0001209191-19-006915.txt : 20190204 0001209191-19-006915.hdr.sgml : 20190204 20190204175835 ACCESSION NUMBER: 0001209191-19-006915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIER GREGORY T CENTRAL INDEX KEY: 0001251299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 19565383 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7475 LUSK BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 909-1800 MAIL ADDRESS: STREET 1: 7475 LUSK BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-01 0 0001142596 NUVASIVE INC NUVA 0001251299 LUCIER GREGORY T 7475 LUSK BLVD SAN DIEGO CA 92121 1 0 0 0 Common Stock 2019-02-01 4 M 0 13997 0.00 A 155957 I Family Trust Common Stock 2019-02-01 4 F 0 4995 49.13 D 150962 I Family Trust PRSUs 0.00 2019-02-01 4 M 0 13997 0.00 D Common Stock 13997 0 D Shares indirectly held by the Reporting Person. The Reporting Person also holds conditional rights to directly receive shares pursuant to previously disclosed Company equity awards. Amount includes 444 shares acquired under the Issuer's employee stock purchase plan in April 2018. Shares withheld by the Issuer to satisfy tax withholding obligations. Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. This PRSU award was granted to the Reporting Person on May 22, 2015. In accordance with the terms of the PRSU award, the award vested as to 13,998 shares on each of February 1, 2016, February 1, 2017 and February 1, 2018 and vested as to 13,997 shares on February 1, 2019. /s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Gregory T. Lucier 2019-02-04