0001475246-18-000076.txt : 20181207 0001475246-18-000076.hdr.sgml : 20181207 20181207162424 ACCESSION NUMBER: 0001475246-18-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcotte Robert L CENTRAL INDEX KEY: 0001374463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00237 FILM NUMBER: 181223760 MAIL ADDRESS: STREET 1: 1100 WILSON BOULEVARD, SUITE 3000 CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE CAPITAL CORP CENTRAL INDEX KEY: 0001143513 IRS NUMBER: 542040781 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 703-287-5800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-06 0001143513 GLADSTONE CAPITAL CORP GLAD 0001374463 Marcotte Robert L 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 President Common Stock 2018-12-06 4 P 0 9000 8.30 A 460037 D Common Stock 2018-12-07 4 P 0 3000 8.42 A 463037 D Common Stock 1000 I By Trust The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.25 to $8.34 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Michael LiCalsi, Attorney-in-fact 2018-12-07