0001162044-21-000932.txt : 20210806
0001162044-21-000932.hdr.sgml : 20210806
20210806105946
ACCESSION NUMBER: 0001162044-21-000932
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210806
DATE AS OF CHANGE: 20210806
EFFECTIVENESS DATE: 20210806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 211151422
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
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06-30-2021
06-30-2021
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RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
Chief Compliance Officer
631-629-4907
Robert Glass
Huntington
NY
08-06-2021
0
141
847828
INFORMATION TABLE
2
infotable.xml
8X8 INC NEW
COM
282914100
48
1720
SH
SOLE
1720
0
0
ABBVIE INC
COM
00287Y109
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10818
SH
OTR
0
10818
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1279
4337
SH
OTR
0
4337
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
454
775
SH
SOLE
775
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1383
9359
SH
OTR
0
9359
0
AIRBNB INC
COM CL A
009066101
1516
9900
SH
OTR
0
9900
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
964
8271
SH
OTR
0
8271
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2041
9000
SH
OTR
0
9000
0
ALPHABET INC
CAP STK CL A
02079K305
1878
769
SH
OTR
0
769
0
ALPHABET INC
CAP STK CL A
02079K305
4200
1720
SH
OTR
0
1720
0
ALPHABET INC
CAP STK CL C
02079K107
1203
480
SH
SOLE
480
0
0
AMAZON COM INC
COM
023135106
5129
1491
SH
OTR
0
1491
0
AMAZON COM INC
COM
023135106
1135
330
SH
SOLE
330
0
0
AMERICAN ELEC PWR CO INC
UNIT 08/01/2021
025537127
2881
58650
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OTR
0
58650
0
APPLE INC
COM
037833100
678
4951
SH
OTR
0
4951
0
APPLE INC
COM
037833100
2966
21656
SH
OTR
0
21656
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AT HOME GROUP INC
COM
04650Y100
488
13240
SH
SOLE
13240
0
0
BANDWIDTH INC
COM CL A
05988J103
823
5970
SH
SOLE
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0
0
BANK AMER CORP
COM
060505104
2284
55388
SH
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0
55388
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BEST BUY INC
COM
086516101
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11418
SH
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0
11418
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BILIBILI INC
ADS REP SHS Z
090040106
942
7735
SH
SOLE
7735
0
0
BLACKROCK INC
COM
09247X101
1684
1925
SH
OTR
0
1925
0
BLACKSTONE GROUP INC
COM CL A
09260D107
1457
15000
SH
OTR
0
15000
0
BUNGE LIMITED
COM
G16962105
689
8819
SH
OTR
0
8819
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
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41500
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0
41500
0
CARDINAL HEALTH INC
COM
14149Y108
1194
20922
SH
OTR
0
20922
0
CATERPILLAR INC DEL
COM
149123101
1598
7345
SH
OTR
0
7345
0
CELANESE CORP DEL
COM
150870103
1384
9129
SH
OTR
0
9129
0
CERENCE INC
COM
156727109
128
1195
SH
SOLE
1195
0
0
CHEMOURS CO
COM
163851108
1310
37631
SH
OTR
0
37631
0
CHEVRON CORP NEW
COM
166764100
1720
16426
SH
OTR
0
16426
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
3411
2200
SH
OTR
0
2200
0
COMCAST CORP NEW
CL A
20030N101
2194
38480
SH
OTR
0
38480
0
CONOCOPHILLIPS
COM
20825C104
1383
22715
SH
OTR
0
22715
0
COSTCO WHSL CORP NEW
COM
22160K105
2918
7374
SH
OTR
0
7374
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1317
5240
SH
SOLE
5240
0
0
CUMMINS INC
COM
231021106
1377
5647
SH
OTR
0
5647
0
DARDEN RESTAURANTS INC
COM
237194105
1783
12212
SH
OTR
0
12212
0
DBX ETF TR
XTRACK USD HIGH
233051432
51518
1278036
SH
SOLE
1278036
0
0
DEERE & CO
COM
244199105
1634
4632
SH
OTR
0
4632
0
DICKS SPORTING GOODS INC
COM
253393102
773
7711
SH
OTR
0
7711
0
DIGITAL TURBINE INC
COM NEW
25400W102
152
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SH
SOLE
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0
0
DOCUSIGN INC
COM
256163106
1369
4895
SH
SOLE
4895
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
1784
18366
SH
OTR
0
18366
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
1965
39755
SH
OTR
0
39755
0
EVERBRIDGE INC
COM
29978A104
78
570
SH
SOLE
570
0
0
EXELON CORP
COM
30161N101
1380
31153
SH
OTR
0
31153
0
EXPONENT INC
COM
30214U102
87
970
SH
SOLE
970
0
0
FACEBOOK INC
CL A
30303M102
2349
6755
SH
SOLE
6755
0
0
FEDEX CORP
COM
31428X106
1727
5789
SH
OTR
0
5789
0
FIDELITY COVINGTON TRUST
MSCI UTILS INDEX
316092865
9696
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SH
SOLE
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0
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FIFTH THIRD BANCORP
COM
316773100
1333
34871
SH
OTR
0
34871
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FIVERR INTL LTD
ORD SHS
M4R82T106
252
1040
SH
SOLE
1040
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1433
38623
SH
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US PFD ETF
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41333
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NASDAQ 100 COVER
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GLOBAL X FDS
GLBL X MLP ETF
37954Y343
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SH
SOLE
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0
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GOLDMAN SACHS GROUP INC
COM
38141G104
1668
4396
SH
OTR
0
4396
0
HARTFORD FDS EXCHANGE TRADED
TOTAL RTRN ETF
41653L305
51594
1259608
SH
SOLE
1259608
0
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
1313
39443
SH
OTR
0
39443
0
HILTON GRAND VACATIONS INC
COM
43283X105
238
5750
SH
SOLE
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0
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HORIZON THERAPEUTICS PUB L
SHS
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IAC INTERACTIVECORP NEW
COM NEW
44891N208
2544
16500
SH
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0
16500
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INTEL CORP
COM
458140100
1292
23018
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0
23018
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INTERCONTINENTAL EXCHANGE IN
COM
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UNIT SER 1
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S&P 100 ETF
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MBS ETF
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CORE S&P500 ETF
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128
SH
SOLE
128
0
0
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COM
478160104
2404
14590
SH
OTR
0
14590
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JOINT CORP
COM
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153
1825
SH
SOLE
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0
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JPMORGAN CHASE & CO
COM
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SH
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0
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KKR & CO INC
CL A
48251W104
1303
22000
SH
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0
22000
0
LULULEMON ATHLETICA INC
COM
550021109
825
2261
SH
OTR
0
2261
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MARKETAXESS HLDGS INC
COM
57060D108
744
1605
SH
SOLE
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MASCO CORP
COM
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1329
22559
SH
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22559
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CL A
57636Q104
4300
11778
SH
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0
11778
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CL A
57636Q104
1009
2765
SH
SOLE
2765
0
0
MERCADOLIBRE INC
COM
58733R102
1430
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SH
OTR
0
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0
MERCADOLIBRE INC
COM
58733R102
841
540
SH
SOLE
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0
0
MICROSOFT CORP
COM
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SH
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0
MICROSOFT CORP
COM
594918104
24
90
SH
SOLE
90
0
0
MIMECAST LTD
ORD SHS
G14838109
218
4100
SH
SOLE
4100
0
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MORGAN STANLEY
COM NEW
617446448
1671
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NETFLIX INC
COM
64110L106
1022
1935
SH
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1935
0
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NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
1949
34713
SH
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0
34713
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
1230
25118
SH
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0
25118
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NIKE INC
CL B
654106103
4733
30639
SH
OTR
0
30639
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OKTA INC
CL A
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741
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SH
SOLE
3030
0
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ORACLE CORP
COM
68389X105
651
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SH
OTR
0
8358
0
PAYLOCITY HLDG CORP
COM
70438V106
37
195
SH
SOLE
195
0
0
PAYPAL HLDGS INC
COM
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15945
SH
OTR
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15945
0
PAYPAL HLDGS INC
COM
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1070
3670
SH
SOLE
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0
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PELOTON INTERACTIVE INC
CL A COM
70614W100
1426
11500
SH
OTR
0
11500
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
892
7195
SH
SOLE
7195
0
0
PROCTER AND GAMBLE CO
COM
742718109
1296
9608
SH
OTR
0
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0
PULTE GROUP INC
COM
745867101
1287
23579
SH
OTR
0
23579
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QUALCOMM INC
COM
747525103
665
4650
SH
OTR
0
4650
0
RED VIOLET INC
COM
75704L104
46
1945
SH
SOLE
1945
0
0
REPLIGEN CORP
COM
759916109
48
240
SH
SOLE
240
0
0
RH
COM
74967X103
6179
9100
SH
OTR
0
9100
0
RINGCENTRAL INC
CL A
76680R206
1181
4065
SH
SOLE
4065
0
0
ROKU INC
COM CL A
77543R102
1884
4103
SH
OTR
0
4103
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
72030
1319228
SH
SOLE
1319228
0
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SCHWAB STRATEGIC TR
US REIT ETF
808524847
9679
211380
SH
SOLE
211380
0
0
SERVICENOW INC
COM
81762P102
1063
1935
SH
SOLE
1935
0
0
SHOPIFY INC
CL A
82509L107
1661
1137
SH
OTR
0
1137
0
SKYWORKS SOLUTIONS INC
COM
83088M102
801
4179
SH
OTR
0
4179
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1086
3930
SH
SOLE
3930
0
0
SOUTHERN CO
COM
842587107
1458
24097
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OTR
0
24097
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SOUTHERN CO
UNIT 08/01/2022
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1788
35313
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0
35313
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SPOTIFY TECHNOLOGY S A
SHS
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1871
6788
SH
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0
6788
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CL A
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1543
6328
SH
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0
6328
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CL A
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1243
5100
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0
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UNIT 11/15/2022
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SH
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0
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COM CL A
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214
3550
SH
SOLE
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0
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SPONSORED ADS
874039100
1142
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9500
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TAPESTRY INC
COM
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767
17641
SH
OTR
0
17641
0
TARGET CORP
COM
87612E106
4110
17000
SH
OTR
0
17000
0
TELADOC HEALTH INC
COM
87918A105
724
4355
SH
SOLE
4355
0
0
TESLA MTRS INC
COM
88160R101
1750
2575
SH
OTR
0
2575
0
UNITEDHEALTH GROUP INC
COM
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1474
3682
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OTR
0
3682
0
US BANCORP DEL
COM NEW
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27038
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27038
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TOTAL BND MRKT
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72063
839016
SH
SOLE
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0
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VANGUARD INDEX FDS
TOTAL STK MKT
922908769
15458
69376
SH
SOLE
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0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
15357
39024
SH
SOLE
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0
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VANGUARD SCOTTSDALE FDS
INT-TERM CORP
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30401
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SH
SOLE
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0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
8054
52032
SH
SOLE
52032
0
0
VEEVA SYS INC
CL A COM
922475108
513
1650
SH
SOLE
1650
0
0
VISA INC
COM CL A
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5104
21828
SH
OTR
0
21828
0
WASTE MGMT INC DEL
COM
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1126
8038
SH
OTR
0
8038
0
WISDOMTREE TR
US EFFICIENT COR
97717Y790
4626
113820
SH
SOLE
113820
0
0
WIX COM LTD
SHS
M98068105
65
225
SH
SOLE
225
0
0
XPEL INC
COM
98379L100
775
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SH
SOLE
9245
0
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ZOOM VIDEO COMMUNICATIONS IN
CL A
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SH
SOLE
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0
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