0001420506-18-000512.txt : 20180523 0001420506-18-000512.hdr.sgml : 20180523 20180523111101 ACCESSION NUMBER: 0001420506-18-000512 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 EFFECTIVENESS DATE: 20180523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 18854445 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 03-31-2018 03-31-2018 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 05-15-2018 0 83 327486 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC AETNA INC NEW COM 00817Y108 2096 12400 SH Call SOLE 0 0 0 AETNA INC NEW COM 00817Y108 2451 14500 SH Put SOLE 0 0 0 AKORN INC COM 009728106 37 2000 SH SOLE 2000 0 0 AKORN INC COM 009728106 148 7900 SH Call SOLE 0 0 0 AKORN INC COM 009728106 37 2000 SH Put SOLE 0 0 0 AMGEN INC COM 031162100 1279 7500 SH Put SOLE 0 0 0 AMGEN INC COM 031162100 1278 7498 SH SOLE 7498 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 1 449 SH SOLE 449 0 0 AT&T INC COM 00206R102 0 40300 SH Call SOLE 0 0 0 B RILEY FINL INC COM 05580M108 8378 429661 SH SOLE 429661 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 480 109800 SH Put SOLE 0 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 5 1100 SH Call SOLE 0 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 206 47140 SH SOLE 47140 0 0 BLUE BUFFALO 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68557N103 14118 106466 SH SOLE 106466 0 0 ORBITAL ATK INC COM 68557N103 14216 107200 SH Put SOLE 0 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 66 3500 SH SOLE 3500 0 0 RIOT BLOCKCHAIN INC COM 767292105 127 19200 SH SOLE 19200 0 0 RITE AID CORP COM 767754104 0 210400 SH Call SOLE 0 0 0 ROCKWELL COLLINS INC COM 774341101 2023 15000 SH SOLE 15000 0 0 ROCKWELL COLLINS INC COM 774341101 3169 23500 SH Put SOLE 0 0 0 SCHULMAN A INC COM 808194104 13 300 SH Put SOLE 0 0 0 SCHULMAN A INC COM 808194104 9 200 SH SOLE 200 0 0 SEAWORLD ENTMT INC COM 81282V100 130 8741 SH SOLE 8741 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1237 4700 SH Put SOLE 0 0 0 TELENAV INC COM 879455103 1634 302647 SH SOLE 302647 0 0 TIME WARNER INC COM NEW 887317303 14376 152000 SH Put SOLE 0 0 0 TIME WARNER INC COM NEW 887317303 14726 155700 SH Call SOLE 0 0 0 TIME WARNER INC COM NEW 887317303 3351 35430 SH SOLE 35430 0 0 TURQUOISE HILL RES LTD COM 900435108 28 9200 SH SOLE 9200 0 0 VERIZON COMMUNICATIONS INC 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