0000904454-05-000041.txt : 20120629
0000904454-05-000041.hdr.sgml : 20120629
20050120131448
ACCESSION NUMBER: 0000904454-05-000041
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050120
DATE AS OF CHANGE: 20050120
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: DOMAIN PARTNERS IV LP
CENTRAL INDEX KEY: 0001077714
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: ONE PALMER SQ
CITY: PRINCETON
STATE: NJ
ZIP: 08542
MAIL ADDRESS:
STREET 1: ONE PALMER SQ
CITY: PRINCETON
STATE: NJ
ZIP: 08542
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NUVASIVE INC
CENTRAL INDEX KEY: 0001142596
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 330768598
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79899
FILM NUMBER: 05538210
BUSINESS ADDRESS:
STREET 1: 10065 OLD GROVE RD
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
BUSINESS PHONE: 8582717070
SC 13G
1
s13g0119-2005nuvasive.txt
SCHEDULE 13G NUVASIVE-DOMAIN PARTNERS IV
CUSIP No. 670704 10 5 Page 1 of 10 Pages
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
---------------------
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILES PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. )[1]
NuVasive, Inc.
-------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.001 par value
-------------------------------------------------------------------------------
(Title of Class of Securities)
670704 10 5
-------------------------------------------------------------------------------
May 12, 2004
-------------------------------------------------------------------------------
Date of Event Which Requires Filing of this Statement
Check the appropriate box to designate the rule pursuant to which this Schedule
is Filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
-----------------------
[1]The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page. The information required on
the remainder of this cover page shall not be deemed to be "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that section of the Act but shall be subject to
all other provisions of the Act.
CUSIP No. 670704 10 5 Page 2 of 10 Pages
-------------------------------------------------------------------------------
1) Name of Reporting Person Domain Partners
I.R.S. Identification IV, L.P.
No. of Above Person
(Entities Only)
-------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [X]
if a Member of a Group (b) [ ]
-------------------------------------------------------------------------------
3) SEC Use Only
-------------------------------------------------------------------------------
4) Citizenship or Place Delaware
of Organization
-------------------------------------------------------------------------------
Number of 5) Sole Voting 1,752,455 shares
Shares Beneficially Power of Common Stock
Owned by Each
Reporting Person
With
------------------------------------------------------
6) Shared Voting
Power -0-
------------------------------------------------------
7) Sole Disposi- 1,752,455 shares
tive Power of Common Stock
------------------------------------------------------
8) Shared Dis-
positive Power -0-
------------------------------------------------------
9) Aggregate Amount Beneficially 1,752,455 shares
Owned by Each Reporting person of Common Stock
-------------------------------------------------------------------------------
10) Check if the Aggregate
Amount in Row (9)
Excludes Certain Shares
-------------------------------------------------------------------------------
11) Percent of Class
Represented by 7.3%
Amount in Row (9)
-------------------------------------------------------------------------------
12) Type of Reporting
Person PN
CUSIP No. 670704 10 5 Page 3 of 10 Pages
-------------------------------------------------------------------------------
1) Name of Reporting Person DP IV Associates,
I.R.S. Identification L.P.
No. of Above Person
(Entities Only)
-------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [X]
if a Member of a Group (b) [ ]
-------------------------------------------------------------------------------
3) SEC Use Only
-------------------------------------------------------------------------------
4) Citizenship or Place Delaware
of Organization
-------------------------------------------------------------------------------
Number of 5) Sole Voting 31,204 shares
Shares Beneficially Power of Common Stock
Owned by Each
Reporting Person
With
------------------------------------------------------
6) Shared Voting
Power -0-
------------------------------------------------------
7) Sole Disposi- 31,204 shares
tive Power of Common Stock
------------------------------------------------------
8) Shared Dis-
positive Power -0-
------------------------------------------------------
9) Aggregate Amount Beneficially 31,204 shares
Owned by Each Reporting person of Common Stock
-------------------------------------------------------------------------------
10) Check if the Aggregate
Amount in Row (9)
Excludes Certain Shares
-------------------------------------------------------------------------------
11) Percent of Class
Represented by 0.1%
Amount in Row (9)
-------------------------------------------------------------------------------
12) Type of Reporting
Person PN
CUSIP No. 670704 10 5 Page 4 of 10 Pages
-------------------------------------------------------------------------------
1) Name of Reporting Person Domain Associates,
I.R.S. Identification L.L.C.
No. of Above Person
(Entities Only)
-------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [X]
if a Member of a Group (b) [ ]
-------------------------------------------------------------------------------
3) SEC Use Only
-------------------------------------------------------------------------------
4) Citizenship or Place Delaware
of Organization
-------------------------------------------------------------------------------
Number of 5) Sole Voting 8,000 shares
Shares Beneficially Power of Common Stock
Owned by Each
Reporting Person
With
------------------------------------------------------
6) Shared Voting
Power -0-
------------------------------------------------------
7) Sole Disposi- 8,000 shares
tive Power of Common Stock
------------------------------------------------------
8) Shared Dis-
positive Power -0-
------------------------------------------------------
9) Aggregate Amount Beneficially 8,000 shares
Owned by Each Reporting person of Common Stock
-------------------------------------------------------------------------------
10) Check if the Aggregate
Amount in Row (9)
Excludes Certain Shares
-------------------------------------------------------------------------------
11) Percent of Class
Represented by less than 0.1%
Amount in Row (9)
-------------------------------------------------------------------------------
12) Type of Reporting
Person OO
CUSIP No. 670704 10 5 Page 5 of 10 Pages
Schedule 13G
------------
Item 1(a) - Name of Issuer: NuVasive, Inc.
Item 1(b) - Address of Issuer's Principal Executive Offices:
10065 Old Grove Road
San Diego, CA 92131
Item 2(a) - Name of Person Filing:
This statement is being filed by Domain Partners IV, L.P., a
Delaware limited partnership ("Domain IV"), DP IV
Associates, L.P., a Delaware limited partnership ("DP IV
A"), and Domain Associates, L.L.C., a Delaware limited
liability company (collectively, the "Reporting Persons").
Item 2(b) - Address of Principal Business Office:
One Palmer Square
Princeton, NJ 08542
Item 2(c) - Place of Organization:
Domain IV: Delaware
DP IV A: Delaware
DA: Delaware
Item 2(d) - Title of Class of Securities:
Common Stock, $.001 par value
Item 2(e) - CUSIP Number: 670704 10 5
Item 3 - Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b):
Not applicable.
CUSIP No. 670704 10 5 Page 6 of 10 Pages
Item 4 - Ownership.
(a) Amount Beneficially Owned:
Domain IV: 1,752,455 shares of Common Stock
DP IV A: 31,204 shares of Common Stock
DA: 8,000 shares of Common Stock
(b) Percent of Class:
Domain IV: 7.3%
DP IV A: 0.1%
DA: less than 0.1%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Domain IV: 1,752,455 shares of Common Stock
DP IV A: 31,204 shares of Common Stock
DA: 8,000 shares of Common Stock
(ii) shared power to vote or to direct the vote:
-0-
(iii) sole power to dispose or to direct the disposition of:
Domain IV: 1,752,455 shares of Common Stock
DP IV A: 31,204 shares of Common Stock
DA: 8,000 shares of Common Stock
(iv) shared power to dispose or to direct the disposition
of: -0-
Item 5 - Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6 - Ownership of More than Five Percent on Behalf of Another
Person:
Not applicable.
Item 7 - Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Company:
Not applicable.
CUSIP No. 670704 10 5 Page 7 of 10 Pages
Item 8 - Identification and Classification of Members of the Group:
See Exhibit 2.
Item 9 - Notice of Dissolution of Group:
Not applicable.
Item 10 - Certification:
Not applicable.
CUSIP No. 670704 10 5 Page 8 of 10 Pages
Signature:
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this statement
is true, complete and correct.
DOMAIN PARTNERS IV, L.P.
By: One Palmer Square Associates
IV, L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
DP IV ASSOCIATES, L.P.
By: One Palmer Square Associates
IV, L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
DOMAIN ASSOCIATES, L.L.C.
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
Date: January 5, 2005
CUSIP No. 670704 10 5 Page 9 of 10 Pages
EXHIBIT 1
AGREEMENT OF
DOMAIN PARTNERS IV, L.P.,
DP IV ASSOCIATES, L.P.
AND
DOMAIN ASSOCIATES, L.L.C.
PURSUANT TO RULE 13d-1(f)
-------------------------
The undersigned hereby agree that the Information Statement on
Schedule 13G to which this Agreement is annexed as Exhibit 1 is filed on behalf
of each of them in accordance with provisions of 13d-1(f) under the Securities
Exchange Act of 1934, as amended.
DOMAIN PARTNERS IV, L.P.
By: One Palmer Square Associates
IV, L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
DP IV ASSOCIATES, L.P.
By: One Palmer Square Associates
IV, L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
DOMAIN ASSOCIATES, L.L.C.
By /s/ Kathleen K. Schoemaker
---------------------------
Managing Member
Date: January 5, 2005
CUSIP No. 670704 10 5 Page 10 of 10 Pages
EXHIBIT 2
Identification and Classification
of Members of the Group
---------------------------------
Domain Partners IV, L.P., DP IV Associates, L.P. and Domain
Associates, L.L.C. are filing this statement on Schedule 13G as a group.
Domain Partners IV, L.P. is a Delaware limited partnership. Its sole
general partner is One Palmer Square Associates IV, L.L.C., a Delaware limited
liability company.
DP IV Associates, L.P. is a Delaware limited partnership. Its sole
general partner is One Palmer Square Associates IV, L.L.C., a Delaware limited
liability company.
Domain Associates, L.L.C. is a Delaware limited liability company.