0001162044-17-000420.txt : 20170509
0001162044-17-000420.hdr.sgml : 20170509
20170509112816
ACCESSION NUMBER: 0001162044-17-000420
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170509
DATE AS OF CHANGE: 20170509
EFFECTIVENESS DATE: 20170509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 17825243
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001143565
XXXXXXXX
03-31-2017
03-31-2017
false
RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
Chief Compliance Officer
631-629-4907
Robert Glass
Huntington
NY
05-04-2017
0
329
152200
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
765
4000
SH
SOLE
4000
0
0
3M CO
COM
88579Y101
325
1700
SH
SOLE
1700
0
0
3M CO
COM
88579Y101
201
1049
SH
SOLE
1049
0
0
3M CO
COM
88579Y101
597
3122
SH
OTR
0
3122
0
AAON INC
COM PAR $0.004
000360206
212
6000
SH
SOLE
6000
0
0
ABM INDS INC
COM
000957100
218
5000
SH
SOLE
5000
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
154
1282
SH
SOLE
1282
0
0
ACETO CORP
COM
004446100
46
2900
SH
SOLE
2900
0
0
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
39
3200
SH
OTR
0
3200
0
AFLAC INC
COM
001055102
710
9800
SH
SOLE
9800
0
0
AFLAC INC
COM
001055102
183
2529
SH
SOLE
2529
0
0
AIR PRODS & CHEMS INC
COM
009158106
636
4700
SH
SOLE
4700
0
0
AKORN INC
COM
009728106
10
400
SH
SOLE
400
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
262
2430
SH
OTR
0
2430
0
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
274
10000
SH
SOLE
10000
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
271
12500
SH
SOLE
12500
0
0
ALLY FINL INC
COM
02005N100
744
36600
SH
SOLE
36600
0
0
ALPHABET INC
CAP STK CL C
02079K107
463
558
SH
OTR
0
558
0
ALTRIA GROUP INC
COM
02209S103
821
11500
SH
SOLE
11500
0
0
ALTRIA GROUP INC
COM
02209S103
537
7513
SH
OTR
0
7513
0
AMAZON COM INC
COM
023135106
601
678
SH
OTR
0
678
0
AMBAC FINL GROUP INC
COM NEW
023139884
25
1300
SH
SOLE
1300
0
0
AMERICAN VANGUARD CORP
COM
030371108
42
2500
SH
SOLE
2500
0
0
APPLE INC
COM
037833100
499
3471
SH
OTR
0
3471
0
APPLIED MATLS INC
COM
038222105
335
8600
SH
SOLE
8600
0
0
ARAMARK
COM
03852U106
254
6900
SH
SOLE
6900
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
386
27300
SH
OTR
0
27300
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
1554
110000
SH
OTR
0
110000
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
321
10300
SH
OTR
0
10300
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1271
40800
SH
OTR
0
40800
0
AT&T INC
COM
00206R102
343
8250
SH
OTR
0
8250
0
AT&T INC
COM
00206R102
1247
30000
SH
OTR
0
30000
0
AVX CORP NEW
COM
002444107
311
19000
SH
SOLE
19000
0
0
BANCO MACRO SA
SPON ADR B
05961W105
121
1400
SH
OTR
0
1400
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
73
1834
SH
OTR
0
1834
0
BANK AMER CORP
COM
060505104
866
36700
SH
SOLE
36700
0
0
BANK AMER CORP
COM
060505104
223
9451
SH
OTR
0
9451
0
BANK NEW YORK MELLON CORP
COM
064058100
307
6500
SH
SOLE
6500
0
0
BANK NEW YORK MELLON CORP
COM
064058100
178
3770
SH
SOLE
3770
0
0
BARNES & NOBLE INC
COM
067774109
23
2500
SH
SOLE
2500
0
0
BAXTER INTL INC
COM
071813109
768
14800
SH
SOLE
14800
0
0
BAXTER INTL INC
COM
071813109
177
3405
SH
SOLE
3405
0
0
BB&T CORP
COM
054937107
291
6500
SH
SOLE
6500
0
0
BEST BUY INC
COM
086516101
108
2200
SH
OTR
0
2200
0
BEST BUY INC
COM
086516101
339
6900
SH
SOLE
6900
0
0
BEST BUY INC
COM
086516101
423
8600
SH
OTR
0
8600
0
BEST BUY INC
COM
086516101
257
5236
SH
SOLE
5236
0
0
BIG LOTS INC
COM
089302103
268
5500
SH
SOLE
5500
0
0
BIOGEN IDEC INC
COM
09062X103
162
593
SH
SOLE
593
0
0
BIOVERATIV INC
COM
09075E100
14
259
SH
SOLE
259
0
0
BOSTON PROPERTIES INC
COM
101121101
675
5100
SH
SOLE
5100
0
0
BP PLC
SPONSORED ADR
055622104
646
18700
SH
OTR
0
18700
0
BP PLC
SPONSORED ADR
055622104
2592
75100
SH
OTR
0
75100
0
BT GROUP PLC
ADR
05577E101
160
7977
SH
SOLE
7977
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
679
9900
SH
SOLE
9900
0
0
CA INC
COM
12673P105
95
3000
SH
OTR
0
3000
0
CA INC
COM
12673P105
381
12000
SH
OTR
0
12000
0
CA INC
COM
12673P105
167
5261
SH
SOLE
5261
0
0
CABOT CORP
COM
127055101
300
5000
SH
SOLE
5000
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
21
1400
SH
OTR
0
1400
0
CARBO CERAMICS INC
COM
140781105
33
2500
SH
OTR
0
2500
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
206
3500
SH
OTR
0
3500
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
825
14000
SH
OTR
0
14000
0
CBL & ASSOC PPTYS INC
COM
124830100
459
48100
SH
OTR
0
48100
0
CBL & ASSOC PPTYS INC
COM
124830100
1847
193600
SH
OTR
0
193600
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
156
2300
SH
OTR
0
2300
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
637
9400
SH
OTR
0
9400
0
CENTRAL EUROPEAN MEDIA ENTRP
CL A NEW
G20045202
19
6200
SH
OTR
0
6200
0
CENTURYLINK INC
COM
156700106
943
40000
SH
OTR
0
40000
0
CENTURYLINK INC
COM
156700106
3795
161000
SH
OTR
0
161000
0
CHEESECAKE FACTORY INC
COM
163072101
51
800
SH
OTR
0
800
0
CHEGG INC
COM
163092109
34
4000
SH
OTR
0
4000
0
CHEMOURS CO
COM
163851108
81
2100
SH
SOLE
2100
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
49
8300
SH
OTR
0
8300
0
CISCO SYS INC
COM
17275R102
531
15714
SH
OTR
0
15714
0
CITIGROUP INC
COM NEW
172967424
826
13800
SH
SOLE
13800
0
0
CITIZENS FINL GROUP INC
COM
174610105
805
23300
SH
SOLE
23300
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG ENH SHT DUR
18383M654
1
10
SH
OTR
0
10
0
COCA COLA CO
COM
191216100
199
4700
SH
OTR
0
4700
0
COCA COLA CO
COM
191216100
802
18900
SH
OTR
0
18900
0
COLFAX CORP
COM
194014106
55
1400
SH
SOLE
1400
0
0
COLGATE PALMOLIVE CO
COM
194162103
198
2708
SH
SOLE
2708
0
0
COMMERCE BANCSHARES INC
COM
200525103
292
5200
SH
SOLE
5200
0
0
CONAGRA BRANDS INC
COM
205887102
141
3507
SH
SOLE
3507
0
0
CORNING INC
COM
219350105
297
11000
SH
SOLE
11000
0
0
CVS HEALTH CORP
COM
126650100
345
4400
SH
OTR
0
4400
0
CVS HEALTH CORP
COM
126650100
1342
17100
SH
OTR
0
17100
0
CVS HEALTH CORP
COM
126650100
119
1520
SH
SOLE
1520
0
0
CYS INVTS INC
COM
12673A108
304
38200
SH
OTR
0
38200
0
CYS INVTS INC
COM
12673A108
1222
153700
SH
OTR
0
153700
0
DAQO NEW ENERGY CORP
SPNSRD ADR NEW
23703Q203
109
5800
SH
OTR
0
5800
0
DARDEN RESTAURANTS INC
COM
237194105
912
10900
SH
SOLE
10900
0
0
DARLING INGREDIENTS INC
COM
237266101
36
2500
SH
SOLE
2500
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
353
9000
SH
OTR
0
9000
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
1373
35000
SH
OTR
0
35000
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
330
4100
SH
SOLE
4100
0
0
DENBURY RES INC
COM NEW
247916208
12
4700
SH
OTR
0
4700
0
DISNEY WALT CO
COM DISNEY
254687106
873
7700
SH
SOLE
7700
0
0
DISNEY WALT CO
COM DISNEY
254687106
180
1590
SH
SOLE
1590
0
0
DONALDSON INC
COM
257651109
328
7200
SH
SOLE
7200
0
0
DOW CHEM CO
COM
260543103
323
5091
SH
OTR
0
5091
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
783
8000
SH
SOLE
8000
0
0
DRIVE SHACK INC
COM
262077100
27
6400
SH
SOLE
6400
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
321
4000
SH
SOLE
4000
0
0
EAST WEST BANCORP INC
COM
27579R104
297
5750
SH
SOLE
5750
0
0
EASTMAN KODAK CO
COM NEW
277461406
242
21000
SH
SOLE
21000
0
0
EBIX INC
COM NEW
278715206
214
3500
SH
SOLE
3500
0
0
EBIX INC
COM NEW
278715206
64
1050
SH
OTR
0
1050
0
ECOLAB INC
COM
278865100
195
1554
SH
SOLE
1554
0
0
EDISON INTL
COM
281020107
764
9600
SH
SOLE
9600
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
712
25800
SH
SOLE
25800
0
0
EVERBANK FINL CORP
COM
29977G102
312
16000
SH
SOLE
16000
0
0
EVERTEC INC
COM
30040P103
286
18000
SH
SOLE
18000
0
0
EXXON MOBIL CORP
COM
30231G102
394
4800
SH
OTR
0
4800
0
EXXON MOBIL CORP
COM
30231G102
1550
18900
SH
OTR
0
18900
0
FIRST BANCORP P R
COM NEW
318672706
53
9300
SH
SOLE
9300
0
0
FISERV INC
COM
337738108
819
7100
SH
SOLE
7100
0
0
FORESTAR GROUP INC
COM
346233109
321
23500
SH
SOLE
23500
0
0
FORRESTER RESH INC
COM
346563109
314
7900
SH
SOLE
7900
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
393
183700
SH
OTR
0
183700
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1579
738000
SH
OTR
0
738000
0
GAP INC DEL
COM
364760108
204
8400
SH
OTR
0
8400
0
GAP INC DEL
COM
364760108
850
35000
SH
OTR
0
35000
0
GARMIN LTD
SHS
H2906T109
46
900
SH
OTR
0
900
0
GENERAL ELECTRIC CO
COM
369604103
200
6700
SH
OTR
0
6700
0
GENERAL ELECTRIC CO
COM
369604103
709
23800
SH
SOLE
23800
0
0
GENERAL ELECTRIC CO
COM
369604103
784
26300
SH
OTR
0
26300
0
GENERAL MLS INC
COM
370334104
378
6400
SH
OTR
0
6400
0
GENERAL MLS INC
COM
370334104
1493
25300
SH
OTR
0
25300
0
GENERAL MLS INC
COM
370334104
150
2548
SH
SOLE
2548
0
0
GENUINE PARTS CO
COM
372460105
647
7000
SH
SOLE
7000
0
0
GENWORTH FINL INC
COM CL A
37247D106
11
2700
SH
SOLE
2700
0
0
GEO GROUP INC NEW
COM
36162J106
83
1800
SH
SOLE
1800
0
0
GETTY RLTY CORP NEW
COM
374297109
283
11200
SH
SOLE
11200
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
156
3700
SH
OTR
0
3700
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
616
14600
SH
OTR
0
14600
0
GLOBAL MED REIT INC
COM NEW
37954A204
483
53200
SH
OTR
0
53200
0
GLOBAL MED REIT INC
COM NEW
37954A204
1942
213900
SH
OTR
0
213900
0
GOLDMAN SACHS GROUP INC
COM
38141G104
263
1144
SH
OTR
0
1144
0
GROUPON INC
COM
399473107
39
10000
SH
OTR
0
10000
0
HANESBRANDS INC
COM
410345102
193
9300
SH
OTR
0
9300
0
HANESBRANDS INC
COM
410345102
776
37400
SH
OTR
0
37400
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
793
16500
SH
SOLE
16500
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
185
3851
SH
SOLE
3851
0
0
HASBRO INC
COM
418056107
228
2285
SH
SOLE
2285
0
0
HAWAIIAN HOLDINGS INC
COM
419879101
232
5000
SH
SOLE
5000
0
0
HCA HOLDINGS INC
COM
40412C101
837
9400
SH
SOLE
9400
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
128
1700
SH
OTR
0
1700
0
HENRY JACK & ASSOC INC
COM
426281101
307
3300
SH
SOLE
3300
0
0
HERSHEY CO
COM
427866108
199
1817
SH
SOLE
1817
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
730
30800
SH
SOLE
30800
0
0
HMS HLDGS CORP
COM
40425J101
16
800
SH
SOLE
800
0
0
HOME DEPOT INC
COM
437076102
103
700
SH
OTR
0
700
0
HOME DEPOT INC
COM
437076102
797
5425
SH
SOLE
5425
0
0
HOME DEPOT INC
COM
437076102
396
2700
SH
OTR
0
2700
0
HUNTSMAN CORP
COM
447011107
76
3100
SH
SOLE
3100
0
0
ILLINOIS TOOL WKS INC
COM
452308109
311
2350
SH
SOLE
2350
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
197
21075
SH
OTR
0
21075
0
INDEPENDENCE RLTY TR INC
COM
45378A106
787
83995
SH
OTR
0
83995
0
INGERSOLL-RAND PLC
SHS
G47791101
195
2400
SH
OTR
0
2400
0
INGERSOLL-RAND PLC
SHS
G47791101
781
9600
SH
OTR
0
9600
0
INGERSOLL-RAND PLC
SHS
G47791101
194
2388
SH
SOLE
2388
0
0
INNOPHOS HOLDINGS INC
COM
45774N108
335
6200
SH
SOLE
6200
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
43
1200
SH
SOLE
1200
0
0
INTEL CORP
COM
458140100
299
8300
SH
OTR
0
8300
0
INTEL CORP
COM
458140100
1208
33500
SH
OTR
0
33500
0
INTL PAPER CO
COM
460146103
381
7500
SH
OTR
0
7500
0
INTL PAPER CO
COM
460146103
1534
30200
SH
OTR
0
30200
0
INTRAWEST RESORTS HLDGS INC
COM
46090K109
325
13000
SH
SOLE
13000
0
0
INVACARE CORP
COM
461203101
64
5400
SH
SOLE
5400
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
214
13900
SH
OTR
0
13900
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
847
54900
SH
OTR
0
54900
0
ISHARES TR
SHRT TRS BD ETF
464288679
5259
47663
SH
OTR
0
47663
0
ISHARES TR
1-3 YR TR BD ETF
464287457
10
114
SH
OTR
0
114
0
ISHARES TR
1-3 YR CR BD ETF
464288646
1
10
SH
OTR
0
10
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
1
10
SH
OTR
0
10
0
JOHNSON & JOHNSON
COM
478160104
194
1554
SH
SOLE
1554
0
0
JPMORGAN CHASE & CO
COM
46625H100
193
2200
SH
OTR
0
2200
0
JPMORGAN CHASE & CO
COM
46625H100
852
9700
SH
SOLE
9700
0
0
JPMORGAN CHASE & CO
COM
46625H100
782
8900
SH
OTR
0
8900
0
KIMBALL INTL INC
CL B
494274103
305
18500
SH
SOLE
18500
0
0
KIMBERLY CLARK CORP
COM
494368103
309
2350
SH
SOLE
2350
0
0
KIMCO RLTY CORP
COM
49446R109
524
23700
SH
SOLE
23700
0
0
KIMCO RLTY CORP
COM
49446R109
152
6868
SH
SOLE
6868
0
0
KINDRED HEALTHCARE INC
COM
494580103
5
600
SH
SOLE
600
0
0
LAREDO PETROLEUM INC
COM
516806106
34
2300
SH
OTR
0
2300
0
LENDINGTREE INC NEW
COM
52603B107
15
120
SH
OTR
0
120
0
LINDSAY CORP
COM
535555106
7
80
SH
OTR
0
80
0
LOCKHEED MARTIN CORP
COM
539830109
308
1150
SH
SOLE
1150
0
0
LOWES COS INC
COM
548661107
814
9900
SH
SOLE
9900
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
26
1252
SH
OTR
0
1252
0
MACYS INC
COM
55616P104
243
8200
SH
OTR
0
8200
0
MACYS INC
COM
55616P104
981
33100
SH
OTR
0
33100
0
MARSH & MCLENNAN COS INC
COM
571748102
191
2579
SH
SOLE
2579
0
0
MASTEC INC
COM
576323109
48
1200
SH
SOLE
1200
0
0
MCDONALDS CORP
COM
580135101
104
800
SH
OTR
0
800
0
MCDONALDS CORP
COM
580135101
791
6100
SH
SOLE
6100
0
0
MCDONALDS CORP
COM
580135101
402
3100
SH
OTR
0
3100
0
MCDONALDS CORP
COM
580135101
195
1508
SH
SOLE
1508
0
0
MCEWEN MNG INC
COM
58039P107
17
5700
SH
OTR
0
5700
0
MDU RES GROUP INC
COM
552690109
301
11000
SH
OTR
0
11000
0
MDU RES GROUP INC
COM
552690109
1095
40000
SH
OTR
0
40000
0
MEDIFAST INC
COM
58470H101
302
6800
SH
SOLE
6800
0
0
MERCK & CO INC
COM
58933Y105
492
7736
SH
OTR
0
7736
0
MERCK & CO INC NEW
COM
58933Y105
191
3000
SH
OTR
0
3000
0
MERCK & CO INC NEW
COM
58933Y105
756
11900
SH
OTR
0
11900
0
METLIFE INC
COM
59156R108
176
3325
SH
SOLE
3325
0
0
MISTRAS GROUP INC
COM
60649T107
41
1900
SH
SOLE
1900
0
0
MONDELEZ INTL INC
CL A
609207105
724
16800
SH
SOLE
16800
0
0
MOOG INC
CL A
615394202
310
4600
SH
SOLE
4600
0
0
NAVIENT CORP
COM
63938C108
35
2400
SH
SOLE
2400
0
0
NCR CORP NEW
COM
62886E108
301
6600
SH
SOLE
6600
0
0
NETEASE INC
SPONSORED ADR
64110W102
158
555
SH
OTR
0
555
0
NETFLIX INC
COM
64110L106
255
1726
SH
OTR
0
1726
0
NEW SR INVT GROUP INC
COM
648691103
409
40100
SH
OTR
0
40100
0
NEW SR INVT GROUP INC
COM
648691103
1640
160800
SH
OTR
0
160800
0
NEXTERA ENERGY INC
COM
65339F101
387
3014
SH
OTR
0
3014
0
NIKE INC
COM
654106103
143
2572
SH
SOLE
2572
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
6
100
SH
SOLE
100
0
0
NUCOR CORP
COM
670346105
382
6400
SH
OTR
0
6400
0
NUCOR CORP
COM
670346105
1529
25600
SH
OTR
0
25600
0
NVIDIA CORP
COM
67066G104
109
1000
SH
OTR
0
1000
0
NVIDIA CORP
COM
67066G104
332
3045
SH
SOLE
3045
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
688
2550
SH
SOLE
2550
0
0
OCLARO INC
COM NEW
67555N206
59
6000
SH
OTR
0
6000
0
OFFICE DEPOT INC
COM
676220106
42
9000
SH
SOLE
9000
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
977
18100
SH
SOLE
18100
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
80
6200
SH
SOLE
6200
0
0
ORITANI FINL CORP DEL
COM
68633D103
13
752
SH
OTR
0
752
0
PARKER HANNIFIN CORP
COM
701094104
321
2000
SH
SOLE
2000
0
0
PFIZER INC
COM
717081103
157
4600
SH
OTR
0
4600
0
PFIZER INC
COM
717081103
623
18200
SH
OTR
0
18200
0
PHH CORP
COM NEW
693320202
48
3800
SH
SOLE
3800
0
0
PHILIP MORRIS INTL INC
COM
718172109
339
3000
SH
SOLE
3000
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
12
114
SH
OTR
0
114
0
PLEXUS CORP
COM
729132100
312
5400
SH
SOLE
5400
0
0
PNC FINL SVCS GROUP INC
COM
693475105
854
7100
SH
SOLE
7100
0
0
PNC FINL SVCS GROUP INC
COM
693475105
289
2400
SH
SOLE
2400
0
0
POSCO
SPONSORED ADR
693483109
116
1800
SH
OTR
0
1800
0
PRINCIPAL FINL GROUP INC
COM
74251V102
871
13800
SH
SOLE
13800
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
316
5000
SH
SOLE
5000
0
0
PROCTER & GAMBLE CO
COM
742718109
161
1793
SH
SOLE
1793
0
0
PROLOGIS INC
COM
74340W103
183
3531
SH
SOLE
3531
0
0
PUBLIC STORAGE
COM
74460D109
679
3100
SH
SOLE
3100
0
0
PULTE GROUP INC
COM
745867101
244
10370
SH
OTR
0
10370
0
QUAD / GRAPHICS INC
COM CL A
747301109
35
1400
SH
SOLE
1400
0
0
REGIONS FINL CORP NEW
COM
7591EP100
833
57300
SH
SOLE
57300
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
305
2400
SH
SOLE
2400
0
0
RMR GROUP INC
CL A
74967R106
297
6000
SH
SOLE
6000
0
0
ROSS STORES INC
COM
778296103
296
4500
SH
SOLE
4500
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
197
2708
SH
SOLE
2708
0
0
S&P GLOBAL INC
COM
78409V104
301
2300
SH
SOLE
2300
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
54
5700
SH
OTR
0
5700
0
SANDY SPRING BANCORP INC
COM
800363103
291
7100
SH
SOLE
7100
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
260
3500
SH
SOLE
3500
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
303
6600
SH
SOLE
6600
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
41
900
SH
SOLE
900
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
101
5000
SH
OTR
0
5000
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
403
19900
SH
OTR
0
19900
0
SIMON PPTY GROUP INC NEW
COM
828806109
568
3300
SH
SOLE
3300
0
0
SIRIUS XM HLDGS INC
COM
82968B103
20
3800
SH
OTR
0
3800
0
SMUCKER J M CO
COM NEW
832696405
380
2900
SH
OTR
0
2900
0
SMUCKER J M CO
COM NEW
832696405
1521
11600
SH
OTR
0
11600
0
SPX CORP
COM
784635104
46
1900
SH
SOLE
1900
0
0
STANLEY BLACK & DECKER INC
COM
854502101
757
5700
SH
SOLE
5700
0
0
STAPLES INC
COM
855030102
580
66100
SH
OTR
0
66100
0
STAPLES INC
COM
855030102
2321
264700
SH
OTR
0
264700
0
STRATEGY SHS
ECOL STRAT ETF
86280R209
2211
58183
SH
SOLE
58183
0
0
STRATEGY SHS
US MKT ROT STRAT
86280R100
2101
56069
SH
SOLE
56069
0
0
SUN LIFE FINL INC
COM
866796105
166
4538
SH
SOLE
4538
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
307
20000
SH
OTR
0
20000
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
996
65000
SH
OTR
0
65000
0
SUNTRUST BKS INC
COM
867914103
827
14950
SH
SOLE
14950
0
0
SYSCO CORP
COM
871829107
93
1800
SH
OTR
0
1800
0
SYSCO CORP
COM
871829107
753
14500
SH
SOLE
14500
0
0
SYSCO CORP
COM
871829107
384
7400
SH
OTR
0
7400
0
TARGET CORP
COM
87612E106
287
5200
SH
OTR
0
5200
0
TARGET CORP
COM
87612E106
1153
20900
SH
OTR
0
20900
0
TARGET CORP
COM
87612E106
116
2094
SH
SOLE
2094
0
0
TELECOM ITALIA S P A NEW
SPON ADR ORD
87927Y102
220
24434
SH
SOLE
24434
0
0
TEREX CORP NEW
COM
880779103
57
1800
SH
SOLE
1800
0
0
TERNIUM SA
SPON ADR
880890108
107
4100
SH
OTR
0
4100
0
TEXAS INSTRS INC
COM
882508104
227
2820
SH
SOLE
2820
0
0
TIME WARNER INC
COM
887317303
850
8700
SH
SOLE
8700
0
0
TORO CO
COM
891092108
312
5000
SH
SOLE
5000
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
189
3778
SH
SOLE
3778
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
37
3000
SH
OTR
0
3000
0
TRUSTCO BK CORP N Y
COM
898349105
283
36000
SH
SOLE
36000
0
0
UDR INC
COM
902653104
696
19200
SH
SOLE
19200
0
0
UGI CORP NEW
COM
902681105
296
6000
SH
SOLE
6000
0
0
UNILEVER N V
N Y SHS NEW
904784709
232
4674
SH
SOLE
4674
0
0
UNION PAC CORP
COM
907818108
773
7300
SH
SOLE
7300
0
0
UNITED PARCEL SERVICE INC
COM
911312106
397
3700
SH
OTR
0
3700
0
UNITED PARCEL SERVICE INC
COM
911312106
1583
14750
SH
OTR
0
14750
0
UNITED PARCEL SERVICE INC
CL B
911312106
167
1554
SH
SOLE
1554
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
197
1201
SH
SOLE
1201
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
422
2572
SH
OTR
0
2572
0
UNITI GROUP INC
COM
91325V108
233
9000
SH
OTR
0
9000
0
UNITI GROUP INC
COM
91325V108
920
35600
SH
OTR
0
35600
0
UNIVERSAL CORP VA
COM
913456109
325
4600
SH
SOLE
4600
0
0
UNIVERSAL FST PRODS INC
COM
913543104
222
2250
SH
SOLE
2250
0
0
UNUM GROUP
COM
91529Y106
295
6300
SH
SOLE
6300
0
0
UNUM GROUP
COM
91529Y106
211
4490
SH
SOLE
4490
0
0
US BANCORP DEL
COM NEW
902973304
283
5500
SH
SOLE
5500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
317
6500
SH
OTR
0
6500
0
VERIZON COMMUNICATIONS INC
COM
92343V104
683
14000
SH
SOLE
14000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1146
23500
SH
OTR
0
23500
0
VISA INC
COM CL A
92826C839
470
5292
SH
OTR
0
5292
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
251
9500
SH
OTR
0
9500
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
1012
38300
SH
OTR
0
38300
0
VORNADO RLTY TR
SH BEN INT
929042109
682
6800
SH
SOLE
6800
0
0
VULCAN MATLS CO
COM
929160109
181
1500
SH
SOLE
1500
0
0
WADDELL & REED FINL INC
CL A
930059100
36
2100
SH
SOLE
2100
0
0
WAL-MART STORES INC
COM
931142103
332
4600
SH
OTR
0
4600
0
WAL-MART STORES INC
COM
931142103
714
9900
SH
SOLE
9900
0
0
WAL-MART STORES INC
COM
931142103
1207
16750
SH
OTR
0
16750
0
WASHINGTON FED INC
COM
938824109
298
9000
SH
SOLE
9000
0
0
WASTE MGMT INC DEL
COM
94106L109
196
2688
SH
SOLE
2688
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
65
4200
SH
OTR
0
4200
0
WELLTOWER INC
COM
95040Q104
659
9300
SH
SOLE
9300
0
0
WESTERN UN CO
COM
959802109
285
14000
SH
OTR
0
14000
0
WESTERN UN CO
COM
959802109
1079
53000
SH
OTR
0
53000
0
WHITESTONE REIT
COM
966084204
404
29200
SH
OTR
0
29200
0
WHITESTONE REIT
COM
966084204
1617
116800
SH
OTR
0
116800
0
WHITING PETE CORP NEW
COM
966387102
20
2100
SH
OTR
0
2100
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
405
74300
SH
OTR
0
74300
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
1632
299500
SH
OTR
0
299500
0
WISDOMTREE INVTS INC
COM
97717P104
49
5400
SH
SOLE
5400
0
0
WOODWARD INC
COM
980745103
299
4400
SH
SOLE
4400
0
0