0001162044-16-002589.txt : 20161110
0001162044-16-002589.hdr.sgml : 20161110
20161110160711
ACCESSION NUMBER: 0001162044-16-002589
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 161988085
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001143565
XXXXXXXX
09-30-2016
09-30-2016
false
RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
Chief Compliance Officer
631-629-4907
Robert Glass
Huntington
NY
11-10-2016
0
347
151906
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
705
4000
SH
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4000
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3M CO
COM
88579Y101
151
858
SH
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858
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0
3M CO
COM
88579Y101
152
865
SH
SOLE
865
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0
AAON INC
COM PAR $0.004
000360206
634
22000
SH
SOLE
22000
0
0
ABBOTT LABS
COM
002824100
155
3658
SH
SOLE
3658
0
0
ABM INDS INC
COM
000957100
605
15250
SH
SOLE
15250
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
151
1232
SH
SOLE
1232
0
0
ACETO CORP
COM
004446100
104
5500
SH
SOLE
5500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
155
22393
SH
SOLE
22393
0
0
AFLAC INC
COM
001055102
704
9800
SH
SOLE
9800
0
0
AFLAC INC
COM
001055102
175
2433
SH
SOLE
2433
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
183
3894
SH
SOLE
3894
0
0
AIR PRODS & CHEMS INC
COM
009158106
707
4700
SH
SOLE
4700
0
0
AKORN INC
COM
009728106
109
4000
SH
SOLE
4000
0
0
ALIBABA GROUP HLDG LTD
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01609W102
370
3500
SH
OTR
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3500
0
ALLEGHANY CORP DEL
COM
017175100
97
185
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SOLE
185
0
0
ALLIANT ENERGY CORP
COM
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SOLE
30000
0
0
ALLIANT ENERGY CORP
COM
018802108
318
8300
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SOLE
8300
0
0
ALLY FINL INC
COM
02005N100
713
36600
SH
SOLE
36600
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ALPHABET INC
CAP STK CL A
02079K305
166
206
SH
SOLE
206
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0
ALTRIA GROUP INC
COM
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20000
SH
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0
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COM
02209S103
348
5500
SH
SOLE
5500
0
0
ALTRIA GROUP INC
COM
02209S103
727
11500
SH
SOLE
11500
0
0
AMAZON COM INC
COM
023135106
342
408
SH
SOLE
408
0
0
AMEREN CORP
COM
023608102
1141
23200
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SOLE
23200
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0
AMEREN CORP
COM
023608102
306
6225
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0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
139
8100
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SOLE
8100
0
0
AMERICAN ELEC PWR INC
COM
025537101
1156
18000
SH
SOLE
18000
0
0
AMERICAN ELEC PWR INC
COM
025537101
321
5000
SH
SOLE
5000
0
0
AMERICAN EXPRESS CO
COM
025816109
704
11000
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11000
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0
AMERICAN RAILCAR INDS INC
COM
02916P103
133
3200
SH
SOLE
3200
0
0
AMERICAN VANGUARD CORP
COM
030371108
128
8000
SH
SOLE
8000
0
0
AMERICAN WOODMARK CORP
COM
030506109
129
1600
SH
SOLE
1600
0
0
AMGEN INC
COM
031162100
163
980
SH
SOLE
980
0
0
ANADARKO PETE CORP
COM
032511107
167
2642
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SOLE
2642
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
151
1152
SH
SOLE
1152
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0
APPLE INC
COM
037833100
159
1410
SH
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1410
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0
AT&T INC
COM
00206R102
1218
30000
SH
SOLE
30000
0
0
AT&T INC
COM
00206R102
335
8250
SH
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0
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AVISTA CORP
COM
05379B107
535
12800
SH
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12800
0
0
BAIDU INC
SPON ADR REP A
056752108
146
800
SH
OTR
0
800
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
146
3734
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OTR
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3734
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COM
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723
46200
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0
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COM
064058100
145
3629
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0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
122
3588
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SOLE
3588
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0
BARNES & NOBLE INC
COM
067774109
119
10500
SH
SOLE
10500
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0
BAXTER INTL INC
COM
071813109
704
14800
SH
SOLE
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0
0
BAXTER INTL INC
COM
071813109
156
3270
SH
SOLE
3270
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0
BAXTER INTL INC
COM
071813109
154
3231
SH
SOLE
3231
0
0
BERKLEY W R CORP
COM
084423102
87
1500
SH
SOLE
1500
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
157
5650
SH
SOLE
5650
0
0
BEST BUY INC
COM
086516101
1222
32000
SH
SOLE
32000
0
0
BEST BUY INC
COM
086516101
332
8700
SH
SOLE
8700
0
0
BEST BUY INC
COM
086516101
192
5032
SH
SOLE
5032
0
0
BIG LOTS INC
COM
089302103
84
1750
SH
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BIOGEN IDEC INC
COM
09062X103
178
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SH
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BLOCK H & R INC
COM
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4250
SH
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BOSTON PROPERTIES INC
COM
101121101
695
5100
SH
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BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
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SH BEN INT NEW
105368203
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COM
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SH
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22500
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0
BRINKER INTL INC
COM
109641100
318
6300
SH
SOLE
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BRIXMOR PPTY GROUP INC
COM
11120U105
1167
42000
SH
SOLE
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0
BRIXMOR PPTY GROUP INC
COM
11120U105
320
11500
SH
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BROOKLINE BANCORP INC DEL
COM
11373M107
171
14000
SH
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0
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BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
337
4700
SH
SOLE
4700
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
709
9900
SH
SOLE
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0
BURLINGTON STORES INC
COM
122017106
109
1350
SH
SOLE
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0
0
BWX TECHNOLOGIES INC
COM
05605H100
107
2800
SH
SOLE
2800
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
88
1250
SH
SOLE
1250
0
0
CA INC
COM
12673P105
1224
37000
SH
SOLE
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CA INC
COM
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CA INC
COM
12673P105
167
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CAPITOL FED FINL INC
COM
14057J101
91
6500
SH
SOLE
6500
0
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CARTER INC
COM
146229109
421
4850
SH
SOLE
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0
0
CATO CORP NEW
COM
149205106
392
11925
SH
SOLE
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0
0
CBL & ASSOC PPTYS INC
COM
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96000
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CBL & ASSOC PPTYS INC
COM
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325
26800
SH
SOLE
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CEDAR FAIR L P
DEPOSITRY UNIT
150185106
394
6875
SH
SOLE
6875
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CENTERPOINT ENERGY INC
COM
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1162
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SH
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CENTERPOINT ENERGY INC
COM
15189T107
314
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SH
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CHEMICAL FINL CORP
COM
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CHILDRENS PL INC
COM
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CINCINNATI FINL CORP
COM
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98
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SH
SOLE
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CINTAS CORP
COM
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SH
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CINTAS CORP
COM
172908105
190
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CITIGROUP INC
COM NEW
172967424
713
15100
SH
SOLE
15100
0
0
CITIZENS FINL GROUP INC
COM
174610105
717
29000
SH
SOLE
29000
0
0
CITIZENS INC
CL A
174740100
138
14700
SH
SOLE
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CLARCOR INC
COM
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1500
SH
SOLE
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0
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CLOROX CO DEL
COM
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SH
SOLE
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COM
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COCA COLA CO
COM
191216100
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SH
SOLE
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204448104
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COM
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CORVEL CORP
COM
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INVRS VIX STERM
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COM
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AMERICAN DEP SHS
22943F100
93
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OTR
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CVS HEALTH CORP
COM
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DARDEN RESTAURANTS INC
COM
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711
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DARLING INGREDIENTS INC
COM
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115
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SH
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COM
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SH
SOLE
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COM
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COM
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136
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SH
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COM
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157
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COM DISNEY
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715
7700
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COM DISNEY
254687106
142
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DR PEPPER SNAPPLE GROUP INC
COM
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8000
SH
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DR PEPPER SNAPPLE GROUP INC
COM
26138E109
140
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COM NEW
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COM NEW
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331
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COM
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EBAY INC
COM
278642103
156
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EBIX INC
COM NEW
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762
13400
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EBIX INC
COM NEW
278715206
142
2500
SH
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COM
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COM
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140
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COM
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COM
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376
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COM
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COM NEW
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COM
32115D106
113
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FISERV INC
COM
337738108
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7100
SH
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FLIR SYS INC
COM
302445101
456
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SH
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14500
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FORRESTER RESH INC
COM
346563109
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GENERAC HLDGS INC
COM
368736104
134
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SOLE
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COM
369300108
97
6500
SH
SOLE
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COM
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705
23800
SH
SOLE
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0
0
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COM
369604103
163
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SH
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COM
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19000
SH
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GENERAL MLS INC
COM
370334104
339
5300
SH
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5300
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0
GENERAL MLS INC
COM
370334104
157
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GENUINE PARTS CO
COM
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703
7000
SH
SOLE
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0
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COM CL A
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129
26000
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SOLE
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0
GIBRALTAR INDS INC
COM
374689107
130
3500
SH
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GLOBAL PMTS INC
COM
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GREAT WESTN BANCORP INC
COM
391416104
100
3000
SH
SOLE
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GREIF INC
CL A
397624107
134
2700
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SOLE
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0
HARTFORD FINL SVCS GROUP INC
COM
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707
16500
SH
SOLE
16500
0
0
HASBRO INC
COM
418056107
488
6150
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SOLE
6150
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0
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COM
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15000
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SOLE
15000
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COM
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333
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COM
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695
14300
SH
SOLE
14300
0
0
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COM
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9400
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SOLE
9400
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HDFC BANK LTD
ADR REPS 3 SHS
40415F101
173
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OTR
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0
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COM
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174
5100
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SOLE
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0
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COM
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104
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0
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COM
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COM
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COM
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COM
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COM
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COM
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SOLE
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COM
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9300
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SOLE
9300
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0
IMPAX LABORATORIES INC
COM
45256B101
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4300
SH
SOLE
4300
0
0
INC RESH HLDGS INC
CL A
45329R109
138
3100
SH
SOLE
3100
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0
INSTEEL INDUSTRIES INC
COM
45774W108
145
4000
SH
SOLE
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0
0
INTL PAPER CO
COM
460146103
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25000
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SOLE
25000
0
0
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COM
460146103
336
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COM
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COM
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132
7700
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0
INVESTORS BANCORP INC NEW
COM
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155
12900
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SOLE
12900
0
0
ISHARES TR
MSCI EMG MKT ETF
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148
3950
SH
OTR
0
3950
0
ISHARES TR
SHRT TRS BD ETF
464288679
2068
18729
SH
SOLE
18729
0
0
JOHNSON & JOHNSON
COM
478160104
148
1250
SH
SOLE
1250
0
0
JOHNSON & JOHNSON
COM
478160104
166
1404
SH
SOLE
1404
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0
JPMORGAN CHASE & CO
COM
46625H100
1199
18000
SH
SOLE
18000
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0
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COM
46625H100
333
5000
SH
SOLE
5000
0
0
JPMORGAN CHASE & CO
COM
46625H100
706
10600
SH
SOLE
10600
0
0
KFORCE INC
COM
493732101
148
7200
SH
SOLE
7200
0
0
KIMBERLY CLARK CORP
COM
494368103
1249
9900
SH
SOLE
9900
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0
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COM
494368103
341
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2700
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COM
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COM
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0
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COM
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COM
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COM
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COM
500255104
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SH
SOLE
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0
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KROGER CO
COM
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SOLE
3719
0
0
LANCASTER COLONY CORP
COM
513847103
99
750
SH
SOLE
750
0
0
LEGGETT & PLATT INC
COM
524660107
1140
25000
SH
SOLE
25000
0
0
LEGGETT & PLATT INC
COM
524660107
319
7000
SH
SOLE
7000
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
101
2500
SH
SOLE
2500
0
0
LOEWS CORP
COM
540424108
151
3672
SH
SOLE
3672
0
0
LOWES COS INC
COM
548661107
715
9900
SH
SOLE
9900
0
0
MACERICH CO
COM
554382101
1173
14500
SH
SOLE
14500
0
0
MACERICH CO
COM
554382101
323
4000
SH
SOLE
4000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
119
1700
SH
SOLE
1700
0
0
MANITOWOC INC
COM
563571108
129
27000
SH
SOLE
27000
0
0
MARCUS & MILLICHAP INC
COM
566324109
131
5000
SH
SOLE
5000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
707
10500
SH
SOLE
10500
0
0
MARSH & MCLENNAN COS INC
COM
571748102
167
2477
SH
SOLE
2477
0
0
MARTEN TRANS LTD
COM
573075108
557
26500
SH
SOLE
26500
0
0
MASTEC INC
COM
576323109
134
4500
SH
SOLE
4500
0
0
MB FINANCIAL INC NEW
COM
55264U108
194
5100
SH
SOLE
5100
0
0
MBIA INC
COM
55262C100
136
17500
SH
SOLE
17500
0
0
MCDONALDS CORP
COM
580135101
1211
10500
SH
SOLE
10500
0
0
MCDONALDS CORP
COM
580135101
346
3000
SH
SOLE
3000
0
0
MCDONALDS CORP
COM
580135101
704
6100
SH
SOLE
6100
0
0
MDU RES GROUP INC
COM
552690109
89
3500
SH
SOLE
3500
0
0
MDU RES GROUP INC
COM
552690109
1196
47000
SH
SOLE
47000
0
0
MDU RES GROUP INC
COM
552690109
333
13100
SH
SOLE
13100
0
0
MERCK & CO INC NEW
COM
58933Y105
1217
19500
SH
SOLE
19500
0
0
MERCK & CO INC NEW
COM
58933Y105
337
5400
SH
SOLE
5400
0
0
MGE ENERGY INC
COM
55277P104
538
9525
SH
SOLE
9525
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
153
1625
SH
SOLE
1625
0
0
MISTRAS GROUP INC
COM
60649T107
126
5350
SH
SOLE
5350
0
0
MONDELEZ INTL INC
CL A
609207105
738
16800
SH
SOLE
16800
0
0
MONDELEZ INTL INC
CL A
609207105
145
3295
SH
SOLE
3295
0
0
MONMOUTH REAL ESTATE INVT CO
COM
609720107
212
14850
SH
SOLE
14850
0
0
MORGAN STANLEY
COM NEW
617446448
154
4805
SH
SOLE
4805
0
0
MSC INDL DIRECT INC
CL A
553530106
103
1400
SH
SOLE
1400
0
0
MSCI INC
COM
55354G100
105
1250
SH
SOLE
1250
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
54
4400
SH
SOLE
4400
0
0
NATIONAL BEVERAGE CORP
COM
635017106
319
7250
SH
SOLE
7250
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
196
2500
SH
SOLE
2500
0
0
NATURAL HEALTH TRENDS CORP
COM PAR $.001
63888P406
124
4400
SH
SOLE
4400
0
0
NBT BANCORP INC
COM
628778102
198
6025
SH
SOLE
6025
0
0
NCI BUILDING SYS INC
COM NEW
628852204
117
8000
SH
SOLE
8000
0
0
NETEASE INC
SPONSORED ADR
64110W102
110
455
SH
OTR
0
455
0
NETFLIX INC
COM
64110L106
173
1752
SH
SOLE
1752
0
0
NEW JERSEY RES
COM
646025106
266
8100
SH
SOLE
8100
0
0
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
148
32750
SH
SOLE
32750
0
0
NEWMONT MINING CORP
COM
651639106
153
3887
SH
SOLE
3887
0
0
NEXTERA ENERGY INC
COM
65339F101
165
1352
SH
SOLE
1352
0
0
NIKE INC
COM
654106103
130
2471
SH
SOLE
2471
0
0
NOBLE CORP PLC
SHS USD
G65431101
105
16500
SH
SOLE
16500
0
0
NORTHWEST NAT GAS CO
COM
667655104
535
8900
SH
SOLE
8900
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
143
2200
SH
SOLE
2200
0
0
NVIDIA CORP
COM
67066G104
123
1800
SH
OTR
0
1800
0
NVIDIA CORP
COM
67066G104
372
5425
SH
SOLE
5425
0
0
NVR INC
COM
62944T105
164
100
SH
SOLE
100
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
714
2550
SH
SOLE
2550
0
0
OFFICE DEPOT INC
COM
676220106
129
36000
SH
SOLE
36000
0
0
OGE ENERGY CORP
COM
670837103
1170
37000
SH
SOLE
37000
0
0
OGE ENERGY CORP
COM
670837103
319
10100
SH
SOLE
10100
0
0
OLD REP INTL CORP
COM
680223104
88
5000
SH
SOLE
5000
0
0
OMNICOM GROUP INC
COM
681919106
1233
14500
SH
SOLE
14500
0
0
OMNICOM GROUP INC
COM
681919106
332
3900
SH
SOLE
3900
0
0
ONEOK INC NEW
COM
682680103
139
2700
SH
SOLE
2700
0
0
ONEOK INC NEW
COM
682680103
139
2697
SH
SOLE
2697
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
723
18100
SH
SOLE
18100
0
0
OWENS & MINOR INC NEW
COM
690732102
462
13300
SH
SOLE
13300
0
0
OWENS CORNING NEW
COM
690742101
93
1750
SH
SOLE
1750
0
0
PACKAGING CORP AMER
COM
695156109
1178
14500
SH
SOLE
14500
0
0
PACKAGING CORP AMER
COM
695156109
333
4100
SH
SOLE
4100
0
0
PAPA JOHNS INTL INC
COM
698813102
108
1375
SH
SOLE
1375
0
0
PAYCHEX INC
COM
704326107
2257
39000
SH
SOLE
39000
0
0
PAYCHEX INC
COM
704326107
613
10600
SH
SOLE
10600
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
161
10200
SH
SOLE
10200
0
0
PEPSICO INC
COM
713448108
1251
11500
SH
SOLE
11500
0
0
PEPSICO INC
COM
713448108
343
3150
SH
SOLE
3150
0
0
PHH CORP
COM NEW
693320202
130
9000
SH
SOLE
9000
0
0
PHILIP MORRIS INTL INC
COM
718172109
1167
12000
SH
SOLE
12000
0
0
PHILIP MORRIS INTL INC
COM
718172109
321
3300
SH
SOLE
3300
0
0
PNC FINL SVCS GROUP INC
COM
693475105
712
7900
SH
SOLE
7900
0
0
POOL CORPORATION
COM
73278L105
558
5900
SH
SOLE
5900
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
711
13800
SH
SOLE
13800
0
0
PROCTER & GAMBLE CO
COM
742718109
1346
15000
SH
SOLE
15000
0
0
PROCTER & GAMBLE CO
COM
742718109
346
3850
SH
SOLE
3850
0
0
PROCTER & GAMBLE CO
COM
742718109
155
1729
SH
SOLE
1729
0
0
PROLOGIS INC
COM
74340W103
1178
22000
SH
SOLE
22000
0
0
PROLOGIS INC
COM
74340W103
327
6100
SH
SOLE
6100
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
170
8000
SH
SOLE
8000
0
0
PUBLIC STORAGE
COM
74460D109
692
3100
SH
SOLE
3100
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
139
5200
SH
SOLE
5200
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
575
6800
SH
SOLE
6800
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
109
1350
SH
SOLE
1350
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
114
8500
SH
SOLE
8500
0
0
REGIONS FINL CORP NEW
COM
7591EP100
691
70000
SH
SOLE
70000
0
0
REPUBLIC BANCORP KY
COM
760281204
194
6250
SH
SOLE
6250
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
183
8350
SH
SOLE
8350
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
97
5800
SH
SOLE
5800
0
0
ROSS STORES INC
COM
778296103
166
2582
SH
SOLE
2582
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
155
10200
SH
SOLE
10200
0
0
SCHNITZER STL INDS
CL A
806882106
146
7000
SH
SOLE
7000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1139
5500
SH
SOLE
5500
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
311
1500
SH
SOLE
1500
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
683
3300
SH
SOLE
3300
0
0
SMITH A O
COM
831865209
99
1000
SH
SOLE
1000
0
0
SONOCO PRODS CO
COM
835495102
1189
22500
SH
SOLE
22500
0
0
SONOCO PRODS CO
COM
835495102
333
6300
SH
SOLE
6300
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
97
3000
SH
SOLE
3000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
64
298
SH
SOLE
298
0
0
SPX CORP
COM
784635104
1
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SH
SOLE
50
0
0
STANLEY BLACK & DECKER INC
COM
854502101
701
5700
SH
SOLE
5700
0
0
STRATEGY SHS
ECOL STRAT ETF
86280R209
2194
58183
SH
SOLE
58183
0
0
STRATEGY SHS
US MKT ROT STRAT
86280R100
2167
56069
SH
SOLE
56069
0
0
SUN LIFE FINL INC
COM
866796105
142
4361
SH
SOLE
4361
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
1215
95000
SH
SOLE
95000
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
339
26500
SH
SOLE
26500
0
0
SUNTRUST BKS INC
COM
867914103
712
16250
SH
SOLE
16250
0
0
SVB FINL GROUP
COM
78486Q101
133
1200
SH
SOLE
1200
0
0
SYSCO CORP
COM
871829107
1225
25000
SH
SOLE
25000
0
0
SYSCO CORP
COM
871829107
338
6900
SH
SOLE
6900
0
0
SYSCO CORP
COM
871829107
711
14500
SH
SOLE
14500
0
0
SYSCO CORP
COM
871829107
159
3238
SH
SOLE
3238
0
0
TAL ED GROUP
ADS REPSTG COM
874080104
113
1597
SH
OTR
0
1597
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
179
4600
SH
SOLE
4600
0
0
TARGET CORP
COM
87612E106
721
10500
SH
SOLE
10500
0
0
TARGET CORP
COM
87612E106
138
2013
SH
SOLE
2013
0
0
TEXAS INSTRS INC
COM
882508104
1228
17500
SH
SOLE
17500
0
0
TEXAS INSTRS INC
COM
882508104
337
4800
SH
SOLE
4800
0
0
TEXAS INSTRS INC
COM
882508104
190
2708
SH
SOLE
2708
0
0
TILE SHOP HLDGS INC
COM
88677Q109
127
7700
SH
SOLE
7700
0
0
TIME WARNER INC
COM
887317303
724
9100
SH
SOLE
9100
0
0
TJX COS INC NEW
COM
872540109
150
2000
SH
SOLE
2000
0
0
TOMPKINS FINANCIAL CORPORATI
COM
890110109
216
2825
SH
SOLE
2825
0
0
TOOTSIE ROLL INDS INC
COM
890516107
550
14935
SH
SOLE
14935
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
150
3386
SH
SOLE
3386
0
0
TRANSOCEAN LTD
COM
H8817H100
112
10500
SH
SOLE
10500
0
0
TRICO BANCSHARES
COM
896095106
157
5875
SH
SOLE
5875
0
0
TRUEBLUE INC
COM
89785X101
136
6000
SH
SOLE
6000
0
0
TYSON FOODS INC
COM
902494103
174
2328
SH
SOLE
2328
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
154
2450
SH
SOLE
2450
0
0
UDR INC
COM
902653104
691
19200
SH
SOLE
19200
0
0
UGI CORP NEW
COM
902681105
620
13700
SH
SOLE
13700
0
0
UGI CORP NEW
COM
902681105
1131
25000
SH
SOLE
25000
0
0
UGI CORP NEW
COM
902681105
321
7100
SH
SOLE
7100
0
0
UNION PAC CORP
COM
907818108
712
7300
SH
SOLE
7300
0
0
UNITED PARCEL SERVICE INC
COM
911312106
1230
11250
SH
SOLE
11250
0
0
UNITED PARCEL SERVICE INC
COM
911312106
339
3100
SH
SOLE
3100
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
147
1051
SH
SOLE
1051
0
0
UNIVERSAL FST PRODS INC
COM
913543104
675
6850
SH
SOLE
6850
0
0
UNUM GROUP
COM
91529Y106
153
4319
SH
SOLE
4319
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
117
3119
SH
OTR
0
3119
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1222
23500
SH
SOLE
23500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
338
6500
SH
SOLE
6500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
728
14000
SH
SOLE
14000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
144
2779
SH
SOLE
2779
0
0
VORNADO RLTY TR
SH BEN INT
929042109
688
6800
SH
SOLE
6800
0
0
VULCAN MATLS CO
COM
929160109
609
5357
SH
SOLE
5357
0
0
WAL-MART STORES INC
COM
931142103
1208
16750
SH
SOLE
16750
0
0
WAL-MART STORES INC
COM
931142103
332
4600
SH
SOLE
4600
0
0
WAL-MART STORES INC
COM
931142103
714
9900
SH
SOLE
9900
0
0
WASTE MGMT INC DEL
COM
94106L109
1275
20000
SH
SOLE
20000
0
0
WASTE MGMT INC DEL
COM
94106L109
351
5500
SH
SOLE
5500
0
0
WASTE MGMT INC DEL
COM
94106L109
165
2582
SH
SOLE
2582
0
0
WELLTOWER INC
COM
95040Q104
695
9300
SH
SOLE
9300
0
0
WESTAR ENERGY INC
COM
95709T100
1192
21000
SH
SOLE
21000
0
0
WESTAR ENERGY INC
COM
95709T100
329
5800
SH
SOLE
5800
0
0
WISDOMTREE INVTS INC
COM
97717P104
113
11000
SH
SOLE
11000
0
0
XYLEM INC
COM
98419M100
197
3763
SH
SOLE
3763
0
0
YUM BRANDS INC
COM
988498101
1226
13500
SH
SOLE
13500
0
0
YUM BRANDS INC
COM
988498101
336
3700
SH
SOLE
3700
0
0