0001162044-22-000901.txt : 20220809
0001162044-22-000901.hdr.sgml : 20220809
20220809113640
ACCESSION NUMBER: 0001162044-22-000901
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220809
DATE AS OF CHANGE: 20220809
EFFECTIVENESS DATE: 20220809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 221147158
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001143565
XXXXXXXX
06-30-2022
06-30-2022
false
RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
CCO
631-629-4907
Robert Glass
Huntington
NY
08-08-2022
0
294
1389836
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
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SH
SOLE
187
0
0
ABBVIE INC
COM
00287Y109
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12292
SH
OTR
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12292
0
ABBVIE INC
COM
00287Y109
29
187
SH
SOLE
187
0
0
ABRDN ETFS
BBRG ALL COMD K1
003261104
90
3296
SH
OTR
0
3296
0
ADOBE INC
COM
00724F101
2562
7000
SH
OTR
0
7000
0
ADOBE INC
COM
00724F101
18
49
SH
SOLE
49
0
0
AEMETIS INC
COM NEW
00770K202
1
277
SH
SOLE
277
0
0
AGNICO EAGLE MINES LTD
COM
008474108
37
808
SH
OTR
0
808
0
AIR PRODS & CHEMS INC
COM
009158106
41
172
SH
OTR
0
172
0
ALLSTATE CORP
COM
020002101
43
336
SH
OTR
0
336
0
ALPHABET INC
CAP STK CL A
02079K305
1495
686
SH
OTR
0
686
0
ALPHABET INC
CAP STK CL A
02079K305
2495
1145
SH
OTR
0
1145
0
ALPHABET INC
CAP STK CL C
02079K107
22
10
SH
SOLE
10
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
82113
2383553
SH
SOLE
2383553
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
183
5320
SH
SOLE
5320
0
0
AMAZON COM INC
COM
023135106
647
6092
SH
OTR
0
6092
0
AMAZON COM INC
COM
023135106
1786
16820
SH
OTR
0
16820
0
AMERESCO INC
CL A
02361E108
6
127
SH
SOLE
127
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
1554
11198
SH
OTR
0
11198
0
AMERICAN TOWER CORP NEW
COM
03027X100
43
169
SH
OTR
0
169
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
8
51
SH
SOLE
51
0
0
AMGEN INC
COM
031162100
27
111
SH
SOLE
111
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
40
4401
SH
OTR
0
4401
0
APOLLO GLOBAL MGMT INC
COM
03769M106
34
711
SH
OTR
0
711
0
APPLE INC
COM
037833100
1387
10146
SH
OTR
0
10146
0
APPLE INC
COM
037833100
2687
19656
SH
OTR
0
19656
0
APPLE INC
COM
037833100
26
187
SH
SOLE
187
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2051
26435
SH
OTR
0
26435
0
ARCIMOTO INC
COM
039587100
0
103
SH
SOLE
103
0
0
ARIS WATER SOLUTIONS INC
CLASS A COM
04041L106
4
254
SH
SOLE
254
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
7
617
SH
SOLE
617
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
8
259
SH
SOLE
259
0
0
AUTODESK INC
COM
052769106
11
63
SH
SOLE
63
0
0
AVANGRID INC
COM
05351W103
809
17547
SH
OTR
0
17547
0
BALLARD PWR SYS INC NEW
COM
058586108
5
747
SH
SOLE
747
0
0
BANK AMER CORP
COM
060505104
517
16619
SH
OTR
0
16619
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4274
3548
SH
OTR
0
3548
0
BANK AMER CORP
COM
060505104
33
1055
SH
OTR
0
1055
0
BARRICK GOLD CORP
COM
067901108
39
2193
SH
OTR
0
2193
0
BAXTER INTL INC
COM
071813109
6
101
SH
SOLE
101
0
0
BEAM THERAPEUTICS INC
COM
07373V105
5
125
SH
SOLE
125
0
0
BECTON DICKINSON & CO
6% DP CONV PFD B
075887406
5624
113700
SH
OTR
0
113700
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1742
6382
SH
OTR
0
6382
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
41
151
SH
OTR
0
151
0
BEYOND MEAT INC
COM
08862E109
3
125
SH
SOLE
125
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
7171
78600
SH
OTR
0
78600
0
BLINK CHARGING CO
COM
09354A100
6
369
SH
SOLE
369
0
0
BLOOM ENERGY CORP
COM CL A
093712107
8
457
SH
SOLE
457
0
0
BOEING CO
COM
097023105
31
226
SH
OTR
0
226
0
BOSTON SCIENTIFIC CORP
5.50% CNV PFD A
101137206
4278
42135
SH
OTR
0
42135
0
BOSTON SCIENTIFIC CORP
COM
101137107
15
404
SH
SOLE
404
0
0
BROADCOM INC
8% CNV PFD SER A
11135F200
2742
1824
SH
OTR
0
1824
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
9
261
SH
SOLE
261
0
0
BUNGE LIMITED
COM
G16962105
1223
13482
SH
OTR
0
13482
0
CALIFORNIA WTR SVC GROUP
COM
130788102
7
129
SH
SOLE
129
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
1388
10323
SH
OTR
0
10323
0
CANADIAN PAC RY LTD
COM
13645T100
39
564
SH
OTR
0
564
0
CANADIAN SOLAR INC
COM
136635109
9
295
SH
SOLE
295
0
0
CANOO INC
COM CL A
13803R102
3
1366
SH
SOLE
1366
0
0
CARLISLE COS INC
COM
142339100
1094
4584
SH
OTR
0
4584
0
CASELLA WASTE SYS INC
CL A
147448104
8
107
SH
SOLE
107
0
0
CATERPILLAR INC DEL
COM
149123101
961
5375
SH
OTR
0
5375
0
CBRE GROUP INC
CL A
12504L109
6
82
SH
SOLE
82
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
7
517
SH
SOLE
517
0
0
CHEVRON CORP NEW
COM
166764100
53
367
SH
OTR
0
367
0
CIGNA CORP NEW
COM
125523100
19
72
SH
SOLE
72
0
0
CINTAS CORP
COM
172908105
8
21
SH
SOLE
21
0
0
CISCO SYS INC
COM
17275R102
1409
33039
SH
OTR
0
33039
0
CISCO SYS INC
COM
17275R102
18
418
SH
SOLE
418
0
0
CITIGROUP INC
COM NEW
172967424
33
719
SH
OTR
0
719
0
CITRIX SYS INC
COM
177376100
9
92
SH
SOLE
92
0
0
CLEARWAY ENERGY INC
CL C
18539C204
9
261
SH
SOLE
261
0
0
CLEVELAND CLIFFS INC
COM
185899101
32
2101
SH
OTR
0
2101
0
COCA COLA CO
COM
191216100
2037
32378
SH
OTR
0
32378
0
COCA COLA CO
COM
191216100
43
691
SH
OTR
0
691
0
COINBASE GLOBAL INC
COM CL A
19260Q107
10
222
SH
OTR
0
222
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
33
5065
SH
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5065
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CONOCOPHILLIPS
COM
20825C104
938
10449
SH
OTR
0
10449
0
CONOCOPHILLIPS
COM
20825C104
54
598
SH
OTR
0
598
0
COSTCO WHSL CORP NEW
COM
22160K105
1736
3622
SH
OTR
0
3622
0
COSTCO WHSL CORP NEW
COM
22160K105
2624
5474
SH
OTR
0
5474
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
41
246
SH
OTR
0
246
0
CSX CORP
COM
126408103
34
1158
SH
OTR
0
1158
0
DANAHER CORPORATION
5% CONV PFD B
235851409
3265
2445
SH
OTR
0
2445
0
DELL TECHNOLOGIES INC
CL C
24703L202
1555
33645
SH
OTR
0
33645
0
DIREXION SHS ETF TR
AUSPCE CMD STG
25460E307
90
2905
SH
OTR
0
2905
0
DISNEY WALT CO
COM DISNEY
254687106
28
296
SH
OTR
0
296
0
DOMINION ENERGY INC
COM
25746U109
1163
14571
SH
OTR
0
14571
0
ECOLAB INC
COM
278865100
34
223
SH
OTR
0
223
0
ECOLAB INC
COM
278865100
11
74
SH
SOLE
74
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
13
139
SH
SOLE
139
0
0
ENBRIDGE INC
COM
29250N105
46
1089
SH
OTR
0
1089
0
ENERSYS
COM
29275Y102
7
111
SH
SOLE
111
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
52
6077
SH
OTR
0
6077
0
ENPHASE ENERGY INC
COM
29355A107
12
59
SH
SOLE
59
0
0
ENVIVA INC
COM
29415B103
7
119
SH
SOLE
119
0
0
EOG RES INC
COM
26875P101
54
490
SH
OTR
0
490
0
EQUINIX INC
COM
29444U700
39
60
SH
OTR
0
60
0
EXELON CORP
COM
30161N101
860
18974
SH
OTR
0
18974
0
EXPEDIA INC DEL
COM NEW
30212P303
635
6700
SH
OTR
0
6700
0
EXXON MOBIL CORP
COM
30231G102
1139
13302
SH
OTR
0
13302
0
EXXON MOBIL CORP
COM
30231G102
57
665
SH
OTR
0
665
0
FACEBOOK INC
COM
30303M102
582
3609
SH
OTR
0
3609
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FACEBOOK INC
COM
30303M102
16
97
SH
SOLE
97
0
0
FASTENAL CO
COM
311900104
963
19300
SH
OTR
0
19300
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
15558
334356
SH
SOLE
334356
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
35
745
SH
SOLE
745
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
27
3730
SH
OTR
0
3730
0
FIRST SOLAR INC
COM
336433107
7
103
SH
SOLE
103
0
0
FISKER INC
CL A COM STK
33813J106
5
589
SH
SOLE
589
0
0
FLUENCE ENERGY INC
COM CL A
34379V103
3
318
SH
SOLE
318
0
0
FRANCO NEV CORP
COM
351858105
41
315
SH
OTR
0
315
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
33
1140
SH
OTR
0
1140
0
FREYR BATTERY
SHS
L4135L100
6
909
SH
SOLE
909
0
0
FUELCELL ENERGY INC
COM
35952H601
6
1696
SH
SOLE
1696
0
0
GARTNER INC
COM
366651107
7
29
SH
SOLE
29
0
0
GEVO INC
COM PAR
374396406
5
2110
SH
SOLE
2110
0
0
GILEAD SCIENCES INC
COM
375558103
15
240
SH
SOLE
240
0
0
GLOBAL WTR RES INC
COM
379463102
2
187
SH
SOLE
187
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
45774
2158116
SH
SOLE
2158116
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
102
4820
SH
SOLE
4820
0
0
GRANITESHARES ETF TR
BBG COMMD K 1
38747R108
91
3001
SH
OTR
0
3001
0
GREENPOWER MTR CO INC
COM NEW
39540E302
1
385
SH
SOLE
385
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
7
179
SH
SOLE
179
0
0
HECLA MNG CO
COM
422704106
30
7777
SH
OTR
0
7777
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
3
97
SH
SOLE
97
0
0
HERSHEY CO
COM
427866108
1944
9037
SH
OTR
0
9037
0
HOME DEPOT INC
COM
437076102
2640
9625
SH
OTR
0
9625
0
HONEYWELL INTL INC
COM
438516106
37
215
SH
OTR
0
215
0
HP INC
COM
40434L105
1237
37723
SH
OTR
0
37723
0
HUNT J B TRANS SVCS INC
COM
445658107
715
4538
SH
OTR
0
4538
0
INGREDION INC
COM
457187102
8
88
SH
SOLE
88
0
0
INTUIT
COM
461202103
17
43
SH
SOLE
43
0
0
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
88
4899
SH
OTR
0
4899
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
108
4072
SH
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0
4072
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
31737
1144916
SH
SOLE
1144916
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
71
2555
SH
SOLE
2555
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
84484
301427
SH
SOLE
301427
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
189
675
SH
SOLE
675
0
0
IQVIA HLDGS INC
COM
46266C105
14
65
SH
SOLE
65
0
0
ISHARES
CORE TOTUSBD ETF
464287226
143201
1408348
SH
SOLE
1408348
0
0
ISHARES
CORE TOTUSBD ETF
464287226
320
3145
SH
SOLE
3145
0
0
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
112
4843
SH
OTR
0
4843
0
ISHARES SILVER TRUST
ISHARES
46428Q109
76
4082
SH
OTR
0
4082
0
ISHARES TR
S&P 500 VAL ETF
464287408
1239
9016
SH
OTR
0
9016
0
ISHARES TR
CORE S&P500 ETF
464287200
27851
73457
SH
SOLE
73457
0
0
ISHARES TR
BROAD USD HIGH
46435U853
36919
1066393
SH
SOLE
1066393
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1288
3397
SH
SOLE
3397
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
13076
127822
SH
SOLE
127822
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
35711
431340
SH
SOLE
431340
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
553
9401
SH
SOLE
9401
0
0
ISHARES TR
CORE S&P500 ETF
464287200
63
165
SH
SOLE
165
0
0
ISHARES TR
BROAD USD HIGH
46435U853
82
2380
SH
SOLE
2380
0
0
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
102
2492
SH
OTR
0
2492
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
53513
965073
SH
SOLE
965073
0
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
119
2155
SH
SOLE
2155
0
0
JOHNSON & JOHNSON
COM
478160104
1844
10387
SH
OTR
0
10387
0
JOHNSON CTLS INTL PLC
SHS
G51502105
10
215
SH
SOLE
215
0
0
JPMORGAN CHASE & CO
COM
46625H100
615
5462
SH
OTR
0
5462
0
JPMORGAN CHASE & CO
COM
46625H100
34
300
SH
OTR
0
300
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
6
45
SH
SOLE
45
0
0
KINDER MORGAN INC DEL
COM
49456B101
44
2612
SH
OTR
0
2612
0
KKR & CO INC
CL A
48251W104
3935
85000
SH
OTR
0
85000
0
KKR & CO INC
6% MCONV PFD C
48251W401
737
12600
SH
OTR
0
12600
0
KRANESHARES TR
GLOBAL CARBON
500767678
99
2005
SH
OTR
0
2005
0
LANDSTAR SYS INC
COM
515098101
908
6247
SH
OTR
0
6247
0
LAUDER ESTEE COS INC
CL A
518439104
2674
10500
SH
OTR
0
10500
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
984
15511
SH
OTR
0
15511
0
LINDE PLC
COM
G5494J103
41
143
SH
OTR
0
143
0
LOWES COS INC
COM
548661107
2611
14950
SH
OTR
0
14950
0
MANPOWERGROUP INC
COM
56418H100
7
86
SH
SOLE
86
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
8
1548
SH
OTR
0
1548
0
MARATHON OIL CORP
COM
565849106
480
21373
SH
OTR
0
21373
0
MARKEL CORP
COM
570535104
44
34
SH
OTR
0
34
0
MASTERCARD INC
CL A
57636Q104
1262
4000
SH
OTR
0
4000
0
MASTERCARD INC
CL A
57636Q104
36
114
SH
OTR
0
114
0
MASTERCARD INC
CL A
57636Q104
21
68
SH
SOLE
68
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
3
242
SH
SOLE
242
0
0
MCCORMICK & CO INC
COM
579780206
7
90
SH
SOLE
90
0
0
MCDONALDS CORP
COM
580135101
46
186
SH
OTR
0
186
0
MERCK & CO INC
COM
58933Y105
1765
19356
SH
OTR
0
19356
0
METLIFE INC
COM
59156R108
1459
23229
SH
OTR
0
23229
0
MICROSOFT CORP
COM
594918104
2542
9897
SH
OTR
0
9897
0
MICROSOFT CORP
COM
594918104
26
103
SH
SOLE
103
0
0
MICROSTRATEGY INC
CL A NEW
594972408
14
88
SH
OTR
0
88
0
MODERNA INC
COM
60770K107
17
117
SH
SOLE
117
0
0
MONTAUK RENEWABLES INC
COM
61218C103
9
902
SH
SOLE
902
0
0
NASDAQ INC
COM
631103108
1311
8597
SH
OTR
0
8597
0
NETAPP INC
COM
64110D104
6
94
SH
SOLE
94
0
0
NETFLIX INC
COM
64110L106
8
45
SH
SOLE
45
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
43
717
SH
OTR
0
717
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
2590
52700
SH
OTR
0
52700
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
1955
34713
SH
OTR
0
34713
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
1247
25118
SH
OTR
0
25118
0
NEXTERA ENERGY INC
COM
65339F101
23
297
SH
SOLE
297
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
8
113
SH
SOLE
113
0
0
NIKE INC
CL B
654106103
2395
23439
SH
OTR
0
23439
0
NIKOLA CORP
COM
654110105
4
859
SH
SOLE
859
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
5565
49300
SH
OTR
0
49300
0
NORFOLK SOUTHERN CORP
COM
655844108
34
149
SH
OTR
0
149
0
NRG ENERGY INC
COM NEW
629377508
808
21170
SH
OTR
0
21170
0
NUCOR CORP
COM
670346105
42
407
SH
OTR
0
407
0
NVIDIA CORP
COM
67066G104
2319
15300
SH
OTR
0
15300
0
OATLY GROUP AB
SPONSORED ADS
67421J108
4
1091
SH
SOLE
1091
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
1681
59641
SH
OTR
0
59641
0
ONEOK INC NEW
COM
682680103
41
739
SH
OTR
0
739
0
ORACLE CORP
COM
68389X105
924
13221
SH
OTR
0
13221
0
ORACLE CORP
COM
68389X105
20
289
SH
SOLE
289
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
9
115
SH
SOLE
115
0
0
PALO ALTO NETWORKS INC
COM
697435105
344
697
SH
OTR
0
697
0
PAN AMERN SILVER CORP
COM
697900108
35
1779
SH
OTR
0
1779
0
PAYCHEX INC
COM
704326107
1533
13462
SH
OTR
0
13462
0
PFIZER INC
COM
717081103
24
459
SH
SOLE
459
0
0
PIONEER NAT RES CO
COM
723787107
3792
17000
SH
OTR
0
17000
0
PLUG POWER INC
COM NEW
72919P202
6
347
SH
SOLE
347
0
0
PROGRESSIVE CORP OHIO
COM
743315103
51
442
SH
OTR
0
442
0
PROLOGIS INC
COM
74340W103
36
309
SH
OTR
0
309
0
PUBLIC STORAGE
COM
74460D109
41
131
SH
OTR
0
131
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
8
1015
SH
SOLE
1015
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
48
500
SH
OTR
0
500
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
49
289
SH
OTR
0
289
0
RENESOLA LTD
SPONSORED ADS
75971T301
2
478
SH
SOLE
478
0
0
RH
COM
74967X103
1390
6550
SH
OTR
0
6550
0
SALESFORCE COM INC
COM
79466L302
18
111
SH
SOLE
111
0
0
SCHLUMBERGER LTD
COM
806857108
48
1329
SH
OTR
0
1329
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1369
21931
SH
OTR
0
21931
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
28507
638316
SH
SOLE
638316
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
73828
3500606
SH
SOLE
3500606
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
64
1425
SH
SOLE
1425
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
165
7815
SH
SOLE
7815
0
0
SEALED AIR CORP NEW
COM
81211K100
1145
19834
SH
OTR
0
19834
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1836
14315
SH
OTR
0
14315
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
67858
967606
SH
SOLE
967606
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
151
2160
SH
SOLE
2160
0
0
SEMPRA ENERGY
COM
816851109
825
5491
SH
OTR
0
5491
0
SERVICENOW INC
COM
81762P102
1189
2500
SH
OTR
0
2500
0
SERVICENOW INC
COM
81762P102
20
43
SH
SOLE
43
0
0
SHERWIN WILLIAMS CO
COM
824348106
35
155
SH
OTR
0
155
0
SHOALS TECHNOLOGIES GROUP IN
CL A
82489W107
7
408
SH
SOLE
408
0
0
SNAP ON INC
COM
833034101
1017
5162
SH
OTR
0
5162
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
10
35
SH
SOLE
35
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
5489
103613
SH
OTR
0
103613
0
SPDR GOLD TRUST
GOLD SHS
78463V107
88
521
SH
OTR
0
521
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
142967
5425686
SH
SOLE
5425686
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
319
12120
SH
SOLE
12120
0
0
SSR MNG INC
COM
784730103
42
2518
SH
OTR
0
2518
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
855
12690
SH
OTR
0
12690
0
STARBUCKS CORP
COM
855244109
34
448
SH
OTR
0
448
0
STEEL DYNAMICS INC
COM
858119100
46
697
SH
OTR
0
697
0
STERICYCLE INC
COM
858912108
7
152
SH
SOLE
152
0
0
SUNNOVA ENERGY INTL INC
COM
86745K104
7
373
SH
SOLE
373
0
0
SUNPOWER CORP
COM
867652406
7
455
SH
SOLE
455
0
0
SUNRUN INC
COM
86771W105
6
275
SH
SOLE
275
0
0
SUNWORKS INC
COM NEW
86803X204
2
1075
SH
SOLE
1075
0
0
TC ENERGY CORP
COM
87807B107
46
883
SH
OTR
0
883
0
TESLA MTRS INC
COM
88160R101
522
775
SH
OTR
0
775
0
TESLA MTRS INC
COM
88160R101
21
31
SH
SOLE
31
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1630
3000
SH
OTR
0
3000
0
TPI COMPOSITES INC
COM
87266J104
3
217
SH
SOLE
217
0
0
TRAVELERS COMPANIES INC
COM
89417E109
43
254
SH
OTR
0
254
0
UMPQUA HLDGS CORP
COM
904214103
1266
75492
SH
OTR
0
75492
0
UNILEVER PLC
SPON ADR NEW
904767704
22
476
SH
SOLE
476
0
0
UNION PAC CORP
COM
907818108
41
192
SH
OTR
0
192
0
UNITED PARCEL SERVICE INC
COM
911312106
41
227
SH
OTR
0
227
0
UNITED STATES STL CORP NEW
COM
912909108
34
1907
SH
OTR
0
1907
0
UNITEDHEALTH GROUP INC
COM
91324P102
2069
4029
SH
OTR
0
4029
0
UNITEDHEALTH GROUP INC
COM
91324P102
28
55
SH
SOLE
55
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
142975
1899750
SH
SOLE
1899750
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
319
4245
SH
SOLE
4245
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
28117
81056
SH
SOLE
81056
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
62
180
SH
SOLE
180
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
7872
164645
SH
SOLE
164645
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
23309
291295
SH
SOLE
291295
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
17
365
SH
SOLE
365
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
52
650
SH
SOLE
650
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
82131
572458
SH
SOLE
572458
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
183
1275
SH
SOLE
1275
0
0
VIACOMCBS INC
CL B
92556H206
32
1298
SH
OTR
0
1298
0
VISA INC
COM CL A
92826C839
2545
12928
SH
OTR
0
12928
0
VISA INC
COM CL A
92826C839
38
194
SH
OTR
0
194
0
VISA INC
COM CL A
92826C839
23
115
SH
SOLE
115
0
0
WAL-MART STORES INC
COM
931142103
1072
8816
SH
OTR
0
8816
0
WATERS CORP
COM
941848103
8
25
SH
SOLE
25
0
0
WATSCO INC
COM
942622200
798
3343
SH
OTR
0
3343
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
6
45
SH
SOLE
45
0
0
WELLS FARGO & CO NEW
COM
949746101
36
921
SH
OTR
0
921
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
4234
3483
SH
OTR
0
3483
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
6
21
SH
SOLE
21
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
38
1053
SH
OTR
0
1053
0
WILLIAMS COS INC DEL
COM
969457100
49
1585
SH
OTR
0
1585
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
58862
1765501
SH
SOLE
1765501
0
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
132
3945
SH
SOLE
3945
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
2
909
SH
SOLE
909
0
0
XYLEM INC
COM
98419M100
6
76
SH
SOLE
76
0
0