0001420506-18-000817.txt : 20181015 0001420506-18-000817.hdr.sgml : 20181015 20181015091902 ACCESSION NUMBER: 0001420506-18-000817 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181015 DATE AS OF CHANGE: 20181015 EFFECTIVENESS DATE: 20181015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 181121459 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 09-30-2018 09-30-2018 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 10-15-2018 0 58 224969 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC AETNA INC NEW COM 00817Y108 33227 163800 SH Put SOLE 0 0 0 AETNA INC NEW COM 00817Y108 18824 92800 SH SOLE 92800 0 0 AETNA INC NEW COM 00817Y108 10650 52500 SH Call SOLE 0 0 0 AKORN INC COM 009728106 1594 122800 SH Put SOLE 0 0 0 AKORN INC COM 009728106 3673 283000 SH Call SOLE 0 0 0 ANDEAVOR COM 03349M105 8582 55908 SH SOLE 55908 0 0 ANDEAVOR COM 03349M105 15043 98000 SH Put SOLE 0 0 0 ANDEAVOR COM 03349M105 1535 10000 SH Call SOLE 0 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 886 21200 SH Call SOLE 0 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 844 20200 SH Put SOLE 0 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 711 17000 SH SOLE 17000 0 0 AT&T INC COM 00206R102 3559 106000 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 237 7072 SH SOLE 7072 0 0 AT&T INC COM 00206R102 2001 59600 SH Put SOLE 0 0 0 B RILEY FINL INC COM 05580M108 5529 244104 SH SOLE 244104 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 2029 1969756 SH SOLE 1969756 0 0 BLUELINX HLDGS INC COM NEW 09624H208 1705 54134 SH SOLE 54134 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 10217 489100 SH Put SOLE 0 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 2114 101217 SH SOLE 101217 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 1026 49100 SH Call SOLE 0 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 628 30000 SH SOLE 30000 0 0 CIGNA CORPORATION COM 125509109 1583 7600 SH Call SOLE 0 0 0 CIGNA CORPORATION COM 125509109 615 2955 SH SOLE 2955 0 0 CIGNA CORPORATION COM 125509109 625 3000 SH Put SOLE 0 0 0 CVS HEALTH CORP COM 126650100 1968 25000 SH Call SOLE 0 0 0 CVS HEALTH CORP COM 126650100 1181 15000 SH Put SOLE 0 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2372 24424 SH SOLE 24424 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 6313 65000 SH Put SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1222 12859 SH SOLE 12859 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 9434 99300 SH Put SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4560 48000 SH Call SOLE 0 0 0 GREAT ELM CAP GROUP INC COM NEW 39036P209 82 25300 SH SOLE 25300 0 0 HUMANA INC COM 444859102 6060 17900 SH SOLE 17900 0 0 HUMANA INC COM 444859102 6060 17900 SH Put SOLE 0 0 0 INTREXON CORP COM 46122T102 250 14500 SH Put SOLE 0 0 0 INTREXON CORP COM 46122T102 763 44300 SH Call SOLE 0 0 0 KEURIG DR PEPPER INC COM 49271V100 371 16000 SH Put SOLE 0 0 0 KEURIG DR PEPPER INC COM 49271V100 2771 119600 SH SOLE 119600 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 218 6300 SH Put SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 3399 42500 SH Put SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 4638 58000 SH Call SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 402 21800 SH Put SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 439 23800 SH Call SOLE 0 0 0 NETFLIX INC COM 64110L106 299 800 SH SOLE 800 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 21 10179 SH SOLE 10179 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 83 39900 SH Call SOLE 0 0 0 NORDIC AMERN OFFSHORE LTD SHS G65772108 12 11885 SH SOLE 11885 0 0 RENT A CTR INC NEW COM 76009N100 216 15000 SH Put SOLE 0 0 0 RITE AID CORP COM 767754104 0 187200 SH Call SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 18317 130400 SH Put SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 2037 14500 SH Call SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 13064 93000 SH SOLE 93000 0 0 TELENAV INC COM 879455103 1501 297247 SH SOLE 297247 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 2733 59000 SH Call SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 2752 59400 SH Put SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1398 10000 SH Put SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2531 18100 SH Call SOLE 0 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 65 20300 SH Call SOLE 0 0 0