0001162044-22-000587.txt : 20220510
0001162044-22-000587.hdr.sgml : 20220510
20220510143403
ACCESSION NUMBER: 0001162044-22-000587
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220510
DATE AS OF CHANGE: 20220510
EFFECTIVENESS DATE: 20220510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 22908930
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001143565
XXXXXXXX
03-31-2022
03-31-2022
false
RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
CCP
631-629-4907
Robert Glass
Huntington
NY
05-09-2022
0
298
1690150
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
22
182
SH
SOLE
182
0
0
ABBVIE INC
COM
00287Y109
30
182
SH
SOLE
182
0
0
ABRDN ETFS
BBRG ALL COMD K1
003261104
82
2869
SH
OTR
0
2869
0
ADOBE INC
COM
00724F101
22
48
SH
SOLE
48
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
590
5400
SH
OTR
0
5400
0
ADVANCED MICRO DEVICES INC
COM
007903107
16
148
SH
SOLE
148
0
0
AEMETIS INC
COM NEW
00770K202
3
270
SH
SOLE
270
0
0
AGNICO EAGLE MINES LTD
COM
008474108
43
700
SH
OTR
0
700
0
AIR PRODS & CHEMS INC
COM
009158106
36
145
SH
OTR
0
145
0
ALCOA CORP
COM
013872106
1145
12717
SH
OTR
0
12717
0
ALLSTATE CORP
COM
020002101
40
289
SH
OTR
0
289
0
ALPHABET INC
CAP STK CL A
02079K305
1441
518
SH
OTR
0
518
0
ALPHABET INC
CAP STK CL A
02079K305
3950
1420
SH
OTR
0
1420
0
ALPHABET INC
CAP STK CL C
02079K107
28
10
SH
SOLE
10
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
112277
2931517
SH
SOLE
2931517
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
229
5990
SH
SOLE
5990
0
0
AMAZON COM INC
COM
023135106
1470
451
SH
OTR
0
451
0
AMAZON COM INC
COM
023135106
4306
1321
SH
OTR
0
1321
0
AMERESCO INC
CL A
02361E108
10
124
SH
SOLE
124
0
0
AMERICAN ELEC PWR INC
COM
025537101
1356
13588
SH
OTR
0
13588
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
1416
9723
SH
OTR
0
9723
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1424
35577
SH
OTR
0
35577
0
AMERICAN TOWER CORP NEW
COM
03027X100
36
143
SH
OTR
0
143
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
8
50
SH
SOLE
50
0
0
AMGEN INC
COM
031162100
26
108
SH
SOLE
108
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
41
3806
SH
OTR
0
3806
0
APOLLO GLOBAL MGMT INC
COM
03769M106
37
595
SH
OTR
0
595
0
APPLE INC
COM
037833100
1283
7349
SH
OTR
0
7349
0
APPLE INC
COM
037833100
4916
28156
SH
OTR
0
28156
0
APPLE INC
COM
037833100
32
182
SH
SOLE
182
0
0
APPLIED MATLS INC
COM
038222105
1185
8988
SH
OTR
0
8988
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1531
16958
SH
OTR
0
16958
0
ARCIMOTO INC
COM
039587100
1
100
SH
SOLE
100
0
0
ARIS WATER SOLUTIONS INC
CLASS A COM
04041L106
5
248
SH
SOLE
248
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
7
602
SH
SOLE
602
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
802
1200
SH
OTR
0
1200
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
9
252
SH
SOLE
252
0
0
AUTODESK INC
COM
052769106
13
62
SH
SOLE
62
0
0
BALLARD PWR SYS INC NEW
COM
058586108
8
728
SH
SOLE
728
0
0
BANK AMER CORP
COM
060505104
661
16043
SH
OTR
0
16043
0
BANK AMER CORP
7.25%CNV PFD L
060505682
2294
1748
SH
OTR
0
1748
0
BANK AMER CORP
COM
060505104
36
885
SH
OTR
0
885
0
BARRICK GOLD CORP
COM
067901108
47
1916
SH
OTR
0
1916
0
BAXTER INTL INC
COM
071813109
8
98
SH
SOLE
98
0
0
BEAM THERAPEUTICS INC
COM
07373V105
7
122
SH
SOLE
122
0
0
BECTON DICKINSON & CO
6% DP CONV PFD B
075887406
5393
102100
SH
OTR
0
102100
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2739
7762
SH
OTR
0
7762
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
47
132
SH
OTR
0
132
0
BEYOND MEAT INC
COM
08862E109
6
122
SH
SOLE
122
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
6664
52500
SH
OTR
0
52500
0
BLINK CHARGING CO
COM
09354A100
10
360
SH
SOLE
360
0
0
BLOOM ENERGY CORP
COM CL A
093712107
11
446
SH
SOLE
446
0
0
BOEING CO
COM
097023105
35
185
SH
OTR
0
185
0
BOSTON SCIENTIFIC CORP
5.50% CNV PFD A
101137206
4263
36635
SH
OTR
0
36635
0
BOSTON SCIENTIFIC CORP
COM
101137107
17
394
SH
SOLE
394
0
0
BROADCOM INC
8% CNV PFD SER A
11135F200
4366
2224
SH
OTR
0
2224
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
11
254
SH
SOLE
254
0
0
BUNGE LIMITED
COM
G16962105
1466
13228
SH
OTR
0
13228
0
CALIFORNIA WTR SVC GROUP
COM
130788102
7
126
SH
SOLE
126
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
1370
8244
SH
OTR
0
8244
0
CANADIAN PAC RY LTD
COM
13645T100
39
477
SH
OTR
0
477
0
CANADIAN SOLAR INC
COM
136635109
10
288
SH
SOLE
288
0
0
CANOO INC
COM CL A
13803R102
7
1332
SH
SOLE
1332
0
0
CARLISLE COS INC
COM
142339100
1371
5573
SH
OTR
0
5573
0
CASELLA WASTE SYS INC
CL A
147448104
9
104
SH
SOLE
104
0
0
CATERPILLAR INC DEL
COM
149123101
1419
6369
SH
OTR
0
6369
0
CBRE GROUP INC
CL A
12504L109
2105
23000
SH
OTR
0
23000
0
CBRE GROUP INC
CL A
12504L109
7
80
SH
SOLE
80
0
0
CHARGEPOINT HOLDINGS INC
COM CL A
15961R105
10
504
SH
SOLE
504
0
0
CHEVRON CORP NEW
COM
166764100
54
329
SH
OTR
0
329
0
CIGNA CORP NEW
COM
125523100
17
70
SH
SOLE
70
0
0
CINTAS CORP
COM
172908105
9
20
SH
SOLE
20
0
0
CISCO SYS INC
COM
17275R102
1168
20944
SH
OTR
0
20944
0
CISCO SYS INC
COM
17275R102
23
408
SH
SOLE
408
0
0
CITIGROUP INC
COM NEW
172967424
32
592
SH
OTR
0
592
0
CITRIX SYS INC
COM
177376100
9
90
SH
SOLE
90
0
0
CLEARWAY ENERGY INC
CL C
18539C204
9
254
SH
SOLE
254
0
0
CLEVELAND CLIFFS INC
COM
185899101
60
1869
SH
OTR
0
1869
0
COCA COLA CO
COM
191216100
37
590
SH
OTR
0
590
0
COINBASE GLOBAL INC
COM CL A
19260Q107
32
167
SH
OTR
0
167
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
44
4413
SH
OTR
0
4413
0
CONOCOPHILLIPS
COM
20825C104
1443
14425
SH
OTR
0
14425
0
CONOCOPHILLIPS
COM
20825C104
54
536
SH
OTR
0
536
0
COSTCO WHSL CORP NEW
COM
22160K105
1460
2535
SH
OTR
0
2535
0
COSTCO WHSL CORP NEW
COM
22160K105
3843
6674
SH
OTR
0
6674
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
39
211
SH
OTR
0
211
0
CSX CORP
COM
126408103
36
970
SH
OTR
0
970
0
DANAHER CORPORATION
COM
235851102
1451
4946
SH
OTR
0
4946
0
DANAHER CORPORATION
5% CONV PFD B
235851409
4311
2745
SH
OTR
0
2745
0
DELL TECHNOLOGIES INC
CL C
24703L202
1128
22465
SH
OTR
0
22465
0
DIREXION SHS ETF TR
AUSPCE CMD STG
25460E307
83
2491
SH
OTR
0
2491
0
DISNEY WALT CO
COM DISNEY
254687106
33
242
SH
OTR
0
242
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
3612
35566
SH
OTR
0
35566
0
ECOLAB INC
COM
278865100
33
186
SH
OTR
0
186
0
ECOLAB INC
COM
278865100
13
72
SH
SOLE
72
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
16
136
SH
SOLE
136
0
0
ENBRIDGE INC
COM
29250N105
44
948
SH
OTR
0
948
0
ENERSYS
COM
29275Y102
8
108
SH
SOLE
108
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
53
5452
SH
OTR
0
5452
0
ENPHASE ENERGY INC
COM
29355A107
12
58
SH
SOLE
58
0
0
ENVIVA INC
COM
29415B103
9
116
SH
SOLE
116
0
0
EOG RES INC
COM
26875P101
52
439
SH
OTR
0
439
0
EQUINIX INC
COM
29444U700
37
50
SH
OTR
0
50
0
EXPEDIA INC DEL
COM NEW
30212P303
4246
21700
SH
OTR
0
21700
0
EXXON MOBIL CORP
COM
30231G102
49
594
SH
OTR
0
594
0
FACEBOOK INC
COM
30303M102
21
94
SH
SOLE
94
0
0
FASTENAL CO
COM
311900104
1458
24549
SH
OTR
0
24549
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
26746
537400
SH
SOLE
537400
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
55
1100
SH
SOLE
1100
0
0
FIRST INDL RLTY TR INC
COM
32054K103
1444
23320
SH
OTR
0
23320
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
41
3140
SH
OTR
0
3140
0
FIRST SOLAR INC
COM
336433107
8
100
SH
SOLE
100
0
0
FISKER INC
CL A COM STK
33813J106
7
574
SH
SOLE
574
0
0
FLUENCE ENERGY INC
COM CL A
34379V103
4
310
SH
SOLE
310
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
281
16588
SH
OTR
0
16588
0
FRANCO NEV CORP
COM
351858105
44
273
SH
OTR
0
273
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1031
20719
SH
OTR
0
20719
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
49
994
SH
OTR
0
994
0
FREYR BATTERY
SHS
L4135L100
11
886
SH
SOLE
886
0
0
FUELCELL ENERGY INC
COM
35952H601
10
1654
SH
SOLE
1654
0
0
GARTNER INC
COM
366651107
8
28
SH
SOLE
28
0
0
GEVO INC
COM PAR
374396406
10
2058
SH
SOLE
2058
0
0
GILEAD SCIENCES INC
COM
375558103
14
234
SH
SOLE
234
0
0
GLOBAL WTR RES INC
COM
379463102
3
182
SH
SOLE
182
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
63776
2713870
SH
SOLE
2713870
0
0
GLOBAL X FDS
US PFD ETF
37954Y657
130
5545
SH
SOLE
5545
0
0
GRANITESHARES ETF TR
BBG COMMD K 1
38747R108
84
2619
SH
OTR
0
2619
0
GREENPOWER MTR CO INC
COM NEW
39540E302
3
376
SH
SOLE
376
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
8
174
SH
SOLE
174
0
0
HECLA MNG CO
COM
422704106
44
6651
SH
OTR
0
6651
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
3
94
SH
SOLE
94
0
0
HERSHEY CO
COM
427866108
1451
6699
SH
OTR
0
6699
0
HOME DEPOT INC
COM
437076102
3884
12975
SH
OTR
0
12975
0
HONEYWELL INTL INC
COM
438516106
36
183
SH
OTR
0
183
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
1385
13168
SH
OTR
0
13168
0
HUNT J B TRANS SVCS INC
COM
445658107
1266
6303
SH
OTR
0
6303
0
INGREDION INC
COM
457187102
7
86
SH
SOLE
86
0
0
INTUIT
COM
461202103
20
42
SH
SOLE
42
0
0
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
74
4216
SH
OTR
0
4216
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
94
3610
SH
OTR
0
3610
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
43369
1461728
SH
SOLE
1461728
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
89
2985
SH
SOLE
2985
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
112027
309005
SH
SOLE
309005
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
228
630
SH
SOLE
630
0
0
IQVIA HLDGS INC
COM
46266C105
15
64
SH
SOLE
64
0
0
ISHARES
CORE TOTUSBD ETF
464287226
162307
1515468
SH
SOLE
1515468
0
0
ISHARES
CORE TOTUSBD ETF
464287226
331
3095
SH
SOLE
3095
0
0
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
97
4304
SH
OTR
0
4304
0
ISHARES SILVER TRUST
ISHARES
46428Q109
80
3487
SH
OTR
0
3487
0
ISHARES TR
S&P 500 VAL ETF
464287408
1482
9518
SH
OTR
0
9518
0
ISHARES TR
CORE S&P500 ETF
464287200
36572
80610
SH
SOLE
80610
0
0
ISHARES TR
BROAD USD HIGH
46435U853
17960
462164
SH
SOLE
462164
0
0
ISHARES TR
CORE S&P500 ETF
464287200
15993
35250
SH
SOLE
35250
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
15387
143175
SH
SOLE
143175
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
20035
240375
SH
SOLE
240375
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
162
2325
SH
SOLE
2325
0
0
ISHARES TR
CORE S&P500 ETF
464287200
75
165
SH
SOLE
165
0
0
ISHARES TR
BROAD USD HIGH
46435U853
37
945
SH
SOLE
945
0
0
ISHARES U S ETF TR
GSCI CMDTY STGY
46431W853
88
2185
SH
OTR
0
2185
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
56424
918954
SH
SOLE
918954
0
0
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
115
1880
SH
SOLE
1880
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
14
210
SH
SOLE
210
0
0
JPMORGAN CHASE & CO
COM
46625H100
676
4961
SH
OTR
0
4961
0
JPMORGAN CHASE & CO
COM
46625H100
34
249
SH
OTR
0
249
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
7
44
SH
SOLE
44
0
0
KINDER MORGAN INC DEL
COM
49456B101
43
2277
SH
OTR
0
2277
0
KKR & CO INC
CL A
48251W104
4239
72500
SH
OTR
0
72500
0
KKR & CO INC
6% MCONV PFD C
48251W401
3285
44200
SH
OTR
0
44200
0
KRANESHARES TR
GLOBAL CARBON
500767678
81
1744
SH
OTR
0
1744
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1324
5020
SH
OTR
0
5020
0
LANDSTAR SYS INC
COM
515098101
1306
8660
SH
OTR
0
8660
0
LAUDER ESTEE COS INC
CL A
518439104
2778
10200
SH
OTR
0
10200
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
1622
23229
SH
OTR
0
23229
0
LINDE PLC
COM
G5494J103
39
123
SH
OTR
0
123
0
LOWES COS INC
COM
548661107
3650
18050
SH
OTR
0
18050
0
MANPOWERGROUP INC
COM
56418H100
8
84
SH
SOLE
84
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
32
1145
SH
OTR
0
1145
0
MARATHON OIL CORP
COM
565849106
1598
63651
SH
OTR
0
63651
0
MARKEL CORP
COM
570535104
43
29
SH
OTR
0
29
0
MASTERCARD INC
CL A
57636Q104
35
97
SH
OTR
0
97
0
MASTERCARD INC
CL A
57636Q104
24
66
SH
SOLE
66
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
3
236
SH
SOLE
236
0
0
MCCORMICK & CO INC
COM
579780206
9
88
SH
SOLE
88
0
0
MCDONALDS CORP
COM
580135101
39
159
SH
OTR
0
159
0
METLIFE INC
COM
59156R108
1430
20349
SH
OTR
0
20349
0
MICROSOFT CORP
COM
594918104
4223
13697
SH
OTR
0
13697
0
MICROSOFT CORP
COM
594918104
31
100
SH
SOLE
100
0
0
MICROSTRATEGY INC
CL A NEW
594972408
35
71
SH
OTR
0
71
0
MODERNA INC
COM
60770K107
20
114
SH
SOLE
114
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1396
4185
SH
OTR
0
4185
0
MONTAUK RENEWABLES INC
COM
61218C103
10
880
SH
SOLE
880
0
0
NASDAQ INC
COM
631103108
1413
7931
SH
OTR
0
7931
0
NETAPP INC
COM
64110D104
8
92
SH
SOLE
92
0
0
NETFLIX INC
COM
64110L106
2809
7500
SH
OTR
0
7500
0
NETFLIX INC
COM
64110L106
16
44
SH
SOLE
44
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
50
633
SH
OTR
0
633
0
NEXTERA ENERGY INC
COM
65339F101
1411
16652
SH
OTR
0
16652
0
NEXTERA ENERGY INC
COM
65339F101
4108
48500
SH
OTR
0
48500
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
2145
34713
SH
OTR
0
34713
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
1310
25118
SH
OTR
0
25118
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
1145
21800
SH
OTR
0
21800
0
NEXTERA ENERGY INC
COM
65339F101
25
290
SH
SOLE
290
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
9
110
SH
SOLE
110
0
0
NIKE INC
CL B
654106103
3154
23439
SH
OTR
0
23439
0
NIKOLA CORP
COM
654110105
9
838
SH
SOLE
838
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
5532
46200
SH
OTR
0
46200
0
NORFOLK SOUTHERN CORP
COM
655844108
36
125
SH
OTR
0
125
0
NUCOR CORP
COM
670346105
54
364
SH
OTR
0
364
0
NVIDIA CORP
COM
67066G104
2920
10700
SH
OTR
0
10700
0
OATLY GROUP AB
SPONSORED ADS
67421J108
5
1064
SH
SOLE
1064
0
0
ONEOK INC NEW
COM
682680103
45
644
SH
OTR
0
644
0
ORACLE CORP
COM
68389X105
789
9541
SH
OTR
0
9541
0
ORACLE CORP
COM
68389X105
23
282
SH
SOLE
282
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
9
112
SH
SOLE
112
0
0
PAN AMERN SILVER CORP
COM
697900108
42
1530
SH
OTR
0
1530
0
PAYCHEX INC
COM
704326107
1280
9377
SH
OTR
0
9377
0
PFIZER INC
COM
717081103
23
448
SH
SOLE
448
0
0
PIONEER NAT RES CO
COM
723787107
5301
21200
SH
OTR
0
21200
0
PLUG POWER INC
COM NEW
72919P202
10
338
SH
SOLE
338
0
0
PROGRESSIVE CORP OHIO
COM
743315103
44
385
SH
OTR
0
385
0
PROLOGIS INC
COM
74340W103
43
268
SH
OTR
0
268
0
PUBLIC STORAGE
COM
74460D109
44
114
SH
OTR
0
114
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
8
990
SH
SOLE
990
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
43
435
SH
OTR
0
435
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
47
256
SH
OTR
0
256
0
RENESOLA LTD
SPONSORED ADS
75971T301
3
466
SH
SOLE
466
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
12
190
SH
SOLE
190
0
0
RH
COM
74967X103
3114
9550
SH
OTR
0
9550
0
SALESFORCE COM INC
COM
79466L302
23
108
SH
SOLE
108
0
0
SCHLUMBERGER LTD
COM
806857108
49
1176
SH
OTR
0
1176
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
36897
685185
SH
SOLE
685185
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
88348
3549527
SH
SOLE
3549527
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
75
1400
SH
SOLE
1400
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
180
7250
SH
SOLE
7250
0
0
SEALED AIR CORP NEW
COM
81211K100
958
14300
SH
OTR
0
14300
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
80430
1080174
SH
SOLE
1080174
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
165
2210
SH
SOLE
2210
0
0
SERVICENOW INC
COM
81762P102
23
42
SH
SOLE
42
0
0
SHERWIN WILLIAMS CO
COM
824348106
33
131
SH
OTR
0
131
0
SHOALS TECHNOLOGIES GROUP IN
CL A
82489W107
7
398
SH
SOLE
398
0
0
SIXTH STREET SPECIALTY LENDN
COM
83012A109
2511
107818
SH
OTR
0
107818
0
SNAP ON INC
COM
833034101
1374
6686
SH
OTR
0
6686
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
11
34
SH
SOLE
34
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
4102
75113
SH
OTR
0
75113
0
SPDR GOLD TRUST
GOLD SHS
78463V107
81
448
SH
OTR
0
448
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
162038
5830790
SH
SOLE
5830790
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
331
11910
SH
SOLE
11910
0
0
SSR MNG INC
COM
784730103
49
2232
SH
OTR
0
2232
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
2443
27790
SH
OTR
0
27790
0
STARBUCKS CORP
COM
855244109
33
365
SH
OTR
0
365
0
STEEL DYNAMICS INC
COM
858119100
52
621
SH
OTR
0
621
0
STERICYCLE INC
COM
858912108
9
148
SH
SOLE
148
0
0
SUNNOVA ENERGY INTL INC
COM
86745K104
8
364
SH
SOLE
364
0
0
SUNPOWER CORP
COM
867652406
10
444
SH
SOLE
444
0
0
SUNRUN INC
COM
86771W105
8
268
SH
SOLE
268
0
0
SUNWORKS INC
COM NEW
86803X204
3
1048
SH
SOLE
1048
0
0
TARGA RES CORP
COM
87612G101
1573
20841
SH
OTR
0
20841
0
TARGET CORP
COM
87612E106
2345
11050
SH
OTR
0
11050
0
TC ENERGY CORP
COM
87807B107
43
770
SH
OTR
0
770
0
TESLA MTRS INC
COM
88160R101
4876
4525
SH
OTR
0
4525
0
TESLA MTRS INC
COM
88160R101
32
30
SH
SOLE
30
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1447
2450
SH
OTR
0
2450
0
T-MOBILE US INC
COM
872590104
1027
8000
SH
OTR
0
8000
0
TPI COMPOSITES INC
COM
87266J104
3
212
SH
SOLE
212
0
0
TRAVELERS COMPANIES INC
COM
89417E109
40
217
SH
OTR
0
217
0
UMPQUA HLDGS CORP
COM
904214103
1268
67253
SH
OTR
0
67253
0
UNILEVER PLC
SPON ADR NEW
904767704
21
464
SH
SOLE
464
0
0
UNION PAC CORP
COM
907818108
45
165
SH
OTR
0
165
0
UNITED PARCEL SERVICE INC
COM
911312106
41
192
SH
OTR
0
192
0
UNITED STATES STL CORP NEW
COM
912909108
64
1703
SH
OTR
0
1703
0
UNITEDHEALTH GROUP INC
COM
91324P102
28
54
SH
SOLE
54
0
0
US ECOLOGY INC
COM
91734M103
13
268
SH
SOLE
268
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
162430
2042120
SH
SOLE
2042120
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
332
4170
SH
SOLE
4170
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
36814
88671
SH
SOLE
88671
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
75
180
SH
SOLE
180
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
8885
177342
SH
SOLE
177342
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
35372
411111
SH
SOLE
411111
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
18
360
SH
SOLE
360
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
72
840
SH
SOLE
840
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
94116
580392
SH
SOLE
580392
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
192
1185
SH
SOLE
1185
0
0
VIACOMCBS INC
CL B
92556H206
41
1090
SH
OTR
0
1090
0
VISA INC
COM CL A
92826C839
3355
15128
SH
OTR
0
15128
0
VISA INC
COM CL A
92826C839
36
163
SH
OTR
0
163
0
VISA INC
COM CL A
92826C839
25
112
SH
SOLE
112
0
0
WATERS CORP
COM
941848103
7
24
SH
SOLE
24
0
0
WATSCO INC
COM
942622200
1329
4362
SH
OTR
0
4362
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
6
44
SH
SOLE
44
0
0
WELLS FARGO & CO NEW
COM
949746101
38
782
SH
OTR
0
782
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
2230
1683
SH
OTR
0
1683
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
8
20
SH
SOLE
20
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
43
914
SH
OTR
0
914
0
WILLIAMS COS INC DEL
COM
969457100
47
1402
SH
OTR
0
1402
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
102018
2517719
SH
SOLE
2517719
0
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
208
5145
SH
SOLE
5145
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
4
886
SH
SOLE
886
0
0
XYLEM INC
COM
98419M100
6
74
SH
SOLE
74
0
0