-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuuyCLz86goYYEoNNJKUxh55+WrLNz26uRZFE7ggQ411KrNxtT3j9T0eLXTwBJ/F GXjYBQbIwlq4CMDEU7e09w== 0000904454-04-000335.txt : 20040512 0000904454-04-000335.hdr.sgml : 20040512 20040512172405 ACCESSION NUMBER: 0000904454-04-000335 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040512 FILED AS OF DATE: 20040512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 10065 OLD GROVE RD CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8582717070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOEMAKER KATHLEEN K CENTRAL INDEX KEY: 0001207789 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 04800229 BUSINESS ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6096835656 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-05-12 0 0001142596 NUVASIVE INC NUVA 0001207789 SCHOEMAKER KATHLEEN K C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 0 0 1 0 Common Stock 8000 I By Domain Associates, L.L.C. Series B Preferred Stock Common Stock 881949 I By Domain Partners IV, L.P. Series C Preferred Stock Common Stock 102933 I By Domain Partners IV, L.P. Series D Preferred Stock Common Stock 308805 I By Domain Partners IV, L.P. Series D-1 Preferred Stock Common Stock 324111 I By Domain Partners IV, L.P. Warrants (right to buy) .625 Common Stock 133818 I By Domain Partners IV, L.P. Warrants (right to buy) 6.325 Series D Preferred Stock 49654 I By Domain Partners IV, L.P. Series B Preferred Stock Common Stock 21134 I By DP IV Associates, L.P. Series C Preferred Stock Common Stock 2467 I By DP IV Associates, L.P. Series D Preferred Stock Common Stock 7400 I By DP IV Associates, L.P. Warrants (right to buy) 6.325 Series D Preferred Stock 1190 I By DP IV Associates, L.P. The Reporting Person is a managing member of Domain Associates, L.L.C. and a managing member of One Palmer Square Associates IV, L.L.C., the sole general partner of Domain Partners IV, L.P. and DP IV Associates, L.P. Pursuant to Instruction (5)(b)(iv) of Form 3, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her. All of the Preferred Stock will automatically convert into common stock immediately upon the closing of the Issuer's initial public offering, for no additional consideration. All of the Warrants are fully vested and will be exercised in full immediately upon the closing of the Issuer's initial public offering. Lisa A. Kraeutler, Attorney-in-Fact 2004-05-12 EX-24 2 schoemakerpoa.txt SCHOEMAKERPOA POWER OF ATTORNEY THE UNDERSIGNED hereby makes, constitutes and appoints Lisa A. Kraeutler (the "Attorney"), with full power of substitution, the true and lawful attorney in fact for the undersigned, in the undersigned's name, place and stead and on the undersigned's behalf, to complete, execute and file with the United Sates Securities and Exchange Commission (the "Commission"), one or more initial statements of beneficial ownership of securities pursuant to Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder, and any other forms, certificates, documents or instruments that the Attorney deems necessary or appropriate in order to comply with the requirements of said Section 16(a) and such rules and regulations. This Power of Attorney shall remain in effect for a period of two years from the date hereof or until such earlier date as a written revocation thereof is filed with the Commission. Dated: May 1, 2003 /s/ Kathleen K. Schoemaker -------------------------------------- Kathleen A. Schoemaker -----END PRIVACY-ENHANCED MESSAGE-----