-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BCuas9uwX6+j9fP+HT18YxV1bsDOnpuxYawkNE6tnPdkAckg+QV+riLLqYKWcfFK W1pn1vYR7R76sZIQ/dUTZw== 0000904454-07-000129.txt : 20070309 0000904454-07-000129.hdr.sgml : 20070309 20070309152914 ACCESSION NUMBER: 0000904454-07-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070308 FILED AS OF DATE: 20070309 DATE AS OF CHANGE: 20070309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLAIR JAMES C CENTRAL INDEX KEY: 0001024000 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 07684324 BUSINESS ADDRESS: BUSINESS PHONE: 6194572553 MAIL ADDRESS: STREET 1: 5880 PACIFIC CENTER BLVD CITY: SAN DIEGO STATE: CA ZIP: 92121-4204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4545 TOWNE CENTRE COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 909-1800 MAIL ADDRESS: STREET 1: 4545 TOWNE CENTRE COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-08 0001142596 NUVASIVE INC NUVA 0001024000 BLAIR JAMES C C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 1 0 0 0 Common Stock 2007-03-08 4 J 0 17740 A 17740 I By Domain Associates, LLC Stock Option (Right to Buy) 10.75 2007-03-08 4 M 0 18000 0 D 2014-02-26 Common Stock 18000 6000 D Stock Option (Right to Buy) 10.08 2007-03-08 4 M 0 6000 0 D 2015-01-03 Common Stock 6000 0 D Stock Option (Right to Buy) 19.00 2007-03-08 4 M 0 6000 0 D 2015-07-27 Common Stock 6000 0 D Stock Option (Right to Buy) 18.95 2007-03-08 4 M 0 13000 0 D 2016-03-03 Common Stock 13000 4000 D Stock Option (Right to Buy) 16.50 2007-03-08 4 M 0 4500 0 D 2016-05-24 Common Stock 4500 1500 D Pursuant to the limited liability company agreement of Domain Associates, LLC, of which the Reporting Person is a managing member, upon exercise the shares underlying the options were transferred to Domain Associates, LLC. The Reporting Person is a managing member of Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. Reflects the net exercise of options, whereby shares were sold to pay the option exercise price at their fair market value on the date of exercise of $23.14. The option was granted on 2/26/04 and vested 25% on the first anniversary of that date with the balance vesting in 36 monthly installments thereafter. The option was granted on 1/3/05 and was 100% vested on that date. The option was granted on 7/27/05 and was 100% vested on the first anniversary of that date. The option was granted on 3/3/06 and 11,000 shares vested on that date with an additional 2,000 shares vesting on each anniversary thereafter. The option was granted on 5/24/06 and vests in twelve equal monthly installments beginning on that date. Lisa A. Kraeutler, Attorney-in-Fact 2007-03-09 -----END PRIVACY-ENHANCED MESSAGE-----