The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 33,227 | 163,800 | SH | Put | SOLE | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 18,824 | 92,800 | SH | SOLE | 92,800 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 10,650 | 52,500 | SH | Call | SOLE | 0 | 0 | 0 | |
AKORN INC | COM | 009728106 | 1,594 | 122,800 | SH | Put | SOLE | 0 | 0 | 0 | |
AKORN INC | COM | 009728106 | 3,673 | 283,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ANDEAVOR | COM | 03349M105 | 8,582 | 55,908 | SH | SOLE | 55,908 | 0 | 0 | ||
ANDEAVOR | COM | 03349M105 | 15,043 | 98,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ANDEAVOR | COM | 03349M105 | 1,535 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 886 | 21,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 844 | 20,200 | SH | Put | SOLE | 0 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 711 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,559 | 106,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 237 | 7,072 | SH | SOLE | 7,072 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,001 | 59,600 | SH | Put | SOLE | 0 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 5,529 | 244,104 | SH | SOLE | 244,104 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 2,029 | 1,969,756 | SH | SOLE | 1,969,756 | 0 | 0 | ||
BLUELINX HLDGS INC | COM NEW | 09624H208 | 1,705 | 54,134 | SH | SOLE | 54,134 | 0 | 0 | ||
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 10,217 | 489,100 | SH | Put | SOLE | 0 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 2,114 | 101,217 | SH | SOLE | 101,217 | 0 | 0 | ||
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 1,026 | 49,100 | SH | Call | SOLE | 0 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 628 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 1,583 | 7,600 | SH | Call | SOLE | 0 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 615 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 625 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 1,968 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 1,181 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 2,372 | 24,424 | SH | SOLE | 24,424 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 6,313 | 65,000 | SH | Put | SOLE | 0 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 1,222 | 12,859 | SH | SOLE | 12,859 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 9,434 | 99,300 | SH | Put | SOLE | 0 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 4,560 | 48,000 | SH | Call | SOLE | 0 | 0 | 0 | |
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 82 | 25,300 | SH | SOLE | 25,300 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 6,060 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 6,060 | 17,900 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 250 | 14,500 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 763 | 44,300 | SH | Call | SOLE | 0 | 0 | 0 | |
KEURIG DR PEPPER INC | COM | 49271V100 | 371 | 16,000 | SH | Put | SOLE | 0 | 0 | 0 | |
KEURIG DR PEPPER INC | COM | 49271V100 | 2,771 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 218 | 6,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 3,399 | 42,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 4,638 | 58,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 402 | 21,800 | SH | Put | SOLE | 0 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 439 | 23,800 | SH | Call | SOLE | 0 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 299 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 21 | 10,179 | SH | SOLE | 10,179 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 83 | 39,900 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 12 | 11,885 | SH | SOLE | 11,885 | 0 | 0 | ||
RENT A CTR INC NEW | COM | 76009N100 | 216 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 0 | 187,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 18,317 | 130,400 | SH | Put | SOLE | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 2,037 | 14,500 | SH | Call | SOLE | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 13,064 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
TELENAV INC | COM | 879455103 | 1,501 | 297,247 | SH | SOLE | 297,247 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 2,733 | 59,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 2,752 | 59,400 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,398 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,531 | 18,100 | SH | Call | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 65 | 20,300 | SH | Call | SOLE | 0 | 0 | 0 |