0001209191-19-029056.txt : 20190510 0001209191-19-029056.hdr.sgml : 20190510 20190510174442 ACCESSION NUMBER: 0001209191-19-029056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIER GREGORY T CENTRAL INDEX KEY: 0001251299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 19816247 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7475 LUSK BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 909-1800 MAIL ADDRESS: STREET 1: 7475 LUSK BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-08 0 0001142596 NUVASIVE INC NUVA 0001251299 LUCIER GREGORY T 7475 LUSK BLVD SAN DIEGO CA 92121 1 0 0 0 PRSUs 0.00 2019-05-08 4 A 0 78702 0.00 A Common Stock 78702 78702 D RSUs 0.00 2019-05-09 4 A 0 2577 0.00 A Common Stock 2577 2577 D Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. This PRSU award was granted to the Reporting Person on May 22, 2015. The award was granted based on a target number of shares with a performance multiplier of 0-200% based on the Issuer's total stockholder return over the performance period ended April 30, 2019. On May 8, 2019, the Compensation Committee of the Issuer's Board of Directors certified the Issuer's performance for purposes of the award. Based on the Issuer's performance, the award will vest as to 78,702 shares on May 22, 2019, subject to and in accordance with the terms of the award. As the award did not constitute a derivative security, it was not required to be reported and was not reported on a Form 4 at the time of grant. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the first to occur of (1) Issuer's 2020 Annual Meeting of Stockholders, or (2) the one-year anniversary of the date of grant. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors. /s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Gregory T. Lucier 2019-05-10