Administrator

0001420506-22-000639.txt : 20220422 0001420506-22-000639.hdr.sgml : 20220422 20220422102411 ACCESSION NUMBER: 0001420506-22-000639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220422 DATE AS OF CHANGE: 20220422 EFFECTIVENESS DATE: 20220422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 22844113 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 03-31-2022 03-31-2022 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel Administrator 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 03-31-2022 0 265 457248 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 1 1000 SH SOLE 1000 0 0 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 1 5000 SH SOLE 5000 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 22 32000 SH SOLE 32000 0 0 ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 6 50000 SH SOLE 50000 0 0 ACKRELL SPAC PARTNERS I CO *W EXP 12/01/202 00461L113 8 30000 SH SOLE 30000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 14588 182100 SH Put SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5488 68500 SH Call SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8223 102650 SH SOLE 102650 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 10 22045 SH SOLE 22045 0 0 ADTHEORENT HOLDING COMPANY *W EXP 99/99/999 00739D117 3 2000 SH SOLE 2000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3386 30965 SH SOLE 30965 0 0 ADVANCED MICRO DEVICES INC COM 007903107 24164 221000 SH Put SOLE 0 0 0 ADVENT TECHNOLOGIES HOLDNG I *W EXP 02/03/202 00788A113 36 80000 SH SOLE 80000 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 24 30000 SH SOLE 30000 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 5402 550692 SH SOLE 550692 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 446 2229628 SH SOLE 2229628 0 0 AGILETHOUGHT INC *W EXP 08/23/202 00857F118 17 40000 SH SOLE 40000 0 0 AIKIDO PHARMA INC COM 008875106 134 297765 SH SOLE 297765 0 0 ALAUNOS THERAPEUTICS INC COM 98973P101 1 1023 SH SOLE 1023 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 13 50000 SH SOLE 50000 0 0 ALPHA TAU MEDICAL LTD *W EXP 03/07/202 M0740A116 23 37100 SH SOLE 37100 0 0 AMAZON COM INC COM 023135106 0 15500 SH Put SOLE 0 0 0 AMAZON COM INC COM 023135106 0 5700 SH Call SOLE 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 862 35000 SH SOLE 35000 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 359 1900 SH SOLE 1900 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 359 1900 SH Put SOLE 0 0 0 ANAPLAN INC COM 03272L108 7 100 SH Call SOLE 0 0 0 ANAPLAN INC COM 03272L108 644 9900 SH Put SOLE 0 0 0 ANAPLAN INC COM 03272L108 631 9700 SH SOLE 9700 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 3350 212154 SH SOLE 212154 0 0 ANGEL OAK MTG INC COM 03464Y108 2462 150000 SH SOLE 150000 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 1 2500 SH SOLE 2500 0 0 ARBE ROBOTICS LTD *W EXP 10/07/202 M1R95N118 25 25000 SH SOLE 25000 0 0 ARCHIMEDES TECH SPAC PARTNR *W EXP 04/10/202 039562111 22 30000 SH SOLE 30000 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 1 5800 SH SOLE 5800 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 0 2000 SH SOLE 2000 0 0 ATLANTIC COASTAL AQSTN CORP UNIT 01/13/2027 04845A207 62 6195 SH SOLE 6195 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 2 6900 SH SOLE 6900 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 65 73097 SH SOLE 73097 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 0 233 SH SOLE 233 0 0 B. RILEY FINANCIAL INC COM 05580M108 72201 1032037 SH SOLE 1032037 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 2170 265959 SH SOLE 265959 0 0 BED BATH & BEYOND INC COM 075896100 2 100 SH SOLE 100 0 0 BENESSERE CAPITAL ACQUSTN CO *W EXP 01/07/202 08179B111 25 50000 SH SOLE 50000 0 0 BENSON HILL INC *W EXP 09/29/202 082490111 0 892 SH SOLE 892 0 0 BENSON HILL INC COMMON STOCK 082490103 12 3571 SH SOLE 3571 0 0 BIOPLUS ACQUISITION CORP UNIT 12/02/2026 G11217109 20 2000 SH SOLE 2000 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3069 115500 SH SOLE 115500 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3563 134100 SH Put SOLE 0 0 0 BLUESCAPE OPPORTUNITIES ACQU *W EXP 10/28/202 G1195N113 1 4000 SH SOLE 4000 0 0 BOXED INC *W EXP 12/08/202 103174116 54 50000 SH SOLE 50000 0 0 BRC INC *W EXP 02/09/202 05601U113 14 3235 SH SOLE 3235 0 0 BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 6 600 SH SOLE 600 0 0 BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 871 88300 SH Put SOLE 0 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 11 20000 SH SOLE 20000 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 39 70000 SH SOLE 70000 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 28 74066 SH SOLE 74066 0 0 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 133 166752 SH SOLE 166752 0 0 BUZZFEED INC *W EXP 12/03/202 12430A110 0 87 SH SOLE 87 0 0 BUZZFEED INC CLASS A COM 12430A102 1 263 SH SOLE 263 0 0 CANADIAN PAC RY LTD COM 13645T100 10317 124992 SH SOLE 124992 0 0 CANADIAN PAC RY LTD COM 13645T100 13182 159700 SH Put SOLE 0 0 0 CANADIAN PAC RY LTD COM 13645T100 1742 21100 SH Call SOLE 0 0 0 CELULARITY INC *W EXP 05/24/202 151190113 202 147503 SH SOLE 147503 0 0 CENAQ ENERGY CORP *W EXP 02/04/202 15130M110 1 7500 SH SOLE 7500 0 0 CEPTON INC *W EXP 06/01/202 15673X119 56 113849 SH SOLE 113849 0 0 CERNER CORP COM 156782104 15 159 SH SOLE 159 0 0 CERNER CORP COM 156782104 1375 14700 SH Call SOLE 0 0 0 CERNER CORP COM 156782104 19 200 SH Put SOLE 0 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 1 2500 SH SOLE 2500 0 0 CHANGE HEALTHCARE INC COM 15912K100 196 9000 SH Put SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 153 7000 SH Call SOLE 0 0 0 CHW ACQUISITION CORPORATION *W EXP 09/01/202 G2254A125 3 10109 SH SOLE 10109 0 0 CITRIX SYS INC COM 177376100 3733 37000 SH SOLE 37000 0 0 CITRIX SYS INC COM 177376100 3864 38300 SH Put SOLE 0 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 27 64900 SH SOLE 64900 0 0 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 574 161757 SH SOLE 161757 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 2 2500 SH SOLE 2500 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 608 3200 SH SOLE 3200 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 62 39862 SH SOLE 39862 0 0 COMSOVEREIGN HLDG CORP COM NEW 205650203 1 1400 SH SOLE 1400 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 2 300 SH SOLE 300 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 1 4000 SH SOLE 4000 0 0 DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 12 69284 SH SOLE 69284 0 0 DILA CAPITAL ACQUISITION COR *W EXP 06/09/202 254028111 2 5000 SH SOLE 5000 0 0 DISNEY WALT CO COM 254687106 69 500 SH SOLE 500 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 1555 131127 SH SOLE 131127 0 0 DPCM CAP INC *W EXP 10/14/202 23344P119 4 5300 SH SOLE 5300 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 2 10000 SH SOLE 10000 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 3 20000 SH SOLE 20000 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 44 4200 SH Put SOLE 0 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 11 59000 SH SOLE 59000 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 44 4200 SH SOLE 4200 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 472 45500 SH Call SOLE 0 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 2 15394 SH SOLE 15394 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 95 9742 SH SOLE 9742 0 0 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 13 37700 SH SOLE 37700 0 0 EJF ACQUISITION CORP *W EXP 03/10/202 G2955B125 25 26849 SH SOLE 26849 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 1 6000 SH SOLE 6000 0 0 EVO ACQUISITION CORP COM CL A 30052G108 468 47600 SH SOLE 47600 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 4 23800 SH SOLE 23800 0 0 FARADAY FUTRE INTLGT ELCTR I *W EXP 03/20/202 307359117 22 25000 SH SOLE 25000 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 4 20843 SH SOLE 20843 0 0 FIRST HORIZON CORPORATION COM 320517105 1419 60400 SH SOLE 60400 0 0 FIRST HORIZON CORPORATION COM 320517105 1776 75600 SH Put SOLE 0 0 0 FOXWAYNE ENTERPRIS AQSTN COR *W EXP 01/12/202 35166L117 0 6300 SH SOLE 6300 0 0 FRANCHISE GROUP INC COM 35180X105 1728 41700 SH SOLE 41700 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 1 5000 SH SOLE 5000 0 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 3 7500 SH SOLE 7500 0 0 GABELLI UTIL TR RIGHT 04/19/2022 36240A176 15 75100 SH SOLE 75100 0 0 GAMESTOP CORP NEW CL A 36467W109 1549 9300 SH Call SOLE 0 0 0 GCM GROSVENOR INC COM CL A 36831E108 3 300 SH SOLE 300 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 315 225266 SH SOLE 225266 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 6700 1662456 SH SOLE 1662456 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 18 43490 SH SOLE 43490 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 1 4000 SH SOLE 4000 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 3 18200 SH SOLE 18200 0 0 GREEN PLAINS INC COM 393222104 6123 197468 SH SOLE 197468 0 0 GREENIDGE GENERATION HLDGS I CLASS A COM 39531G100 139 16125 SH SOLE 16125 0 0 GX ACQUISITION CORP II *W EXP 03/17/202 36260F113 1 5000 SH SOLE 5000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 12/28/202 42227K112 13 37772 SH SOLE 37772 0 0 HELBIZ INC *W EXP 08/13/202 42309B139 12 40000 SH SOLE 40000 0 0 HIPPO HLDGS INC *W EXP 08/02/202 433539111 2 5800 SH SOLE 5800 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 1683 80100 SH SOLE 80100 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 624 29700 SH Call SOLE 0 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 2187 104100 SH Put SOLE 0 0 0 IMEDIA BRANDS INC COM CL A 452465206 379 62912 SH SOLE 62912 0 0 INNOVIZ TECHNOLOGIES LTD *W EXP 04/05/202 M5R635116 20 20143 SH SOLE 20143 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 77 3500 SH SOLE 3500 0 0 ISHARES TR TIPS BD ETF 464287176 25 200 SH SOLE 200 0 0 JASPER THERAPEUTICS INC *W EXP 12/01/202 471871111 12 45856 SH SOLE 45856 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4483 28800 SH Put SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 420 2700 SH SOLE 2700 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 3 15000 SH SOLE 15000 0 0 KINGSWOOD ACQUISITION CORP *W EXP 05/01/202 496861113 7 50000 SH SOLE 50000 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 1 4000 SH SOLE 4000 0 0 KOHLS CORP COM 500255104 453 7500 SH Call SOLE 0 0 0 LEAFLY HOLDINGS INC *W EXP 11/07/202 52178J113 13 10000 SH SOLE 10000 0 0 LENNAR CORP CL A 526057104 81 1000 SH SOLE 1000 0 0 LIGHTNING EMOTORS INC *W EXP 05/18/202 53228T119 24 25000 SH SOLE 25000 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 7 20101 SH SOLE 20101 0 0 LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 203 20072 SH SOLE 20072 0 0 LMF ACQUISITION OPPORTUNIT I *W EXP 01/26/202 502015118 35 169121 SH SOLE 169121 0 0 LUCID GROUP INC COM 549498103 30 1200 SH SOLE 1200 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 445 26300 SH SOLE 26300 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 462 27300 SH Put SOLE 0 0 0 MAGNITE INC COM 55955D100 3891 294571 SH SOLE 294571 0 0 MANDIANT INC COM 562662106 18 800 SH SOLE 800 0 0 MANDIANT INC COM 562662106 22 1000 SH Put SOLE 0 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 1 4000 SH SOLE 4000 0 0 MERITOR INC COM 59001K100 0 100 SH Put SOLE 0 0 0 MIMECAST LTD ORD SHS G14838109 286 3600 SH Call SOLE 0 0 0 MIMECAST LTD ORD SHS G14838109 4606 57888 SH SOLE 57888 0 0 MIMECAST LTD ORD SHS G14838109 5848 73500 SH Put SOLE 0 0 0 MINIM INC COM 60365W102 304 421599 SH SOLE 421599 0 0 MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 4 20000 SH SOLE 20000 0 0 MODEL PERFORMANCE ACQU CORP *W EXP 04/29/202 G6246M139 5 32314 SH SOLE 32314 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 26 2500 SH Put SOLE 0 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 25 2400 SH SOLE 2400 0 0 MONEYLION INC CL A 60938K106 115 45700 SH Put SOLE 0 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 2 5000 SH SOLE 5000 0 0 MONEYLION INC CL A 60938K106 147 58500 SH Call SOLE 0 0 0 MONEYLION INC CL A 60938K106 115 45700 SH SOLE 45700 0 0 MONTEREY BIO ACQUISITION COR *W EXP 10/05/202 61240F116 2 10000 SH SOLE 10000 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 1 3000 SH SOLE 3000 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 4 10000 SH SOLE 10000 0 0 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 328 92107 SH SOLE 92107 0 0 NEOPHOTONICS CORP COM 64051T100 76 5000 SH Put SOLE 0 0 0 NEOPHOTONICS CORP COM 64051T100 2 100 SH Call SOLE 0 0 0 NEOPHOTONICS CORP COM 64051T100 40 2600 SH SOLE 2600 0 0 NEXTNAV INC *W EXP 10/28/202 65345N114 32 16905 SH SOLE 16905 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 286 10500 SH SOLE 10500 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 313 11500 SH Put SOLE 0 0 0 NORTH MOUNTAIN MERGER CORP *W EXP 09/16/202 661204115 4 15000 SH SOLE 15000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 6246 177300 SH SOLE 177300 0 0 OCCIDENTAL PETE CORP COM 674599105 312 5500 SH SOLE 5500 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 9 63700 SH SOLE 63700 0 0 ORIGIN MATERIALS INC COM 68622D106 1 100 SH SOLE 100 0 0 ORION ENGINEERED CARBONS S A COM L72967109 12437 778788 SH SOLE 778788 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 3 11900 SH SOLE 11900 0 0 OTONOMO TECHNOLOGIES LTD *W EXP 08/13/202 M7571L111 11 65649 SH SOLE 65649 0 0 OTONOMO TECHNOLOGIES LTD ORDINARY SHARES M7571L103 34 17063 SH SOLE 17063 0 0 OUSTER INC *W EXP 03/11/202 68989M111 22 26122 SH SOLE 26122 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 3 15000 SH SOLE 15000 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 2 7000 SH SOLE 7000 0 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 6 4000 SH SOLE 4000 0 0 PARABELLUM ACQUISITION CORP COM CL A 69901P109 2892 294310 SH SOLE 294310 0 0 PARABELLUM ACQUISITION CORP *W EXP 99/99/999 69901P117 51 220732 SH SOLE 220732 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 9 10000 SH SOLE 10000 0 0 PHARMACYTE BIOTECH INC COM NEW 71715X203 711 309294 SH SOLE 309294 0 0 PINE IS ACQUISITION CORP *W EXP 10/29/202 722615119 5 10000 SH SOLE 10000 0 0 PLANTRONICS INC NEW COM 727493108 165 4200 SH Put SOLE 0 0 0 PLANTRONICS INC NEW COM 727493108 197 5000 SH SOLE 5000 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 1 3700 SH SOLE 3700 0 0 PREFERRED APT CMNTYS INC COM 74039L103 37 1500 SH SOLE 1500 0 0 PREFERRED APT CMNTYS INC COM 74039L103 92 3700 SH Call SOLE 0 0 0 PREFERRED APT CMNTYS INC COM 74039L103 224 9000 SH Put SOLE 0 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 2 10000 SH SOLE 10000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 13 1000 SH SOLE 1000 0 0 QUANERGY SYSTEMS INC *W EXP 02/01/202 74764U112 5 20000 SH SOLE 20000 0 0 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 17 20000 SH SOLE 20000 0 0 REDBOX ENTERTAINMENT INC COM CL A 75724T103 4 1500 SH SOLE 1500 0 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 0 532 SH SOLE 532 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 18 300 SH Put SOLE 0 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 12 200 SH SOLE 200 0 0 REVELATION BIOSCIENCES INC *W EXP 01/10/202 76135L119 3 20000 SH SOLE 20000 0 0 RH COM 74967X103 65 200 SH SOLE 200 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 2970 59118 SH SOLE 59118 0 0 ROGERS CORP COM 775133101 0 1400 SH Call SOLE 0 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 0 3 SH SOLE 3 0 0 SAB BIOTHERAPEUTICS INC *W EXP 10/22/202 78397T111 22 45000 SH SOLE 45000 0 0 SANDERSON FARMS INC COM 800013104 3862 20600 SH SOLE 20600 0 0 SANDERSON FARMS INC COM 800013104 4425 23600 SH Put SOLE 0 0 0 SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 3 7348 SH SOLE 7348 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 7 25000 SH SOLE 25000 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 1 5000 SH SOLE 5000 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323207 76 25000 SH SOLE 25000 0 0 SHOPIFY INC CL A 82509L107 270 400 SH SOLE 400 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 23 50434 SH SOLE 50434 0 0 SISECAM RESOURCES LP COM UNIT LTD 172464109 436 22416 SH SOLE 22416 0 0 SKY HARBOUR GROUP CORPORATIO *W EXP 10/21/202 83085C115 8 5100 SH SOLE 5100 0 0 SMITH MICRO SOFTWARE INC COM NEW 832154207 245 64880 SH SOLE 64880 0 0 SONDER HOLDINGS INC *W EXP 01/31/202 83542D110 2 2600 SH SOLE 2600 0 0 SOS LIMITED SPNSORD ADS NEW 83587W106 756 1408288 SH SOLE 1408288 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2620 5800 SH Put SOLE 0 0 0 SPLUNK INC COM 848637104 15 100 SH SOLE 100 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 21 2000 SH Put SOLE 0 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 21 2000 SH SOLE 2000 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 864 499500 SH SOLE 499500 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 1 4800 SH SOLE 4800 0 0 TEGNA INC COM 87901J105 112 5000 SH Put SOLE 0 0 0 TEGNA INC COM 87901J105 101 4500 SH SOLE 4500 0 0 TENNECO INC CL A VTG COM STK 880349105 0 1000 SH Call SOLE 0 0 0 TENNECO INC CL A VTG COM STK 880349105 0 700 SH Put SOLE 0 0 0 TESLA INC COM 88160R101 97307 90300 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 42565 39500 SH Put SOLE 0 0 0 THE ARENA GROUP HOLDINGS INC COM 040044109 6261 578076 SH SOLE 578076 0 0 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 1 7000 SH SOLE 7000 0 0 TMC THE METALS COMPANY INC COM 87261Y106 40 15500 SH SOLE 15500 0 0 TUSCAN HLDGS CORP II *W EXP 04/01/202 90070A111 8 15000 SH SOLE 15000 0 0 UNISYS CORP COM NEW 909214306 5205 240879 SH SOLE 240879 0 0 UNITED STS OIL FD LP UNITS 91232N207 304 4100 SH SOLE 4100 0 0 UPHEALTH INC COM 91532B101 14 11800 SH SOLE 11800 0 0 UPHEALTH INC COM 91532B101 14 11800 SH Put SOLE 0 0 0 UPHEALTH INC COM 91532B101 1 1200 SH Call SOLE 0 0 0 US ECOLOGY INC COM 91734M103 0 1300 SH Put SOLE 0 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 30 77575 SH SOLE 77575 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 0 1600 SH SOLE 1600 0 0 VENUS ACQUISITION CORPORATIO *W EXP 04/30/202 G9420F110 4 40000 SH SOLE 40000 0 0 VEONEER INC COM 92336X109 2187 59200 SH Call SOLE 0 0 0 VEONEER INC COM 92336X109 11739 317700 SH Put SOLE 0 0 0 VEONEER INC COM 92336X109 7530 203800 SH SOLE 203800 0 0 VIEW INC *W EXP 03/08/202 92671V114 23 87000 SH SOLE 87000 0 0 VINCO VENTURES INC COM 927330100 220 68800 SH SOLE 68800 0 0 VONAGE HLDGS CORP COM 92886T201 418 20600 SH Put SOLE 0 0 0 VONAGE HLDGS CORP COM 92886T201 329 16217 SH SOLE 16217 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 107 2400 SH SOLE 2400 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 358 8000 SH Put SOLE 0 0 0 WELBILT INC COM 949090104 29 1200 SH Put SOLE 0 0 0 WELBILT INC COM 949090104 29 1200 SH SOLE 1200 0 0 XPERI HOLDING CORP COM 98390M103 158 9144 SH SOLE 9144 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 62 97052 SH SOLE 97052 0 0 ZYNGA INC CL A 98986T108 771 83462 SH SOLE 83462 0 0 ZYNGA INC CL A 98986T108 8 900 SH Call SOLE 0 0 0 ZYNGA INC CL A 98986T108 1002 108400 SH Put SOLE 0 0 0