-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mnilkxd+EOTUSOdNFN57kzcrcascUaiy1BDo2r7tsS36nkjWZ1ko3uQdPurTB8pF wNNOuNheJLnnmM+DeXagXA== 0000905148-04-004271.txt : 20040930 0000905148-04-004271.hdr.sgml : 20040930 20040930145049 ACCESSION NUMBER: 0000905148-04-004271 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040915 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BEAR STEARNS DEPOSITOR INC TRUST CERTIFICATES SERIES 2001-1 CENTRAL INDEX KEY: 0001142810 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-58504-01 FILM NUMBER: 041055045 BUSINESS ADDRESS: STREET 1: 245 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10167 8-K 1 efc4-1739_5597008fm8k.txt TRUCS, SERIES 2001-1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2004 Trust Certificates (TRUCs), Series 2001-1 Trust ----------------------------------------------- (Exact name of registrant as specified in its charter) New York 333-58504-01 13-7295550 - ------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. employee of incorporation) file number) identification no.) c/o U.S. Bank Trust National Association 100 Wall Street, Suite 1600 New York, New York 10005 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (212)-272-9422 -------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) =============================================================================== 1 Item 8.01 Other Events. ======================= On September 15, 2004 a distribution was made to the holders of the Class A-1 Certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 99.1 hereto. No other reportable transactions or matters have occurred during the current reporting period. Item 9.01 Financial Statements, Pro-Forma Financial Information and Exhibits. (a) Not Applicable. (b) Not Applicable. (c) Exhibits. 99.1 Trustee's Report in respect of the September 15, 2004 Distribution Date 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Trust Certificates (TRUCs), Series 2001-1 Trust By: U.S. Bank Trust National Association, not in its individual capacity, but solely as Trustee on behalf of Trust Certificates (TRUCs), Series 2001-1 Trust By: /s/ Stacey A. Pagliaro ---------------------- Name: Stacey A. Pagliaro Title: Assistant Vice President Dated: September 15, 2004 3 EXHIBIT INDEX Exhibit Page - ------- ---- 99.1 Trustee's Report in respect of the September 15, 2004 5 Distribution Date 4 EX-99.1 2 efc4-1739_exhibit991.txt Exhibit 99.1 To the Holders of Trust Certificates (TRUCs), Series 2001-1 *CUSIP: 89826R204 In accordance with Section 4.03 of the Standard Terms for Trust Agreements dated as of June 19, 2001 as supplemented by the Series Supplement Trust Certificates (TRUCs) Series 2001-1 Trust dated as of June 19, 2001 between Bear Stearns Depositor Inc., as Depositor, and U.S. Bank Trust National Association, as Trustee, U.S. Bank Trust National Association, as Trustee of the Trust Certificates (TRUCs), Series 2001-1 Trust hereby gives notice with respect to the distribution occurring on September 15, 2004 (the "Distribution Date") as follows: (i) the amount received by the Trustee in respect of principal, interest and premium on the Underlying Securities during the period ending on the Distribution Date is as follows: Principal: $ 0.00 Premium: $ 0.00 Interest: $ 936,000.00 (ii) the amount of the distribution on the Distribution Date to holders of TRUCs allocable to principal of and premium, if any, and interest or dividends was as follows: Class A-1 Principal: $ 0.00 Premium: $ 0.00 Interest: $ 0.00 Dividends: $ 931,250.00 Dividends Per $25 unit: $ 0.93125 (iii) the Trustee received no compensation from the Trust for the period relating to the Distribution Date, however, $4,750.00 (or $0.004750 per $25 unit) was remitted to the Depositor for the payment of Trust Expenses in accordance with Section 5 (a) (i) (3) of the Series Supplement. (iv) the Underlying Securities are $28,800,000 principal amount of AT&T Corp. 6.50% Notes due March 15, 2029 (*CUSIP: 001957AW9) and the current rating of such Underlying Securities by Standard & Poor's Ratings Services is "BB+" and by Moody's Investors Service, Inc. is "Ba1". AT&T Corp., the issuer of the Securities is subject to the information reporting requirements of the Securities Exchange Act of 1934 (the "Exchange Act"). Periodic reports and other information required to be filed pursuant to the Exchange Act by AT&T Corp. may be inspected and copied at the public reference facilities maintained by the Securities and Exchange Commission (the "Commission") at 450 Fifth Street, N.W., Washington, D.C. 20549. The Commission also maintains a site on the World Wide Web at http://www.sec.gov" at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval (EDGAR) system. Neither Bear Stearns Depositor Inc. nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein. Neither Bear Stearns Depositor Inc. nor the Trustee has verified the accuracy or completeness of such documents or reports. There can be no assurance that events affecting 5 AT&T Corp. or the Underlying Securities have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above. (v) the aggregate Certificate Principal Balance of the TRUCs at the close of business on the Distribution Date was as set forth below: --------------------------------------------------------------------- Class A-1 Class A-2 $25,000,000 (1,000,000 $25 units) $3,800,000 --------------------------------------------------------------------- U.S. Bank Trust National Association, as Trustee September 15, 2004 *The Trustee shall not be held responsible for the selection or use of the CUSIP numbers nor is any representation made as to its correctness. It is included solely for the convenience of the Holders. 6 -----END PRIVACY-ENHANCED MESSAGE-----