COM
17275R102
17
418
SH
SOLE
418
0
0
CITIGROUP INC
COM NEW
172967424
32
765
SH
OTR
0
765
0
CITRIX SYS INC
COM
177376100
10
92
SH
SOLE
92
0
0
CLEARWAY ENERGY INC
CL C
18539C204
8
262
SH
SOLE
262
0
0
CLEVELAND CLIFFS INC
COM
185899101
30
2238
SH
OTR
0
2238
0
COCA COLA CO
COM
191216100
1952
34846
SH
OTR
0
34846
0
COCA COLA CO
COM
191216100
41
728
SH
OTR
0
728
0
COINBASE GLOBAL INC
COM CL A
19260Q107
17
260
SH
OTR
0
260
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
37
5495
SH
OTR
0
5495
0
CONOCOPHILLIPS
COM
20825C104
1028
10047
SH
OTR
0
10047
0
CONOCOPHILLIPS
COM
20825C104
64
623
SH
OTR
0
623
0
CORTEVA INC
COM
22052L104
481
8419
SH
OTR
0
8419
0
COSTCO WHSL CORP NEW
COM
22160K105
1981
4194
SH
OTR
0
4194
0
COSTCO WHSL CORP NEW
COM
22160K105
1845
3907
SH
OTR
0
3907
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
37
259
SH
OTR
0
259
0
CSX CORP
COM
126408103
33
1231
SH
OTR
0
1231
0
DANAHER CORPORATION
5% CONV PFD B
235851409
4080
3045
SH
OTR
0
3045
0
DIREXION SHS ETF TR
AUSPCE CMD STG
25460E307
81
2727
SH
OTR
0
2727
0
DISNEY WALT CO
COM DISNEY
254687106
30
318
SH
OTR
0
318
0
ECOLAB INC
COM
278865100
34
237
SH
OTR
0
237
0
ECOLAB INC
COM
278865100
11
74
SH
SOLE
74
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
12
140
SH
SOLE
140
0
0
ENBRIDGE INC
COM
29250N105
42
1142
SH
OTR
0
1142
0
ENERSYS
COM
29275Y102
7
112
SH
SOLE
112
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
56
6319
SH
OTR
0
6319
0
ENPHASE ENERGY INC
COM
29355A107
17
60
SH
SOLE
60
0
0
ENVIVA INC
COM
29415B103
7
120
SH
SOLE
120
0
0
EOG RES INC
COM
26875P101
57
512
SH
OTR
0
512
0
EQUINIX INC
COM
29444U700
36
63
SH
OTR
0
63
0
EXELON CORP
COM
30161N101
775
20684
SH
OTR
0
20684
0
EXXON MOBIL CORP
COM
30231G102
2191
25100
SH
OTR
0
25100
0
EXXON MOBIL CORP
COM
30231G102
1097
12559
SH
OTR
0
12559
0
EXXON MOBIL CORP
COM
30231G102
60
690
SH
OTR
0
690
0
FACEBOOK INC
COM
30303M102
13
98
SH
SOLE
98
0
0
FASTENAL CO
COM
311900104
825
17918
SH
OTR
0
17918
0
FERRARI N V
COM
N3167Y103
666
3600
SH
OTR
0
3600
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
7001
157568
SH
SOLE
157568
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
13
296
SH
SOLE
296
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
31
4033
SH
OTR
0
4033
0
FIRST SOLAR INC
COM
336433107
14
104
SH
SOLE
104
0
0
FISKER INC
CL A COM STK
33813J106
4
590
SH
SOLE
590
0
0
FLUENCE ENERGY INC
COM CL A
34379V103
5
318
SH
SOLE
318
0
0
FRANCO NEV CORP
COM
351858105
40
333
SH
OTR
0
333
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
33
1219
SH
OTR
0
1219
0
FREYR BATTERY
SHS
L4135L100
13
910
SH
SOLE
910
0
0
FUELCELL ENERGY INC
COM
35952H601
6
1696
SH
SOLE
1696
0
0
GARTNER INC
COM
366651107
8
30
SH
SOLE
30
0
0
GENERAL DYNAMICS CORP
COM
369550108
781
3683
SH
OTR
0
3683
0
GEVO INC
COM PAR
374396406
5
2110
SH
SOLE
2110
0
0
GILEAD SCIENCES INC
COM
375558103
15
240
SH
SOLE
240
0
0
GLOBAL WTR RES INC
COM
379463102
2
188
SH
SOLE
188
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
49587
2417684
SH
SOLE
2417684
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
93
4536
SH
SOLE
4536
0
0
GRANITESHARES ETF TR
BBG COMMD K 1
38747R108
68
2343
SH
OTR
0
2343
0
GREENPOWER MTR CO INC
COM NEW
39540E302
1
386
SH
SOLE
386
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
5
180
SH
SOLE
180
0
0
HECLA MNG CO
COM
422704106
33
8302
SH
OTR
0
8302
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
3
98
SH
SOLE
98
0
0
HERSHEY CO
COM
427866108
2023
9175
SH
OTR
0
9175
0
HOME DEPOT INC
COM
437076102
2063
7475
SH
OTR
0
7475
0
HONEYWELL INTL INC
COM
438516106
38
227
SH
OTR
0
227
0
INGREDION INC
COM
457187102
7
88
SH
SOLE
88
0
0
INTUIT
COM
461202103
1704
4400
SH
OTR
0
4400
0
INTUIT
COM
461202103
17
44
SH
SOLE
44
0
0
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
74
4601
SH
OTR
0
4601
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
69
2882
SH
OTR
0
2882
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
20840
812460
SH
SOLE
812460
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
39
1524
SH
SOLE
1524
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
76985
288054
SH
SOLE
288054
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
144
540
SH
SOLE
540
0
0
IQVIA HLDGS INC
COM
46266C105
12
66
SH
SOLE
66
0
0
IRON MTN INC NEW
COM
46284V101
438
9966
SH
OTR
0
9966
0
ISHARES
CORE TOTUSBD ETF
464287226
128319
1331942
SH
SOLE
1331942
0
0
ISHARES
CORE TOTUSBD ETF
464287226
241
2500
SH
SOLE
2500
0
0
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
66
3223
SH
OTR
0
3223
0
ISHARES SILVER TRUST
ISHARES
46428Q109
76
4333
SH
OTR
0
4333
0
ISHARES TR
RUS 1000 VAL ETF
464287598
892
6557
SH
OTR
0
6557
0
ISHARES TR
CORE S&P500 ETF
464287200
25607
71398
SH
SOLE
71398
0
0
ISHARES TR
BROAD USD HIGH
46435U853
28143
837080
SH
SOLE
837080
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1958
5460
SH
SOLE
5460
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
13490
140532
SH
SOLE
140532
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
35923
442344
SH
SOLE
442344
0
0
ISHARES TR
CORE S&P500 ETF
464287200
47
132
SH
SOLE
132
0
0
ISHARES TR
BROAD USD HIGH
46435U853
53
1572
SH
SOLE
1572
0
0
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
65
1818
SH
OTR
0
1818
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
40992
800150
SH
SOLE
800150
0
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
77
1500
SH
SOLE
1500
0
0
JOHNSON & JOHNSON
COM
478160104
1955
11970
SH
OTR
0
11970
0
JOHNSON CTLS INTL PLC
SHS
G51502105
11
216
SH
SOLE
216
0
0
JPMORGAN CHASE & CO
COM
46625H100
632
6051
SH
OTR
0
6051
0
JPMORGAN CHASE & CO
COM
46625H100
34
321
SH
OTR
0
321
0
KBR INC
COM
48242W106
2170
50203
SH
OTR
0
50203
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
7
46
SH
SOLE
46
0
0
KINDER MORGAN INC DEL
COM
49456B101
46
2743
SH
OTR
0
2743
0
KKR & CO INC
CL A
48251W104
3870
90000
SH
OTR
0
90000
0
KKR & CO INC
6% MCONV PFD C
48251W401
354
6500
SH
OTR
0
6500
0
KRANESHARES TR
GLOBAL CARBON
500767678
63
1686
SH
OTR
0
1686
0
LAUDER ESTEE COS INC
CL A
518439104
1943
9000
SH
OTR
0
9000
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
477
8158
SH
OTR
0
8158
0
LILLY ELI & CO
COM
532457108
818
2531
SH
OTR
0
2531
0
LINDE PLC
COM
G5494J103
491
1823
SH
OTR
0
1823
0
LINDE PLC
COM
G5494J103
41
151
SH
OTR
0
151
0
LOWES COS INC
COM
548661107
2282
12150
SH
OTR
0
12150
0
LULULEMON ATHLETICA INC
COM
550021109
1789
6400
SH
OTR
0
6400
0
MANPOWERGROUP INC
COM
56418H100
6
86
SH
SOLE
86
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
19
1741
SH
OTR
0
1741
0
MARATHON OIL CORP
COM
565849106
512
22670
SH
OTR
0
22670
0
MARKEL CORP
COM
570535104
39
36
SH
OTR
0
36
0
MASTERCARD INC
CL A
57636Q104
1706
6000
SH
OTR
0
6000
0
MASTERCARD INC
CL A
57636Q104
34
121
SH
OTR
0
121
0
MASTERCARD INC
CL A
57636Q104
19
68
SH
SOLE
68
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
6
242
SH
SOLE
242
0
0
MCCORMICK & CO INC
COM
579780206
6
90
SH
SOLE
90
0
0
MCDONALDS CORP
COM
580135101
45
195
SH
OTR
0
195
0
MCKESSON CORP
COM
58155Q103
1161
3415
SH
OTR
0
3415
0
MERCK & CO INC
COM
58933Y105
1894
21994
SH
OTR
0
21994
0
METLIFE INC
COM
59156R108
1481
24373
SH
OTR
0
24373
0
MICROSOFT CORP
COM
594918104
1816
7797
SH
OTR
0
7797
0
MICROSOFT CORP
COM
594918104
24
104
SH
SOLE
104
0
0
MICROSTRATEGY INC
CL A NEW
594972408
21
97
SH
OTR
0
97
0
MODERNA INC
COM
60770K107
14
118
SH
SOLE
118
0
0
MONTAUK RENEWABLES INC
COM
61218C103
16
902
SH
SOLE
902
0
0
NASDAQ INC
COM
631103108
1550
27351
SH
OTR
0
27351
0
NETAPP INC
COM
64110D104
6
94
SH
SOLE
94
0
0
NETFLIX INC
COM
64110L106
11
46
SH
SOLE
46
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
32
769
SH
OTR
0
769
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
4128
85000
SH
OTR
0
85000
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
1250
25118
SH
OTR
0
25118
0
NEXTERA ENERGY INC
COM
65339F101
23
298
SH
SOLE
298
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
8
114
SH
SOLE
114
0
0
NIKE INC
CL B
654106103
1782
21439
SH
OTR
0
21439
0
NIKOLA CORP
COM
654110105
3
860
SH
SOLE
860
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
4937
49300
SH
OTR
0
49300
0
NORFOLK SOUTHERN CORP
COM
655844108
33
158
SH
OTR
0
158
0
NORTHROP GRUMMAN CORP
COM
666807102
761
1618
SH
OTR
0
1618
0
NRG ENERGY INC
COM NEW
629377508
965
25225
SH
OTR
0
25225
0
NUCOR CORP
COM
670346105
45
425
SH
OTR
0
425
0
OATLY GROUP AB
SPONSORED ADS
67421J108
3
1092
SH
SOLE
1092
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
1876
63609
SH
OTR
0
63609
0
ONEOK INC NEW
COM
682680103
40
779
SH
OTR
0
779
0
ORACLE CORP
COM
68389X105
791
12946
SH
OTR
0
12946
0
ORACLE CORP
COM
68389X105
18
290
SH
SOLE
290
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
10
116
SH
SOLE
116
0
0
PALO ALTO NETWORKS INC
COM
697435105
1915
11691
SH
OTR
0
11691
0
PAN AMERN SILVER CORP
COM
697900108
30
1894
SH
OTR
0
1894
0
PFIZER INC
COM
717081103
20
460
SH
SOLE
460
0
0
PIONEER NAT RES CO
COM
723787107
2274
10500
SH
OTR
0
10500
0
PLUG POWER INC
COM NEW
72919P202
7
348
SH
SOLE
348
0
0
PROCTER & GAMBLE CO
COM
742718109
806
6381
SH
OTR
0
6381
0
PROGRESSIVE CORP OHIO
COM
743315103
54
463
SH
OTR
0
463
0
PROLOGIS INC
COM
74340W103
33
327
SH
OTR
0
327
0
PUBLIC STORAGE
COM
74460D109
40
138
SH
OTR
0
138
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
8
1016
SH
SOLE
1016
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
871
10645
SH
OTR
0
10645
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
43
525
SH
OTR
0
525
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
52
301
SH
OTR
0
301
0
RENESOLA LTD
SPONSORED ADS
75971T301
2
478
SH
SOLE
478
0
0
REPUBLIC SVCS INC
COM
760759100
874
6424
SH
OTR
0
6424
0
RH
COM
74967X103
1366
5550
SH
OTR
0
5550
0
SALESFORCE COM INC
COM
79466L302
16
112
SH
SOLE
112
0
0
SCHLUMBERGER LTD
COM
806857108
50
1393
SH
OTR
0
1393
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
25962
613038
SH
SOLE
613038
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
57611
3082424
SH
SOLE
3082424
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
49
1152
SH
SOLE
1152
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
108
5780
SH
SOLE
5780
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1049
8659
SH
OTR
0
8659
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
71450
1090666
SH
SOLE
1090666
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
134
2048
SH
SOLE
2048
0
0
SEMPRA ENERGY
COM
816851109
935
6235
SH
OTR
0
6235
0
SERVICENOW INC
COM
81762P102
17
44
SH
SOLE
44
0
0
SHERWIN WILLIAMS CO
COM
824348106
34
165
SH
OTR
0
165
0
SHOALS TECHNOLOGIES GROUP IN
CL A
82489W107
9
408
SH
SOLE
408
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
8
36
SH
SOLE
36
0
0
SOUTHERN CO
COM
842587107
1715
25223
SH
OTR
0
25223
0
SPDR GOLD TRUST
GOLD SHS
78463V107
70
453
SH
OTR
0
453
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
969
28088
SH
OTR
0
28088
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
128198
5138194
SH
SOLE
5138194
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
240
9636
SH
SOLE
9636
0
0
SSR MNG INC
COM
784730103
39
2657
SH
OTR
0
2657
0
STARBUCKS CORP
COM
855244109
40
476
SH
OTR
0
476
0
STEEL DYNAMICS INC
COM
858119100
52
728
SH
OTR
0
728
0
STERICYCLE INC
COM
858912108
6
152
SH
SOLE
152
0
0
SUNNOVA ENERGY INTL INC
COM
86745K104
8
374
SH
SOLE
374
0
0
SUNPOWER CORP
COM
867652406
11
456
SH
SOLE
456
0
0
SUNRUN INC
COM
86771W105
8
276
SH
SOLE
276
0
0
SUNWORKS INC
COM NEW
86803X204
3
1076
SH
SOLE
1076
0
0
TC ENERGY CORP
COM
87807B107
37
927
SH
OTR
0
927
0
TESLA MTRS INC
COM
88160R101
25
96
SH
SOLE
96
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2130
4200
SH
OTR
0
4200
0
TPI COMPOSITES INC
COM
87266J104
2
218
SH
SOLE
218
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1447
9442
SH
OTR
0
9442
0
TRAVELERS COMPANIES INC
COM
89417E109
41
269
SH
OTR
0
269
0
UNILEVER PLC
SPON ADR NEW
904767704
21
476
SH
SOLE
476
0
0
UNION PAC CORP
COM
907818108
39
202
SH
OTR
0
202
0
UNITED PARCEL SERVICE INC
COM
911312106
39
239
SH
OTR
0
239
0
UNITED STATES STL CORP NEW
COM
912909108
36
2008
SH
OTR
0
2008
0
UNITEDHEALTH GROUP INC
COM
91324P102
2329
4611
SH
OTR
0
4611
0
UNITEDHEALTH GROUP INC
COM
91324P102
28
56
SH
SOLE
56
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
128374
1799722
SH
SOLE
1799722
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
241
3376
SH
SOLE
3376
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
25865
78784
SH
SOLE
78784
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
49
148
SH
SOLE
148
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
34969
775530
SH
SOLE
775530
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
13974
184650
SH
SOLE
184650
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
65
1452
SH
SOLE
1452
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
26
344
SH
SOLE
344
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
67218
497324
SH
SOLE
497324
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
126
932
SH
SOLE
932
0
0
VIACOMCBS INC
CL B
92556H206
27
1396
SH
OTR
0
1396
0
VISA INC
COM CL A
92826C839
2297
12928
SH
OTR
0
12928
0
VISA INC
COM CL A
92826C839
36
205
SH
OTR
0
205
0
VISA INC
COM CL A
92826C839
21
116
SH
SOLE
116
0
0
WAL-MART STORES INC
COM
931142103
1215
9370
SH
OTR
0
9370
0
WASTE MGMT INC DEL
COM
94106L109
1017
6345
SH
OTR
0
6345
0
WATERS CORP
COM
941848103
7
26
SH
SOLE
26
0
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
6
46
SH
SOLE
46
0
0
WELLS FARGO & CO NEW
COM
949746101
39
975
SH
OTR
0
975
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
5036
4183
SH
OTR
0
4183
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
5
22
SH
SOLE
22
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
36
1121
SH
OTR
0
1121
0
WILLIAMS COS INC DEL
COM
969457100
47
1654
SH
OTR
0
1654
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
52175
1706166
SH
SOLE
1706166
0
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
98
3200
SH
SOLE
3200
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
3
910
SH
SOLE
910
0
0
XYLEM INC
COM
98419M100
7
76
SH
SOLE
76
0
0