0001420506-18-000561.txt : 20180717 0001420506-18-000561.hdr.sgml : 20180717 20180717155826 ACCESSION NUMBER: 0001420506-18-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 EFFECTIVENESS DATE: 20180717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 18956518 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 06-30-2018 06-30-2018 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 07-13-2018 0 58 399618 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC AETNA INC NEW COM 00817Y108 4569 24900 SH SOLE 24900 0 0 AETNA INC NEW COM 00817Y108 4110 22400 SH Call SOLE 0 0 0 AETNA INC NEW COM 00817Y108 8368 45600 SH Put SOLE 0 0 0 AKORN INC COM 009728106 295 17800 SH Call SOLE 0 0 0 ALTABA INC COM 021346101 6384 87200 SH SOLE 87200 0 0 ALTABA INC COM 021346101 4993 68200 SH Put SOLE 0 0 0 AT&T INC COM 00206R102 9944 309700 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 5606 174600 SH Put SOLE 0 0 0 B RILEY FINL INC COM 05580M108 6172 273704 SH SOLE 273704 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 70 29600 SH Call SOLE 0 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 128 53900 SH Put SOLE 0 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 4711 1979218 SH SOLE 1979218 0 0 BLUELINX HLDGS INC COM NEW 09624H208 1217 32434 SH SOLE 32434 0 0 CVS HEALTH CORP COM 126650100 270 4200 SH Call SOLE 0 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 67686 554800 SH Put SOLE 0 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 54595 447500 SH SOLE 447500 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2440 20000 SH Call SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1853 24000 SH Put SOLE 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1455 18842 SH SOLE 18842 0 0 FINANCIAL ENGINES INC COM 317485100 0 10000 SH Put SOLE 0 0 0 FINJAN HLDGS INC COM NEW 31788H303 1191 350168 SH SOLE 350168 0 0 FOUNDATION MEDICINE INC COM 350465100 11612 84943 SH SOLE 84943 0 0 FOUNDATION MEDICINE INC COM 350465100 13069 95600 SH Put SOLE 0 0 0 GGP INC COM 36174X101 1355 66300 SH Call SOLE 0 0 0 GGP INC COM 36174X101 3191 156200 SH SOLE 156200 0 0 GGP INC COM 36174X101 3463 169500 SH Put SOLE 0 0 0 GREAT ELM CAP GROUP INC COM NEW 39036P209 91 25300 SH SOLE 25300 0 0 HELIOS & MATHESON ANALYTICS COM NEW 42327L200 25 79938 SH SOLE 79938 0 0 HUMANA INC COM 444859102 5328 17900 SH SOLE 17900 0 0 HUMANA INC COM 444859102 5328 17900 SH Put SOLE 0 0 0 INTREXON CORP COM 46122T102 245 17600 SH Put SOLE 0 0 0 INTREXON CORP COM 46122T102 1098 78800 SH Call SOLE 0 0 0 MANNKIND CORP COM NEW 56400P706 27 14200 SH Call SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 886 45100 SH Put SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 216 11000 SH Call SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 412 20949 SH SOLE 20949 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 95 35300 SH Call SOLE 0 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 27 10079 SH SOLE 10079 0 0 NORDIC AMERN OFFSHORE LTD SHS G65772108 14 11885 SH SOLE 11885 0 0 NXP SEMICONDUCTORS N V COM N6596X109 34792 318400 SH Put SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 99403 909700 SH Call SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 7040 64426 SH SOLE 64426 0 0 RENT A CTR INC NEW COM 76009N100 221 15000 SH Put SOLE 0 0 0 RITE AID CORP COM 767754104 0 187200 SH Call SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 3273 24300 SH SOLE 24300 0 0 ROCKWELL COLLINS INC COM 774341101 4013 29800 SH Put SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 1569 11500 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2740 10100 SH Put SOLE 0 0 0 TELENAV INC COM 879455103 1671 298447 SH SOLE 298447 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 745 15000 SH Put SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 795 16000 SH SOLE 16000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 745 15000 SH Call SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 250 2000 SH Call SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3788 75292 SH SOLE 75292 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4940 98200 SH Put SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 996 19800 SH Call SOLE 0 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 30 10000 SH Put SOLE 0 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 68 22500 SH Call SOLE 0 0 0