0001420506-22-001225.txt : 20220718 0001420506-22-001225.hdr.sgml : 20220718 20220718130445 ACCESSION NUMBER: 0001420506-22-001225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220718 DATE AS OF CHANGE: 20220718 EFFECTIVENESS DATE: 20220718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 221088801 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 06-30-2022 06-30-2022 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 06-30-2022 0 300 352786 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 0 1000 SH SOLE 1000 0 0 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 0 5000 SH SOLE 5000 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 3 32000 SH SOLE 32000 0 0 ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 2 50000 SH SOLE 50000 0 0 ACKRELL SPAC PARTNERS I CO *W EXP 12/23/202 00461L113 3 30000 SH SOLE 30000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 15627 200700 SH Put SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 7404 95100 SH Call SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 10154 130409 SH SOLE 130409 0 0 ACV AUCTIONS INC COM CL A 00091G104 502 76701 SH SOLE 76701 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 1 22045 SH SOLE 22045 0 0 ADTHEORENT HOLDING COMPANY *W EXP 12/26/202 00739D117 1 2000 SH SOLE 2000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 13038 170500 SH Put SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2134 27900 SH SOLE 27900 0 0 ADVENT TECHNOLOGIES HOLDNG I *W EXP 02/03/202 00788A113 34 80000 SH SOLE 80000 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 11 30000 SH SOLE 30000 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 5391 550692 SH SOLE 550692 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 177 2220256 SH SOLE 2220256 0 0 AGILETHOUGHT INC *W EXP 08/23/202 00857F118 19 40000 SH SOLE 40000 0 0 AIKIDO PHARMA INC COM NEW 008875304 373 63277 SH SOLE 63277 0 0 ALAUNOS THERAPEUTICS INC COM 98973P101 1 1023 SH SOLE 1023 0 0 ALLEGHANY CORP MD COM 017175100 0 1200 SH Put SOLE 0 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 18 36900 SH SOLE 36900 0 0 ALPHABET INC CAP STK CL A 02079K305 0 8200 SH Put SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 0 8700 SH Call SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 33 15 SH SOLE 15 0 0 ALPHABET INC CAP STK CL C 02079K107 4375 2000 SH Call SOLE 0 0 0 AMAZON COM INC COM 023135106 42 400 SH Put SOLE 0 0 0 AMAZON COM INC COM 023135106 4750 44725 SH SOLE 44725 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 257 19000 SH Call SOLE 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 5052 372834 SH SOLE 372834 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 3073 210754 SH SOLE 210754 0 0 ANGEL OAK MTG INC COM 03464Y108 1935 149300 SH SOLE 149300 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 1 2500 SH SOLE 2500 0 0 APPLIED BLOCKCHAIN INC COM NEW 038169207 1670 1590766 SH SOLE 1590766 0 0 ARBE ROBOTICS LTD *W EXP 10/07/202 M1R95N118 18 25000 SH SOLE 25000 0 0 ARK ETF TR INNOVATION ETF 00214Q104 16 400 SH SOLE 400 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 0 5800 SH SOLE 5800 0 0 ATERIAN INC COM 02156U101 34 15600 SH SOLE 15600 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 0 2000 SH SOLE 2000 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 1 6900 SH SOLE 6900 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 44 63497 SH SOLE 63497 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 0 233 SH SOLE 233 0 0 B. RILEY FINANCIAL INC COM 05580M108 57106 1351628 SH SOLE 1351628 0 0 B. RILEY FINANCIAL INC COM 05580M108 4225 100000 SH Put SOLE 0 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 1872 310459 SH SOLE 310459 0 0 BED BATH & BEYOND INC COM 075896100 340 68341 SH SOLE 68341 0 0 BENESSERE CAPITAL ACQUSTN CO *W EXP 01/07/202 08179B111 12 50000 SH SOLE 50000 0 0 BENSON HILL INC COMMON STOCK 082490103 10 3571 SH SOLE 3571 0 0 BENSON HILL INC *W EXP 09/29/202 082490111 0 892 SH SOLE 892 0 0 BILIBILI INC SPONS ADS REP Z 090040106 44 1700 SH SOLE 1700 0 0 BIODESIX INC COM 09075X108 11 6900 SH SOLE 6900 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3833 145800 SH SOLE 145800 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 4030 153300 SH Put SOLE 0 0 0 BLUESCAPE OPPORTUNITIES ACQU *W EXP 10/28/202 G1195N113 1 4000 SH SOLE 4000 0 0 BOXED INC *W EXP 12/08/202 103174116 11 50000 SH SOLE 50000 0 0 BRC INC COM CL A 05601U105 57 7000 SH Call SOLE 0 0 0 BRC INC COM CL A 05601U105 33 4000 SH SOLE 4000 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 5 20000 SH SOLE 20000 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 6 70000 SH SOLE 70000 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 25 74066 SH SOLE 74066 0 0 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 51 148972 SH SOLE 148972 0 0 BUZZFEED INC *W EXP 12/03/202 12430A110 0 87 SH SOLE 87 0 0 BUZZFEED INC CLASS A COM 12430A102 0 263 SH SOLE 263 0 0 CANADIAN PAC RY LTD COM 13645T100 8729 124992 SH SOLE 124992 0 0 CANADIAN PAC RY LTD COM 13645T100 1474 21100 SH Call SOLE 0 0 0 CANADIAN PAC RY LTD COM 13645T100 11153 159700 SH Put SOLE 0 0 0 CARVANA CO CL A 146869102 142 6300 SH SOLE 6300 0 0 CDK GLOBAL INC COM 12508E101 8878 162100 SH Put SOLE 0 0 0 CDK GLOBAL INC COM 12508E101 148 2700 SH Call SOLE 0 0 0 CDK GLOBAL INC COM 12508E101 6935 126620 SH SOLE 126620 0 0 CELULARITY INC *W EXP 07/16/202 151190113 114 197496 SH SOLE 197496 0 0 CENAQ ENERGY CORP *W EXP 02/04/202 15130M110 1 5900 SH SOLE 5900 0 0 CEPTON INC *W EXP 06/01/202 15673X119 14 113949 SH SOLE 113949 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 0 2500 SH SOLE 2500 0 0 CHANGE HEALTHCARE INC COM 15912K100 314 13600 SH Call SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 208 9000 SH Put SOLE 0 0 0 CHW ACQUISITION CORPORATION *W EXP 09/01/202 G2254A125 1 10109 SH SOLE 10109 0 0 CITRIX SYS INC COM 177376100 5121 52700 SH Put SOLE 0 0 0 CITRIX SYS INC COM 177376100 981 10100 SH Call SOLE 0 0 0 CITRIX SYS INC COM 177376100 1632 16800 SH SOLE 16800 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 8 64900 SH SOLE 64900 0 0 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 346 161757 SH SOLE 161757 0 0 COHERENT INC COM 192479103 1651 6200 SH Call SOLE 0 0 0 COHERENT INC COM 192479103 2156 8100 SH SOLE 8100 0 0 COHERENT INC COM 192479103 1571 5900 SH Put SOLE 0 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 1 2500 SH SOLE 2500 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 672 14300 SH SOLE 14300 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 29 39862 SH SOLE 39862 0 0 COMSOVEREIGN HLDG CORP COM NEW 205650203 0 1400 SH SOLE 1400 0 0 CRYPTYDE INC COM 22890A104 0 110 SH SOLE 110 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 1 300 SH SOLE 300 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 0 4000 SH SOLE 4000 0 0 DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 6 69284 SH SOLE 69284 0 0 DIGITAL TURBINE INC COM NEW 25400W102 243 13900 SH SOLE 13900 0 0 DILA CAPITAL ACQUISITION COR *W EXP 06/09/202 254028111 1 4400 SH SOLE 4400 0 0 DISNEY WALT CO COM 254687106 47 500 SH SOLE 500 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 1266 131127 SH SOLE 131127 0 0 DPCM CAP INC *W EXP 10/14/202 23344P119 2 5300 SH SOLE 5300 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 0 10000 SH SOLE 10000 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 3 20000 SH SOLE 20000 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 6 40000 SH SOLE 40000 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 407 39600 SH Put SOLE 0 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 341 33200 SH Call SOLE 0 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 607 59082 SH SOLE 59082 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 2 15394 SH SOLE 15394 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 95 9742 SH SOLE 9742 0 0 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 8 37700 SH SOLE 37700 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 0 6000 SH SOLE 6000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 46 90000 SH SOLE 90000 0 0 EVO ACQUISITION CORP COM CL A 30052G108 465 47600 SH SOLE 47600 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 2 23800 SH SOLE 23800 0 0 EXELA TECHNOLOGIES INC COM NEW 30162V409 160 1397291 SH SOLE 1397291 0 0 FARADAY FUTRE INTLGT ELCTR I *W EXP 03/20/202 307359117 12 25000 SH SOLE 25000 0 0 FAST ACQUISITION CORP COM CL A 311875108 80 7900 SH SOLE 7900 0 0 FAST ACQUISITION CORP COM CL A 311875108 848 83700 SH Call SOLE 0 0 0 FAST ACQUISITION CORP COM CL A 311875108 105 10400 SH Put SOLE 0 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 2 20843 SH SOLE 20843 0 0 FIRST HORIZON CORPORATION COM 320517105 2197 100500 SH Put SOLE 0 0 0 FIRST HORIZON CORPORATION COM 320517105 1799 82300 SH SOLE 82300 0 0 FORGE GLOBAL HOLDINGS INC *W EXP 03/29/202 34629L111 1 20000 SH SOLE 20000 0 0 FOXWAYNE ENTERPRIS AQSTN COR *W EXP 01/12/202 35166L117 0 6300 SH SOLE 6300 0 0 FRANCHISE GROUP INC COM 35180X105 26280 749363 SH SOLE 749363 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 0 5000 SH SOLE 5000 0 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 2 7500 SH SOLE 7500 0 0 GAMESTOP CORP NEW CL A 36467W109 18 150 SH SOLE 150 0 0 GAMESTOP CORP NEW CL A 36467W109 2360 19300 SH Call SOLE 0 0 0 GCM GROSVENOR INC COM CL A 36831E108 2 300 SH SOLE 300 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 85 225266 SH SOLE 225266 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 5849 2457565 SH SOLE 2457565 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 12 43490 SH SOLE 43490 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 0 4000 SH SOLE 4000 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 0 18200 SH SOLE 18200 0 0 GREEN PLAINS INC COM 393222104 4329 159326 SH SOLE 159326 0 0 GREENIDGE GENERATION HLDGS I CLASS A COM 39531G100 41 16200 SH SOLE 16200 0 0 GX ACQUISITION CORP II *W EXP 03/17/202 36260F113 1 5000 SH SOLE 5000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 12/28/202 42227K112 4 37772 SH SOLE 37772 0 0 HELBIZ INC *W EXP 08/13/202 42309B139 3 40000 SH SOLE 40000 0 0 HIPPO HLDGS INC *W EXP 08/02/202 433539111 1 5800 SH SOLE 5800 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 5 600 SH Put SOLE 0 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 364 40500 SH Call SOLE 0 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 50 5600 SH SOLE 5600 0 0 IMEDIA BRANDS INC COM CL A 452465206 76 62912 SH SOLE 62912 0 0 INNOVIZ TECHNOLOGIES LTD *W EXP 04/05/202 M5R635116 9 5000 SH SOLE 5000 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 71 3500 SH SOLE 3500 0 0 ISHARES TR TIPS BD ETF 464287176 23 200 SH SOLE 200 0 0 JASPER THERAPEUTICS INC *W EXP 12/01/202 471871111 4 45856 SH SOLE 45856 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4493 28800 SH Put SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 419 2688 SH SOLE 2688 0 0 JPMORGAN CHASE & CO COM 46625H100 845 7500 SH SOLE 7500 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 0 15000 SH SOLE 15000 0 0 KINGSWOOD ACQUISITION CORP *W EXP 05/01/202 496861113 4 50000 SH SOLE 50000 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 0 4000 SH SOLE 4000 0 0 KOHLS CORP COM 500255104 189 5300 SH Call SOLE 0 0 0 KOHLS CORP COM 500255104 36 1000 SH SOLE 1000 0 0 LEAFLY HOLDINGS INC *W EXP 11/07/202 52178J113 7 10000 SH SOLE 10000 0 0 LHC GROUP INC COM 50187A107 0 1900 SH Put SOLE 0 0 0 LIGHTNING EMOTORS INC *W EXP 05/18/202 53228T119 11 25000 SH SOLE 25000 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 3 20101 SH SOLE 20101 0 0 LMF ACQUISITION OPPORTUNIT I *W EXP 01/26/202 502015118 19 169121 SH SOLE 169121 0 0 LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 204 20072 SH SOLE 20072 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 382 26300 SH SOLE 26300 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 382 26300 SH Put SOLE 0 0 0 MAGNITE INC COM 55955D100 3047 343164 SH SOLE 343164 0 0 MANDIANT INC COM 562662106 17 800 SH SOLE 800 0 0 MANDIANT INC COM 562662106 22 1000 SH Put SOLE 0 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 0 4000 SH SOLE 4000 0 0 MERITOR INC COM 59001K100 0 600 SH Call SOLE 0 0 0 MERITOR INC COM 59001K100 0 100 SH Put SOLE 0 0 0 MICROSTRATEGY INC CL A NEW 594972408 0 600 SH Put SOLE 0 0 0 MINIM INC COM 60365W102 170 421599 SH SOLE 421599 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 2 20000 SH SOLE 20000 0 0 MODEL PERFORMANCE ACQU CORP *W EXP 04/29/202 G6246M139 3 32314 SH SOLE 32314 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 24 2400 SH SOLE 2400 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 25 2500 SH Put SOLE 0 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 1 8000 SH SOLE 8000 0 0 MONEYLION INC CL A 60938K106 60 45700 SH Put SOLE 0 0 0 MONEYLION INC CL A 60938K106 77 58500 SH Call SOLE 0 0 0 MONEYLION INC CL A 60938K106 64 48700 SH SOLE 48700 0 0 MONTEREY BIO ACQUISITION COR *W EXP 10/05/202 61240F116 1 10000 SH SOLE 10000 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 0 3000 SH SOLE 3000 0 0 MSP RECOVERY INC *W EXP 05/20/202 553745126 50 560750 SH SOLE 560750 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 3 10000 SH SOLE 10000 0 0 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 250 79507 SH SOLE 79507 0 0 NEOPHOTONICS CORP COM 64051T100 79 5000 SH Put SOLE 0 0 0 NEOPHOTONICS CORP COM 64051T100 42 2700 SH SOLE 2700 0 0 NETFLIX INC COM 64110L106 2798 16000 SH SOLE 16000 0 0 NEXTNAV INC *W EXP 10/28/202 65345N114 7 16905 SH SOLE 16905 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 460 19800 SH Put SOLE 0 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 418 18000 SH SOLE 18000 0 0 NORTH MOUNTAIN MERGER CORP *W EXP 09/16/202 661204115 5 15000 SH SOLE 15000 0 0 NOVAVAX INC COM NEW 670002401 5 100 SH SOLE 100 0 0 OCCIDENTAL PETE CORP COM 674599105 9 150 SH SOLE 150 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 6592 178300 SH SOLE 178300 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 6 63700 SH SOLE 63700 0 0 ORIGIN MATERIALS INC COM 68622D106 144 28128 SH SOLE 28128 0 0 ORION ENGINEERED CARBONS S A COM L72967109 8613 554588 SH SOLE 554588 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 2 11900 SH SOLE 11900 0 0 OTONOMO TECHNOLOGIES LTD *W EXP 08/13/202 M7571L111 6 65649 SH SOLE 65649 0 0 OTONOMO TECHNOLOGIES LTD ORDINARY SHARES M7571L103 19 17063 SH SOLE 17063 0 0 OUSTER INC *W EXP 03/11/202 68989M111 9 26122 SH SOLE 26122 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 2 15000 SH SOLE 15000 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 1 7000 SH SOLE 7000 0 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 1 2000 SH SOLE 2000 0 0 PAGAYA TECHNOLOGIES LTD *W EXP 09/01/202 M7S64L107 11 26849 SH SOLE 26849 0 0 PARABELLUM ACQUISITION CORP *W EXP 99/99/999 69901P117 29 220732 SH SOLE 220732 0 0 PARABELLUM ACQUISITION CORP COM CL A 69901P109 2896 294310 SH SOLE 294310 0 0 PAYPAL HLDGS INC COM 70450Y103 237 3400 SH SOLE 3400 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 5 500 SH SOLE 500 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 4 10000 SH SOLE 10000 0 0 PHARMACYTE BIOTECH INC COM NEW 71715X203 768 342994 SH SOLE 342994 0 0 PINE IS ACQUISITION CORP *W EXP 10/29/202 722615119 3 10000 SH SOLE 10000 0 0 PLANTRONICS INC NEW COM 727493108 198 5000 SH SOLE 5000 0 0 PLANTRONICS INC NEW COM 727493108 198 5000 SH Put SOLE 0 0 0 POINTS COM INC COM 73085G109 500 20000 SH Call SOLE 0 0 0 POINTS COM INC COM 73085G109 1663 66541 SH SOLE 66541 0 0 POINTS COM INC COM 73085G109 3951 158100 SH Put SOLE 0 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 0 3700 SH SOLE 3700 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 1 10000 SH SOLE 10000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 4 300 SH SOLE 300 0 0 QUANERGY SYSTEMS INC *W EXP 02/01/202 74764U112 1 20000 SH SOLE 20000 0 0 RADIUS HEALTH INC COM NEW 750469207 118 11400 SH Call SOLE 0 0 0 RADIUS HEALTH INC COM NEW 750469207 261 25200 SH Put SOLE 0 0 0 RADIUS HEALTH INC COM NEW 750469207 31 3000 SH SOLE 3000 0 0 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 0 10000 SH SOLE 10000 0 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 7 12800 SH SOLE 12800 0 0 REVELATION BIOSCIENCES INC *W EXP 01/10/202 76135L119 2 20000 SH SOLE 20000 0 0 RIOT BLOCKCHAIN INC COM 767292105 51 12107 SH SOLE 12107 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 448 17390 SH SOLE 17390 0 0 ROBINHOOD MKTS INC COM CL A 770700102 18 2200 SH SOLE 2200 0 0 ROGERS CORP COM 775133101 5163 19700 SH SOLE 19700 0 0 ROGERS CORP COM 775133101 5294 20200 SH Put SOLE 0 0 0 SAB BIOTHERAPEUTICS INC *W EXP 10/22/202 78397T111 7 45000 SH SOLE 45000 0 0 SABRE CORP COM 78573M104 13 2200 SH SOLE 2200 0 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 188 3000 SH Put SOLE 0 0 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 13 200 SH SOLE 200 0 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 357 5700 SH Call SOLE 0 0 0 SANDERSON FARMS INC COM 800013104 5776 26800 SH Put SOLE 0 0 0 SANDERSON FARMS INC COM 800013104 4418 20500 SH SOLE 20500 0 0 SANDERSON FARMS INC COM 800013104 1422 6600 SH Call SOLE 0 0 0 SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 0 1808 SH SOLE 1808 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 2 25000 SH SOLE 25000 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 0 5000 SH SOLE 5000 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323207 87 32407 SH SOLE 32407 0 0 SHOPIFY INC CL A 82509L107 62 2000 SH SOLE 2000 0 0 SIERRA ONCOLOGY INC COM NEW 82640U404 0 4900 SH Call SOLE 0 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 11 50434 SH SOLE 50434 0 0 SISECAM RESOURCES LP 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