0001142495-21-000015.txt : 20210216
0001142495-21-000015.hdr.sgml : 20210216
20210212204853
ACCESSION NUMBER: 0001142495-21-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC
CENTRAL INDEX KEY: 0001142495
IRS NUMBER: 952495390
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12460
FILM NUMBER: 21631432
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: COMPLIANCE DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8090
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: COMPLIANCE DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER COMPANY:
FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC
DATE OF NAME CHANGE: 20010613
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001142495
XXXXXXXX
12-31-2020
12-31-2020
WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: COMPLIANCE DEPT.
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-12460
N
Christopher Mone
Senior Vice President, Head of Wealth Management
213-688-8000
/s/ Christopher Mone
Los Angeles
CA
12-31-2020
0
865
1140562
false
INFORMATION TABLE
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13FInfoTable_2020Q4.xml
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COM
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SH
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AG MORTGAGE INV TR INC
COM
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SH
SOLE
0
0
14580
AGNC INVESTMENT CORP
COM
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40007
SH
SOLE
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AES CORP
COM
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319
13575
SH
SOLE
0
0
13575
A-MARK PRECIOUS METALS
COM
00181T107
2219
86497
SH
SOLE
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86497
AT&T INC
COM
00206R102
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307165
SH
SOLE
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0
307165
ARK
COM
00214Q104
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18999
SH
SOLE
0
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18999
ABBOTT LABORATORIES
COM
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30196
SH
SOLE
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30196
ABBVIE INC
COM
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96593
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0
96593
ABERDEEN ASIA PACIFIC
COM
003009107
56
12600
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12600
ACTIVISION BLIZZARD INC
COM
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1560
16804
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SOLE
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ADOBE INC
COM
00724F101
7410
14816
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14816
ADVANCE AUTO PARTS INC
COM
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247
1568
SH
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AECOM
COM
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56454
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ADVANCED MICRO DEVICES
COM
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AIR PRODUCTS & CHEMICALS
COM
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COM
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COM
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COM
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COM
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COM
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ALIBABA GROUP HOLDING
COM
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ALIGN TECHNOLOGY INC
COM
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COM
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COM
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ALLIANZGI EQUITY & CONV
COM
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ALLIANZGI DIVIDEND
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ALLIANZGI CONVERTIBLE
COM
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ALLIANZGI ARTIFICIAL
COM
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ALLSTATE CORP
COM
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ALLY FINANCIAL INC
COM
02005N100
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8000
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0
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8000
ALPHABET INC
COM
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SH
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0
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4171
ALPHABET INC
COM
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SH
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ALTRIA GROUP INC
COM
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SH
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AMAZON.COM INC
COM
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AMEDISYS INC
COM
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1200
SH
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1200
AMERICA FIRST
COM
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13460
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AMERICAN ELECTRIC POWER
COM
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SH
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18003
AMERICAN EXPRESS CO
COM
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AMERICAN INTL GROUP INC
COM
026874784
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8046
SH
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8046
AMERICAN STS WATER
COM
029899101
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3016
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SOLE
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AMERICAN TOWER CORP NEW
COM
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AMERICAN WATER WORKS
COM
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AMERICAN WELL CORP
COM
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10150
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AMERISOURCEBERGEN CORP
COM
03073E105
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12125
AMERIPRISE FINANCIAL INC
COM
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1196
SH
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AMGEN INC
COM
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14695
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AMPLIFY
COM
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3990
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SOLE
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AMPLIFY
COM
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56016
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56016
ANALOG DEVICES INC
COM
032654105
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ANGEL OAK FINANCIAL
COM
03464A100
442
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SH
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ANHEUSER BUSCH INBEV
COM
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APHRIA INC
COM
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SH
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APPIAN CORP
COM
03782L101
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APPLE INC
COM
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APPLIED MATERIALS INC
COM
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SH
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ARES CAPITAL CORP
COM
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ARES CAP CORP
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ARROW DOW JONES GLOBAL
COM
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SH
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ARROWHEAD
COM
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ASPIRA WOMENS HEALTH
COM
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ASTRAZENECA PLC
COM
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AUTODESK INC
COM
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722
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SH
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AUTOMATIC DATA
COM
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551
3127
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BCE INC
COM
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SH
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BP PLC
COM
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SH
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BNY MELLON
COM
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SH
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BAIDU INC
COM
056752108
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SH
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0
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BANDWIDTH INC
COM
05988J103
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SH
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0
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BANK OF AMERICA CORP
COM
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BANK NEW YORK MELLON
COM
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BAOZUN INC
COM
06684L103
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6100
SH
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PREF
06746P621
330
19636
SH
SOLE
0
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BARINGS BDC INC
COM
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SH
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BARRICK GOLD CORP
COM
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543
23817
SH
SOLE
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BEAM THERAPEUTICS INC
COM
07373V105
290
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SH
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BECTON DICKINSON & CO
COM
075887109
794
3171
SH
SOLE
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BED BATH & BEYOND INC
COM
075896100
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BERKSHIRE HATHAWAY INC
COM
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BEST BUY COMPANY INC
COM
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SH
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BHP GROUP LTD
COM
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SH
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BEYOND MEAT INC
COM
08862E109
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BIOGEN INC
COM
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BLACKLINE INC
COM
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BLACKROCK MUNICIPAL
COM
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BLACKROCK INC
COM
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BLACKROCK
COM
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BLACKROCK CREDIT
COM
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BLACKROCK ENHANCED
COM
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BLACKROCK MUNIVEST
COM
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BLACKROCK MUNIASSETS
COM
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BLACKROCK MUNIHOLDINGS
COM
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BLACKSTONE SENIOR
COM
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BLACKROCK MUNICIPAL
COM
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BLACKROCK TCP CAPITAL
COM
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BLACKSTONE GROUP INC
COM
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BLACKROCK HEALTH
COM
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COM
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BLACKROCK CAPITAL
COM
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COM
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BNY MELLON
COM
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BOEING COMPANY
COM
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BOOKING HOLDINGS INC
COM
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BORG WARNER INC
COM
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BRISTOL MYERS SQUIBB
COM
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BRITISH AMERN TOBACCO
COM
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BROADCOM INC
COM
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BROOKFIELD REAL ASSETS
COM
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BROWN & BROWN INC
COM
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CIGNA CORP
COM
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CME GROUP INC CL A
COM
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CPS TECHNOLOGIES CORP
COM
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CSX CORP
COM
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CVS HEALTH CORP
COM
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CALAMOS GLOBAL DYNAMIC
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CALAMOS
COM
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CALAMOS STRATEGIC TOTAL
COM
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CALAMOS LONG SHORT
COM
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CALUMET SPECIALTY
COM
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CAMBRIA TAIL
COM
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CAMPBELL SOUP COMPANY
COM
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CANADIAN PACIFIC
COM
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CANOPY GROWTH CORP
COM
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SH
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CAPITAL ONE
COM
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CARMAX INC
COM
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CARNIVAL CORP PAIRED CTF
COM
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SH
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CARRIER GLOBAL CORP
COM
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CATERPILLAR INC
COM
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CBAK ENERGY TECH INC
COM
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SH
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CENTENE CORP DEL
COM
15135B101
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SH
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LUMEN TECHNOLOGIES INC
COM
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SH
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CERENCE INC
COM
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CHEMED CORP NEW
COM
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CHEVRON CORP
COM
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CHEWY INC
COM
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CHIPOTLE MEXICAN GRILL
COM
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CISCO SYSTEMS INC
COM
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SH
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CINTAS CORP
COM
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CITIGROUP INC NEW
COM
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SH
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0
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CITRIX SYSTEMS INC
COM
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211
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SH
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CLOROX COMPANY
COM
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SH
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0
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CLOUGH GLOBAL
COM
18914E106
160
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SH
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CLOVIS ONCOLOGY INC
COM
189464100
85
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SH
SOLE
0
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17750
COCA-COLA COMPANY
COM
191216100
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SH
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COGNIZANT TECHNOLOGY
COM
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SH
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COHEN & STEERS
COM
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SH
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COHEN & STEERS
COM
19248P106
239
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SH
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COHEN & STEERS
COM
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COLGATE-PALMOLIVE
COM
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SH
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COMCAST CORP CL A NEW
COM
20030N101
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SH
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COMMERCE BANCSHARES INC
COM
200525103
390
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SH
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COMPASS DIVERSIFIED
COM
20451Q104
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SH
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CONAGRA BRANDS INC
COM
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SH
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CONOCOPHILLIPS
COM
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CONSTELLATION BRANDS
COM
21036P108
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SH
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COOPER COS INC NEW
COM
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542
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SH
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0
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1493
CORNING INC
COM
219350105
288
7992
SH
SOLE
0
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CORTEVA INC
COM
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SH
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0
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COSTCO WHOLESALE CORP
COM
22160K105
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SH
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COSTAR GROUP INC
COM
22160N109
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SH
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CRACKER BARREL OLD
COM
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COM
224916106
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CROWDSTRIKE HOLDINGS INC
COM
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CROWN CASTLE INTL CORP
COM
22822V101
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SH
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8701
CULLEN FROST BANKERS INC
COM
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232
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SH
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CUMMINS INC
COM
231021106
286
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SH
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DNP SELECT INCOME
COM
23325P104
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D R HORTON INC
COM
23331A109
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SH
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DANAHER CORP
COM
235851102
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SH
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DANAHER CORP
BOND
235851AF9
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SH
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0
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5000
DATADOG INC
COM
23804L103
255
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SH
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0
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2594
DECKERS OUTDOOR CORP
COM
243537107
497
1733
SH
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1733
DEERE & CO
COM
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SH
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DELAWARE INVESTMENTS
COM
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DELTA AIRLINES INC NEW
COM
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SH
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DESWELL INDUSTRIES INC
COM
250639101
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11100
SH
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DEXCOM INC
COM
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1258
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SH
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0
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3402
DIAGEO PLC NEW
COM
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SH
SOLE
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DIGITAL REALTY
COM
253868103
934
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SH
SOLE
0
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DIGITAL TURBINE INC
COM
25400W102
581
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SH
SOLE
0
0
10275
WALT DISNEY CO
COM
254687106
10820
59720
SH
SOLE
0
0
59720
DISCOVER FINANCIAL
COM
254709108
416
4600
SH
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0
0
4600
DOCUSIGN INC
COM
256163106
1740
7826
SH
SOLE
0
0
7826
DOLLAR GENL CORP NEW
COM
256677105
878
4173
SH
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0
0
4173
DOMINION ENERGY INC
COM
25746U109
1066
14179
SH
SOLE
0
0
14179
DONALDSON CO INC
COM
257651109
257
4598
SH
SOLE
0
0
4598
DOUBLELINE INCOME
COM
258622109
691
41699
SH
SOLE
0
0
41699
DOUBLELINE YIELD
COM
25862D105
858
46355
SH
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0
0
46355
DOVER CORP
COM
260003108
229
1816
SH
SOLE
0
0
1816
DOW INC
COM
260557103
706
12728
SH
SOLE
0
0
12728
DRAFTKINGS INC
COM
26142R104
961
20645
SH
SOLE
0
0
20645
DUFF & PHELPS
COM
26433C105
144
11777
SH
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0
0
11777
DUKE ENERGY CORP NEW
COM
26441C204
1483
16193
SH
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0
0
16193
DUPONT DE NEMOURS INC
COM
26614N102
537
7557
SH
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0
0
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DYNAVAX TECHNOLOGIES
COM
268158201
131
29500
SH
SOLE
0
0
29500
ETF
COM
26922A289
1067
31754
SH
SOLE
0
0
31754
ETF CHANGE
COM
26922A560
237
8253
SH
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0
0
8253
ETF
COM
26922A826
204
6423
SH
SOLE
0
0
6423
ETF SER SOLUTIONS
COM
26922A842
256
11442
SH
SOLE
0
0
11442
ETFIS
COM
26923G822
1588
72133
SH
SOLE
0
0
72133
ETF MANAGERS
COM
26924G102
713
43718
SH
SOLE
0
0
43718
ETF MANAGERS
COM
26924G201
1078
18729
SH
SOLE
0
0
18729
ETF MANAGERS
COM
26924G409
1480
22255
SH
SOLE
0
0
22255
ETFMG
COM
26924G508
731
50947
SH
SOLE
0
0
50947
ETF MANAGERS
COM
26924G706
2282
28903
SH
SOLE
0
0
28903
ETF MANAGERS
COM
26924G805
5446
104485
SH
SOLE
0
0
104485
ETF MANAGERS
COM
26924G870
333
4850
SH
SOLE
0
0
4850
EAGLE POINT CREDIT
COM
269808101
632
62653
SH
SOLE
0
0
62653
EAST WEST BANCORP INC
COM
27579R104
247
4867
SH
SOLE
0
0
4867
EATON VANCE LIMITED
COM
27828H105
1011
80652
SH
SOLE
0
0
80652
EATON VANCE TAX
COM
27828N102
311
25370
SH
SOLE
0
0
25370
EATON VANCE TAX
COM
27828Y108
524
34134
SH
SOLE
0
0
34134
EATON VANCE TAX
COM
27829C105
127
13105
SH
SOLE
0
0
13105
EATON VANCE TAX
COM
27829F108
369
42117
SH
SOLE
0
0
42117
EBAY INC
COM
278642103
732
14563
SH
SOLE
0
0
14563
ECOLAB INC
COM
278865100
977
4515
SH
SOLE
0
0
4515
EDITAS MEDICINE INC
COM
28106W103
283
4040
SH
SOLE
0
0
4040
EDWARDS LIFESCIENCES
COM
28176E108
1397
15315
SH
SOLE
0
0
15315
ELECTRONIC ARTS INC
COM
285512109
343
2385
SH
SOLE
0
0
2385
EMERSON ELECTRIC CO
COM
291011104
787
9787
SH
SOLE
0
0
9787
ENBRIDGE INC
COM
29250N105
1728
54023
SH
SOLE
0
0
54023
ENCORE CAPITAL GROUP INC
COM
292554102
201
5169
SH
SOLE
0
0
5169
ENCORE WIRE CORP
COM
292562105
424
7000
SH
SOLE
0
0
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ENERGY FOCUS INC
COM
29268T409
48
12000
SH
SOLE
0
0
12000
ENERGY TRANSFER
COM
29273V100
147
23843
SH
SOLE
0
0
23843
ENTERPRISE PRODUCTS
COM
293792107
576
29399
SH
SOLE
0
0
29399
ENVIVA PARTNERS LTD
COM
29414J107
791
17420
SH
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0
0
17420
EQUINIX INC
COM
29444U700
339
475
SH
SOLE
0
0
475
ERICSSON TELEPHONE NEW
COM
294821608
338
28274
SH
SOLE
0
0
28274
ETSY INC
COM
29786A106
620
3483
SH
SOLE
0
0
3483
EVERSOURCE ENERGY
COM
30040W108
267
3091
SH
SOLE
0
0
3091
EXCHANGE TRADED CONCEPTS
COM
301505707
303
4970
SH
SOLE
0
0
4970
EXCHANGE LISTED
COM
30151E806
983
50358
SH
SOLE
0
0
50358
EXELON CORP
COM
30161N101
442
10461
SH
SOLE
0
0
10461
EXELIXIS INC
COM
30161Q104
235
11700
SH
SOLE
0
0
11700
EXPEDITORS INTL WASH INC
COM
302130109
294
3092
SH
SOLE
0
0
3092
EXTRA SPACE STORAGE
COM
30225T102
928
8008
SH
SOLE
0
0
8008
EZCORP INC
COM
302301106
86
17934
SH
SOLE
0
0
17934
EXXON MOBIL CORP
COM
30231G102
2599
63049
SH
SOLE
0
0
63049
FMC CORP
COM
302491303
301
2618
SH
SOLE
0
0
2618
FACEBOOK INC CL A
COM
30303M102
11243
41159
SH
SOLE
0
0
41159
FASTLY INC
COM
31188V100
282
3226
SH
SOLE
0
0
3226
FASTENAL CO
COM
311900104
429
8776
SH
SOLE
0
0
8776
FEDEX CORP
COM
31428X106
2052
7905
SH
SOLE
0
0
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FIDELITY NATIONAL
COM
31620M106
781
5519
SH
SOLE
0
0
5519
FIFTH THIRD BANCORP
COM
316773100
348
12612
SH
SOLE
0
0
12612
FIRST CITIZENS BANCSHARE
COM
31946M103
637
1110
SH
SOLE
0
0
1110
FIRST EAGLE
COM
32010E100
168
12030
SH
SOLE
0
0
12030
FIRST SOLAR INC
COM
336433107
212
2147
SH
SOLE
0
0
2147
FIRST TRUST MORNINGSTAR
COM
336917109
368
12424
SH
SOLE
0
0
12424
FIRST TRUST
COM
336920103
1086
9182
SH
SOLE
0
0
9182
FIRST TRUST CAP STRENGTH
COM
33733E104
1103
16339
SH
SOLE
0
0
16339
FIRST TRUST NYSE ARCA
COM
33733E203
266
1583
SH
SOLE
0
0
1583
FIRST TRUST DOW JONES
COM
33733E302
2203
10382
SH
SOLE
0
0
10382
FIRST TRUST
COM
33733E500
970
13814
SH
SOLE
0
0
13814
FIRST TRUST
COM
337345102
1750
12676
SH
SOLE
0
0
12676
FIRST TRUST VALUE LINE
COM
33734H106
2520
71848
SH
SOLE
0
0
71848
FIRST TRUST CONSUMER
COM
33734X101
650
12776
SH
SOLE
0
0
12776
FIRST TRUST TECHNOLOGY
COM
33734X176
1164
10408
SH
SOLE
0
0
10408
FIRST TRUST
COM
33734X192
1832
19274
SH
SOLE
0
0
19274
FIRST TRUST
COM
33734X846
1763
39725
SH
SOLE
0
0
39725
FIRST TRUST GLOBAL WIND
COM
33736G106
265
11353
SH
SOLE
0
0
11353
FIRST TRUST NASDAQ CLEAN
COM
33737A108
575
7104
SH
SOLE
0
0
7104
FIRST TRUST IV
COM
33738D408
633
13001
SH
SOLE
0
0
13001
FIRST TRUST MULTI ASSET
COM
33738R100
290
19313
SH
SOLE
0
0
19313
FIRST TRUST
COM
33738R118
608
12286
SH
SOLE
0
0
12286
FIRST TRUST
COM
33738R605
381
9407
SH
SOLE
0
0
9407
FIRST TRUST
COM
33738R795
594
21186
SH
SOLE
0
0
21186
FIRST TRUST VI
COM
33738R886
336
15110
SH
SOLE
0
0
15110
FIRST TRUST EXCHANGE
COM
33739E108
2229
110395
SH
SOLE
0
0
110395
FIRST TRUST NEW
COM
33739M100
69
16052
SH
SOLE
0
0
16052
FIRST TRUST
COM
33739P855
732
35905
SH
SOLE
0
0
35905
FIRST TRUST
COM
33739Q200
3862
75026
SH
SOLE
0
0
75026
FIRST TRUST
COM
33739Q408
762
12697
SH
SOLE
0
0
12697
FIRST TRUST
COM
33740F771
2018
62326
SH
SOLE
0
0
62326
FIRST TRUST
COM
33740F805
1003
18324
SH
SOLE
0
0
18324
FIRST TRUST
COM
33740F839
260
7805
SH
SOLE
0
0
7805
FIRST TRUST
COM
33740F854
215
6500
SH
SOLE
0
0
6500
FIRST TRUST
COM
33740K101
150
16671
SH
SOLE
0
0
16671
FIRST TRUST HIGH YIELD
COM
33741Q107
490
24119
SH
SOLE
0
0
24119
FIVE BELOW INC
COM
33829M101
3052
17442
SH
SOLE
0
0
17442
FLAHERTY & CRUMRINE
COM
338478100
659
28119
SH
SOLE
0
0
28119
FLAHERTY & CRUMRINE
COM
338479108
374
15800
SH
SOLE
0
0
15800
FLAHERTY & CRUMRINE
COM
338480106
410
21611
SH
SOLE
0
0
21611
FLAHERTY & CRUMRINE
COM
33848W106
483
16628
SH
SOLE
0
0
16628
FORD MOTOR CO
COM
345370860
603
68611
SH
SOLE
0
0
68611
FORTINET INC
COM
34959E109
240
1618
SH
SOLE
0
0
1618
FORTUNE BRANDS HOME &
COM
34964C106
317
3695
SH
SOLE
0
0
3695
FRANKLIN UNIVERSAL
COM
355145103
135
18050
SH
SOLE
0
0
18050
FREEPORT MCMORAN INC
COM
35671D857
1512
58112
SH
SOLE
0
0
58112
FUELCELL ENERGY INC
COM
35952H601
117
10500
SH
SOLE
0
0
10500
GABELLI EQUITY TRUST INC
COM
362397101
284
45239
SH
SOLE
0
0
45239
GABELLI MULTIMEDIA TR
COM
36239Q109
102
12838
SH
SOLE
0
0
12838
GABELLI DIVIDEND &
COM
36242H104
440
20493
SH
SOLE
0
0
20493
GALECTIN THERAPEUTICS
COM
363225202
46
20498
SH
SOLE
0
0
20498
GAMCO GLOBAL GOLD
COM
36465A109
267
76154
SH
SOLE
0
0
76154
GENERAC HOLDINGS INC
COM
368736104
1082
4760
SH
SOLE
0
0
4760
GENERAL DYNAMICS CORP
COM
369550108
2248
15108
SH
SOLE
0
0
15108
GENERAL ELECTRIC CO
COM
369604103
1511
139872
SH
SOLE
0
0
139872
GENERAL MILLS INC
COM
370334104
493
8383
SH
SOLE
0
0
8383
GENERAL MOTORS CO
COM
37045V100
1091
26198
SH
SOLE
0
0
26198
GENUINE PARTS CO
COM
372460105
244
2434
SH
SOLE
0
0
2434
GILEAD SCIENCES INC
COM
375558103
1986
34083
SH
SOLE
0
0
34083
GLADSTONE INVESTMENT
COM
376546107
467
46288
SH
SOLE
0
0
46288
GLAXOSMITHKLINE PLC
COM
37733W105
1393
37843
SH
SOLE
0
0
37843
GLOBAL PAYMENTS INC
COM
37940X102
1612
7481
SH
SOLE
0
0
7481
GLOBAL X FUNDS
COM
37950E291
634
37651
SH
SOLE
0
0
37651
GLOBAL X MSCI CHINA
COM
37950E408
214
6002
SH
SOLE
0
0
6002
GLOBAL X
COM
37950E549
497
38683
SH
SOLE
0
0
38683
GLOBAL X
COM
37954Y483
492
21573
SH
SOLE
0
0
21573
GLOBAL X
COM
37954Y533
215
6398
SH
SOLE
0
0
6398
GLOBAL X ROBOTICS &
COM
37954Y715
445
13437
SH
SOLE
0
0
13437
GOLDMAN SACHS GROUP INC
COM
38141G104
3419
12967
SH
SOLE
0
0
12967
GOLDMAN SACHS
COM
381430503
1332
17600
SH
SOLE
0
0
17600
GRACO INC
COM
384109104
686
9476
SH
SOLE
0
0
9476
GRAINGER W W INC
COM
384802104
403
987
SH
SOLE
0
0
987
GRAND CANYON EDUCATION
COM
38526M106
272
2919
SH
SOLE
0
0
2919
GRANITESHARES
COM
38747R603
2799
77650
SH
SOLE
0
0
77650
GUIDEWIRE SOFTWARE INC
COM
40171V100
270
2098
SH
SOLE
0
0
2098
HP INC
COM
40434L105
331
13447
SH
SOLE
0
0
13447
HALLIBURTON COMPANY
COM
406216101
574
30385
SH
SOLE
0
0
30385
HANCOCK JOHN FINL OPPTYS
COM
409735206
269
8869
SH
SOLE
0
0
8869
JOHN HANCOCK PREFERRED
COM
41013W108
310
15750
SH
SOLE
0
0
15750
JOHN HANCOCK PREFERRED
COM
41021P103
357
20624
SH
SOLE
0
0
20624
HANESBRANDS INC
COM
410345102
224
15374
SH
SOLE
0
0
15374
HANNON ARMSTRONG
COM
41068X100
497
7830
SH
SOLE
0
0
7830
HARLEY DAVIDSON INC
COM
412822108
299
8146
SH
SOLE
0
0
8146
HARTFORD FINANCIAL
COM
416515104
211
4318
SH
SOLE
0
0
4318
HEALTHCARE SVCS GROUP
COM
421906108
237
8440
SH
SOLE
0
0
8440
HEICO CORP NEW
COM
422806109
389
2938
SH
SOLE
0
0
2938
JACK HENRY & ASSOCIATES
COM
426281101
323
1995
SH
SOLE
0
0
1995
HEWLETT PACKARD
COM
42824C109
124
10433
SH
SOLE
0
0
10433
HOME DEPOT INC
COM
437076102
11726
44144
SH
SOLE
0
0
44144
HONEYWELL INTL INC
COM
438516106
2879
13537
SH
SOLE
0
0
13537
HOPE BANCORP INC
COM
43940T109
178
16300
SH
SOLE
0
0
16300
HUBSPOT INC
COM
443573100
345
870
SH
SOLE
0
0
870
HUMANA INC
COM
444859102
349
850
SH
SOLE
0
0
850
HUNTSMAN CORP
COM
447011107
253
10072
SH
SOLE
0
0
10072
IAC INTERACTIVECORP
COM
44891N109
585
3090
SH
SOLE
0
0
3090
IDEXX LABORATORIES INC
COM
45168D104
743
1486
SH
SOLE
0
0
1486
ILLINOIS TOOL WORKS INC
COM
452308109
816
4003
SH
SOLE
0
0
4003
ILLUMINA INC
COM
452327109
2606
7044
SH
SOLE
0
0
7044
ING GROEP N V
COM
456837103
101
10737
SH
SOLE
0
0
10737
INNOVATIVE INDUSTRIAL
COM
45781V101
875
4779
SH
SOLE
0
0
4779
INTEL CORP
COM
458140100
3050
61213
SH
SOLE
0
0
61213
INTERCEPT PHARMS INC
BOND
45845PAA6
1002
13000
SH
SOLE
0
0
13000
INTERCONTINENTAL
COM
45866F104
780
6766
SH
SOLE
0
0
6766
INTL BUSINESS MACHINES
COM
459200101
3829
30416
SH
SOLE
0
0
30416
INTERNATIONAL PAPER
COM
460146103
441
8874
SH
SOLE
0
0
8874
INVESCO QQQ
COM
46090E103
11756
37470
SH
SOLE
0
0
37470
INVESCO
COM
46090F100
327
21457
SH
SOLE
0
0
21457
INTUIT INC
COM
461202103
1144
3010
SH
SOLE
0
0
3010
INTUITIVE SURGICAL INC
COM
46120E602
3449
4216
SH
SOLE
0
0
4216
INVESCO SENIOR INCOME TR
COM
46131H107
78
19500
SH
SOLE
0
0
19500
INVESCO TRUST INVT GRADE
COM
46131M106
171
12951
SH
SOLE
0
0
12951
INVESCO MUNICIPAL OPPTY
COM
46132C107
187
14609
SH
SOLE
0
0
14609
INVESCO ADVANTAGE MUN
COM
46132E103
629
55400
SH
SOLE
0
0
55400
INVESCO VALUE MUN INCOME
COM
46132P108
337
21539
SH
SOLE
0
0
21539
INVESCO QUALITY
COM
46133G107
618
47357
SH
SOLE
0
0
47357
INVESCO WATER RES ETF
COM
46137V142
277
5960
SH
SOLE
0
0
5960
INVESCO S&P 500 EQUAL
COM
46137V357
363
2847
SH
SOLE
0
0
2847
INVESCO
COM
46137V621
467
24310
SH
SOLE
0
0
24310
INVESCO
COM
46137V639
722
4693
SH
SOLE
0
0
4693
INVESCO
COM
46137V753
404
11258
SH
SOLE
0
0
11258
INVESCO
COM
46137V837
263
3000
SH
SOLE
0
0
3000
INVESCO
COM
46138E354
383
6804
SH
SOLE
0
0
6804
INVESCO
COM
46138E404
272
12140
SH
SOLE
0
0
12140
INVESCO
COM
46138E511
245
16038
SH
SOLE
0
0
16038
INVESCO NEW YORK
COM
46138E529
261
10000
SH
SOLE
0
0
10000
INVESCO
COM
46138E537
569
21007
SH
SOLE
0
0
21007
INVESCO
COM
46138G508
790
35457
SH
SOLE
0
0
35457
INVESCO
COM
46138G631
233
7558
SH
SOLE
0
0
7558
INVESCO
COM
46138G706
1018
9902
SH
SOLE
0
0
9902
INVESCO
COM
46138G805
299
8934
SH
SOLE
0
0
8934
INVESCO
COM
46138G870
896
34513
SH
SOLE
0
0
34513
INVITAE CORP
COM
46185L103
403
9632
SH
SOLE
0
0
9632
IRON MOUNTAIN INC NEW
COM
46284V101
233
7905
SH
SOLE
0
0
7905
ISHARES GOLD TRUST
COM
464285105
1389
76637
SH
SOLE
0
0
76637
ISHARES S&P 100
COM
464287101
233
1355
SH
SOLE
0
0
1355
ISHARES CORE S&P TOTAL
COM
464287150
767
8892
SH
SOLE
0
0
8892
ISHARES SELECT
COM
464287168
706
7339
SH
SOLE
0
0
7339
ISHARES
COM
464287176
1259
9865
SH
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0
0
9865
ISHARES CORE S&P 500 ETF
COM
464287200
3666
9765
SH
SOLE
0
0
9765
ISHARES CORE U S
COM
464287226
1969
16662
SH
SOLE
0
0
16662
ISHARES MSCI EMERGING
COM
464287234
846
16382
SH
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0
0
16382
ISHARES IBOXX
COM
464287242
4322
31289
SH
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0
0
31289
ISHARES S&P 500
COM
464287309
291
4558
SH
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0
0
4558
ISHARES
COM
464287432
1809
11468
SH
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0
0
11468
ISHARES
COM
464287440
769
6407
SH
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0
0
6407
ISHARES
COM
464287457
6891
79774
SH
SOLE
0
0
79774
ISHARES MSCI
COM
464287465
1169
16024
SH
SOLE
0
0
16024
ISHARES RUSSELL MID CAP
COM
464287499
208
3031
SH
SOLE
0
0
3031
ISHARES CORE S&P MID
COM
464287507
1445
6288
SH
SOLE
0
0
6288
ISHARES EXPANDED TECH
COM
464287515
469
1326
SH
SOLE
0
0
1326
ISHARES NASDAQ
COM
464287556
1500
9903
SH
SOLE
0
0
9903
ISHARES RUSSELL 1000
COM
464287598
1438
10515
SH
SOLE
0
0
10515
ISHARES RUSSELL 1000
COM
464287614
1922
7969
SH
SOLE
0
0
7969
ISHARES RUSSELL 1000
COM
464287622
350
1651
SH
SOLE
0
0
1651
ISHARES RUSSELL 2000
COM
464287655
2443
12461
SH
SOLE
0
0
12461
ISHARES
COM
464287663
302
4861
SH
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0
0
4861
ISHARES
COM
464287671
1064
11996
SH
SOLE
0
0
11996
ISHARES RUSSELL 3000
COM
464287689
380
1700
SH
SOLE
0
0
1700
ISHARES
COM
464287721
435
5115
SH
SOLE
0
0
5115
ISHARES
COM
464287739
204
2380
SH
SOLE
0
0
2380
ISHARES
COM
464287770
255
1699
SH
SOLE
0
0
1699
ISHARES CORE S&P
COM
464287804
2040
22198
SH
SOLE
0
0
22198
ISHARES INTL TREASURY
COM
464288117
585
10520
SH
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0
0
10520
ISHARES MSCI EAFE
COM
464288273
321
4703
SH
SOLE
0
0
4703
ISHARES JPMORGAN USD
COM
464288281
920
7934
SH
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0
0
7934
ISHARES NEW YORK
COM
464288323
379
6511
SH
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0
0
6511
ISHARES CALIFORNIA
COM
464288356
547
8703
SH
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0
0
8703
ISHARES NATIONAL
COM
464288414
590
5035
SH
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0
0
5035
ISHARES IBOXX $
COM
464288513
542
6213
SH
SOLE
0
0
6213
ISHARES
COM
464288588
665
6038
SH
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0
0
6038
ISHARES
COM
464288638
382
6186
SH
SOLE
0
0
6186
ISHARES
COM
464288646
510
9241
SH
SOLE
0
0
9241
ISHARES
COM
464288661
874
6576
SH
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0
0
6576
ISHARES
COM
464288679
2760
24968
SH
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0
0
24968
ISHARES
COM
464288687
4394
114097
SH
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0
0
114097
ISHARES U S
COM
464288760
498
5255
SH
SOLE
0
0
5255
ISHARES
COM
464288810
1988
6073
SH
SOLE
0
0
6073
ISHARES
COM
464288828
1053
4486
SH
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0
0
4486
ISHARES MSCI EAFE
COM
464288877
591
12527
SH
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0
0
12527
ISHARES MSCI EAFE
COM
464288885
837
8291
SH
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0
0
8291
ISHARES RUSSELL TOP 200
COM
464289438
703
5284
SH
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0
0
5284
ISHARES SILVER TRUST
COM
46428Q109
839
34152
SH
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0
0
34152
ISHARES
COM
46429B267
557
20438
SH
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0
0
20438
ISHARES MSCI INDIA
COM
46429B598
318
7900
SH
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0
0
7900
ISHARES
COM
46429B689
657
8943
SH
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0
0
8943
ISHARES
COM
46429B697
2887
42528
SH
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0
0
42528
BLACKROCK
COM
46431W507
326
6502
SH
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0
0
6502
ISHARES U S
COM
46431W853
1137
42617
SH
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0
0
42617
ISHARES
COM
46432F339
390
3353
SH
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0
0
3353
ISHARES
COM
46432F396
778
4821
SH
SOLE
0
0
4821
ISHARES CORE MSCI
COM
46432F842
891
12903
SH
SOLE
0
0
12903
ISHARES CORE MSCI
COM
46434G103
787
12685
SH
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0
0
12685
ISHARES
COM
46434V456
403
11302
SH
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0
0
11302
ISHARES
COM
46434V621
406
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SH
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0
0
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ISHARES TRUST
COM
46435G243
662
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SH
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0
0
25282
ISHARES
COM
46435G342
1468
46070
SH
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46070
ISHARES
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46435U440
357
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SH
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ISHARES
COM
46435U549
5104
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JPMORGAN CHASE & CO
COM
46625H100
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SH
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JP MORGAN
COM
46641Q837
993
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SH
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0
19555
JARDEN CORP
BOND
471109AM0
236
3000
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3000
JD.COM INC
COM
47215P106
326
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JEFFERIES FINANCIAL
COM
47233W109
388
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COM
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231
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JOHNSON & JOHNSON
COM
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887
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COM
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KIMBERLY CLARK CORP
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KINDER MORGAN INC DE
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COM
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542
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KROGER CO
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539
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LANTRONIX INC NEW
COM
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253
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LAS VEGAS SANDS CORP
COM
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382
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LATTICE
COM
518416102
1208
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ESTEE LAUDER CO INC
COM
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475
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LEGGETT & PLATT INC
COM
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544
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LEGG MASON
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790
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LEGG MASON
COM
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2305
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LEGG MASON
COM
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559
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LIBERTY ALL STAR GRWTH
COM
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LIBERTY ALL-STAR EQUITY
COM
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ELI LILLY & CO
COM
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763
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LIMELIGHT NETWORKS INC
COM
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106
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LISTED
COM
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LOCKHEED MARTIN CORP
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LOWES COMPANIES INC
COM
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MFS GOVERNMENT MARKETS
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MAGNA INTERNATIONAL INC
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MAGNITE INC
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MANITEX INTERNATIONAL
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MANNKIND CORP NEW
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MARATHON PETROLEUM CORP
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MARKER THERAPEUTICS INC
COM
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MARRIOTT INTL INC NEW
COM
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MASTEC INC
COM
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295
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MASTERCARD INC
COM
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MATCH GROUP INC
COM
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238
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MCDONALDS CORP
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MCEWEN MINING INC
COM
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MERCADOLIBRE INC
COM
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MERCK & COMPANY INC NEW
COM
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METLIFE INC
COM
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MICROSOFT CORP
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MICROCHIP TECHNOLOGY INC
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241
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MICRON TECHNOLOGY INC
COM
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MIDDLESEX WATER COMPANY
COM
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MILLER HOWARD
COM
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MODERNA INC
COM
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MONDELEZ INTERNATIONAL
COM
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MONGODB INC
COM
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NIO INC
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NASDAQ INC
COM
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NAVIENT CORP
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NETFLIX INC
COM
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NEW ORIENTAL EDUCATION
COM
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425
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NEW RESIDENTIAL
COM
64828T201
564
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56704
NEWMONT CORP
COM
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609
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NEXTERA ENERGY INC
COM
65339F101
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50198
NIKE INC
COM
654106103
3885
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NIKOLA CORP
COM
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181
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9 METERS BIOPHARMA INC
COM
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10000
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0
10000
NORDSON CORP
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386
1920
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0
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NORFOLK SOUTHERN CORP
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504
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NORTHERN TRUST CORP
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407
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NORTHROP GRUMMAN CORP
COM
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833
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0
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COM
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1208
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COM
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487
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0
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NOVO NORDISK AS
COM
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NUANCE COMMUNICATION INC
COM
67020Y100
355
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0
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NUVEEN MUNICIPAL INCOME
COM
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213
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NUVEEN CALIFORNIA
COM
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280
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NUVEEN AMT FREE
COM
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303
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NUVEEN
COM
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466
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NVIDIA CORP
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NUVEEN CALIFORNIA
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0
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COM
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650
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0
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NUVEEN NASDAQ 100
COM
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561
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0
21556
NUVEEN FLOATING RATE
COM
6706EN100
233
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26900
NUVEEN
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67070X101
897
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NUVEEN PFD & INCOME
COM
67072C105
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NUVEEN FLOATING RATE
COM
67072T108
329
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0
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NUVEEN PFD & INCOME
COM
67073B106
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0
0
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NUVEEN PFD & INCOME TERM
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67075A106
614
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0
0
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NUVEEN DOW 30 DYNAMIC
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67075F105
253
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0
0
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NUVEEN PFD & INCOME 2022
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67075T105
468
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0
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NUVEEN DYNAMIC
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67079X102
5356
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NUVEEN MUNICIPAL VALUE
COM
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708
63769
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67092P409
1896
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0
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NUVEEN
COM
67092P607
1144
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0
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825
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OCCIDENTAL PETROLEUM
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247
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OKTA INC
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ONEOK INC NEW
COM
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460
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ONEMAIN HLDGS INC
COM
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459
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0
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ORACLE CORP
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68389X105
2596
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0
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OTIS WORLDWIDE CORP
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221
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0
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OXFORD LANE CAP CORP
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PIMCO ENERGY & TACTICAL
COM
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162
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20016
PNC FINANCIAL SERVICES
COM
693475105
298
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0
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PPG INDUSTRIES INC
COM
693506107
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PPL CORP
COM
69351T106
774
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0
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PGIM
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69355J104
4212
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PACCAR INC
COM
693718108
323
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PACER
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69374H105
1938
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PACER
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69374H303
1400
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402
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447
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PAYCOM SOFTWARE INC
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PERMA PIPE INTL HOLDINGS
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714167103
888
145828
SH
SOLE
0
0
145828
PERSHING SQUARE TONTINE
COM
71531R109
431
15550
SH
SOLE
0
0
15550
PFIZER INC
COM
717081103
6084
165290
SH
SOLE
0
0
165290
PHILIP MORRIS INTL INC
COM
718172109
1119
13514
SH
SOLE
0
0
13514
PHILLIPS 66
COM
718546104
933
13335
SH
SOLE
0
0
13335
PIMCO MUNICIPAL INCOME
COM
72200W106
456
31900
SH
SOLE
0
0
31900
PIMCO INCOME STRATEGY
COM
72201J104
156
15665
SH
SOLE
0
0
15665
PIMCO ACTIVE BOND
COM
72201R775
285
2518
SH
SOLE
0
0
2518
PIMCO 0-5 YR HIGH YIELD
COM
72201R783
402
4093
SH
SOLE
0
0
4093
PIMCO ENHANCED SHORT
COM
72201R833
6374
62468
SH
SOLE
0
0
62468
PIMCO DYNAMIC
COM
72201Y101
201
7616
SH
SOLE
0
0
7616
PIMCO DYNAMIC CREDIT
COM
72202D106
1543
72795
SH
SOLE
0
0
72795
PINNACLE WEST CAPITAL
COM
723484101
366
4578
SH
SOLE
0
0
4578
PINTEREST INC
COM
72352L106
667
10126
SH
SOLE
0
0
10126
PIONEER FLOATING RATE
COM
72369J102
126
12308
SH
SOLE
0
0
12308
PLUG POWER INC
COM
72919P202
304
8965
SH
SOLE
0
0
8965
PLYMOUTH INDUSTRIAL REIT
COM
729640102
340
22687
SH
SOLE
0
0
22687
POLARIS INC
COM
731068102
410
4299
SH
SOLE
0
0
4299
PRICE T ROWE GROUP INC
COM
74144T108
756
4991
SH
SOLE
0
0
4991
PRINCIPAL FINANCIAL
COM
74251V102
203
4098
SH
SOLE
0
0
4098
PROCTER & GAMBLE CO
COM
742718109
7030
50524
SH
SOLE
0
0
50524
PROLOGIS INC
COM
74340W103
260
2610
SH
SOLE
0
0
2610
PROOFPOINT INC
COM
743424103
874
6408
SH
SOLE
0
0
6408
PROSHARES TR
COM
74347B169
316
4160
SH
SOLE
0
0
4160
PROSHARES
COM
74347B680
924
14702
SH
SOLE
0
0
14702
PROSHARES
COM
74347B698
1095
19075
SH
SOLE
0
0
19075
PROSHARES LARGE CAP CORE
COM
74347R248
1085
12859
SH
SOLE
0
0
12859
PROSHARES VIX SHORT
COM
74347W171
531
38620
SH
SOLE
0
0
38620
PROSHARES TRUST
COM
74348A467
2799
35037
SH
SOLE
0
0
35037
PROSPECT CAPITAL CORP
COM
74348T102
141
25986
SH
SOLE
0
0
25986
PROTO LABS INC
COM
743713109
871
5675
SH
SOLE
0
0
5675
PUTNAM MANAGED MUNICIPAL
COM
746823103
653
80966
SH
SOLE
0
0
80966
PUTNAM MUNICIPAL
COM
746922103
188
13709
SH
SOLE
0
0
13709
QUALCOMM INC
COM
747525103
7328
48102
SH
SOLE
0
0
48102
QUALIGEN THERAPEUTICS
COM
74754R103
97
32228
SH
SOLE
0
0
32228
QUEST DIAGNOSTICS INC
COM
74834L100
235
1976
SH
SOLE
0
0
1976
RAYTHEON TECHNOLOGIES
COM
75513E101
2689
37605
SH
SOLE
0
0
37605
REALTY INCOME CORP
COM
756109104
1003
16131
SH
SOLE
0
0
16131
REAVES UTILITY INCOME
COM
756158101
215
6542
SH
SOLE
0
0
6542
REGENERON
COM
75886F107
648
1342
SH
SOLE
0
0
1342
REGIONS FINANCIAL
COM
7591EP100
163
10119
SH
SOLE
0
0
10119
REINSURANCE GROUP
COM
759351604
393
3387
SH
SOLE
0
0
3387
RENAISSANCE CAPITAL
COM
759937204
205
3185
SH
SOLE
0
0
3185
RITCHIE BROTHERS
COM
767744105
446
6415
SH
SOLE
0
0
6415
RIVERNORTH MANAGED
COM
76882H105
431
24193
SH
SOLE
0
0
24193
RIVERNORTH FLEXIBLE
COM
76883H104
242
11086
SH
SOLE
0
0
11086
RIVERVIEW BANCORP
COM
769397100
84
16000
SH
SOLE
0
0
16000
ROCKWELL AUTOMATION INC
COM
773903109
729
2908
SH
SOLE
0
0
2908
ROKU INC
COM
77543R102
2193
6604
SH
SOLE
0
0
6604
ROLLINS INC
COM
775711104
338
8653
SH
SOLE
0
0
8653
ROPER TECHNOLOGIES INC
COM
776696106
586
1360
SH
SOLE
0
0
1360
ROSS STORES INC
COM
778296103
602
4904
SH
SOLE
0
0
4904
ROYAL BANK CANADA
COM
780087102
754
9187
SH
SOLE
0
0
9187
ROYAL DUTCH SHELL PLC
COM
780259206
449
12777
SH
SOLE
0
0
12777
ROYCE VALUE TRUST INC
COM
780910105
649
40214
SH
SOLE
0
0
40214
SEI INVESTMENTS CO
COM
784117103
310
5398
SH
SOLE
0
0
5398
SPDR S&P 500 ETF
COM
78462F103
14346
38371
SH
SOLE
0
0
38371
SPDR GOLD TRUST
COM
78463V107
7874
44144
SH
SOLE
0
0
44144
SPDR SER
COM
78464A110
1358
6315
SH
SOLE
0
0
6315
SPDR SERIES TRUST
COM
78464A300
516
7800
SH
SOLE
0
0
7800
SPDR BLOOMBERG BARCLAYS
COM
78464A359
1687
20374
SH
SOLE
0
0
20374
SPDR
COM
78464A672
631
19101
SH
SOLE
0
0
19101
SPDR S&P REGIONAL
COM
78464A698
250
4808
SH
SOLE
0
0
4808
SPDR SERIES TRUST
COM
78464A763
590
5569
SH
SOLE
0
0
5569
SPDR PORTFOLIO
COM
78464A805
299
6489
SH
SOLE
0
0
6489
SPDR SERIES TRUST
COM
78464A870
1401
9953
SH
SOLE
0
0
9953
SPDR SERIES TRUST
COM
78464A888
290
5036
SH
SOLE
0
0
5036
SPDR
COM
78467V608
488
10688
SH
SOLE
0
0
10688
SPDR DOW JONES
COM
78467X109
4134
13519
SH
SOLE
0
0
13519
SPDR S&P MID CAP 400 ETF
COM
78467Y107
594
1414
SH
SOLE
0
0
1414
SPDR BLOOMBERG BARCLAYS
COM
78468R663
771
8427
SH
SOLE
0
0
8427
SPDR NUVEEN BLOOMBERG
COM
78468R739
716
14374
SH
SOLE
0
0
14374
SPDR PORTFOLIO
COM
78468R788
647
19649
SH
SOLE
0
0
19649
SOC TELEMED INC
COM
78472F101
4377
558336
SH
SOLE
0
0
558336
SAILPOINT TECHNOLOGIES
COM
78781P105
219
4115
SH
SOLE
0
0
4115
SALESFORCE.COM INC
COM
79466L302
6496
29190
SH
SOLE
0
0
29190
SANOFI
COM
80105N105
599
12324
SH
SOLE
0
0
12324
SCHWAB CHARLES CORP NEW
COM
808513105
569
10721
SH
SOLE
0
0
10721
SCHWAB U S LARGE CAP
COM
808524300
204
1588
SH
SOLE
0
0
1588
SCHWAB EMERGING
COM
808524706
1279
41742
SH
SOLE
0
0
41742
SCOTTS MIRACLE-GRO CO
COM
810186106
329
1652
SH
SOLE
0
0
1652
SEA LTD
COM
81141R100
525
2638
SH
SOLE
0
0
2638
SECTOR HEALTHCARE
COM
81369Y209
2903
25593
SH
SOLE
0
0
25593
SECTOR CONSUMER STAPLES
COM
81369Y308
1236
18329
SH
SOLE
0
0
18329
CONSUMER DISCRETIONARY
COM
81369Y407
836
5200
SH
SOLE
0
0
5200
SECTOR ENERGY SELECT
COM
81369Y506
519
13689
SH
SOLE
0
0
13689
SECTOR FINANCIAL SELECT
COM
81369Y605
623
21141
SH
SOLE
0
0
21141
SECTOR INDUSTRIAL
COM
81369Y704
571
6445
SH
SOLE
0
0
6445
SECTOR TECHNOLOGY
COM
81369Y803
3199
24602
SH
SOLE
0
0
24602
SELECT SECTOR
COM
81369Y852
228
3386
SH
SOLE
0
0
3386
SELECT SECTOR TR
COM
81369Y860
1723
47139
SH
SOLE
0
0
47139
SELECT UTILITIES SELECT
COM
81369Y886
2781
44359
SH
SOLE
0
0
44359
SEMPRA ENERGY
COM
816851109
687
5395
SH
SOLE
0
0
5395
SERVICE PROPERTIES TR
COM
81761L102
139
12105
SH
SOLE
0
0
12105
SERVICENOW INC
COM
81762P102
1410
2562
SH
SOLE
0
0
2562
SHOPIFY INC
COM
82509L107
2053
1814
SH
SOLE
0
0
1814
SIENTRA INC
COM
82621J105
45
11500
SH
SOLE
0
0
11500
SIX FLAGS ENTERTAINMENT
COM
83001A102
204
5983
SH
SOLE
0
0
5983
SKYWORKS SOLUTIONS INC
COM
83088M102
675
4413
SH
SOLE
0
0
4413
SNAP ON INC
COM
833034101
307
1792
SH
SOLE
0
0
1792
SNAP INC
COM
83304A106
250
4984
SH
SOLE
0
0
4984
SNOWFLAKE INC
COM
833445109
250
890
SH
SOLE
0
0
890
SOLAREDGE TECHNOLOGIES
COM
83417M104
377
1180
SH
SOLE
0
0
1180
SONY CORP
COM
835699307
367
3626
SH
SOLE
0
0
3626
SORRENTO THERAPEUTICS
COM
83587F202
73
10700
SH
SOLE
0
0
10700
SOUTHERN COMPANY
COM
842587107
1238
20156
SH
SOLE
0
0
20156
SOUTHWEST AIRLINES CO
COM
844741108
461
9891
SH
SOLE
0
0
9891
SOUTHWESTERN ENERGY
COM
845467109
75
25000
SH
SOLE
0
0
25000
SPLUNK INC
COM
848637104
309
1818
SH
SOLE
0
0
1818
SPROUTS FARMERS MARKET
COM
85208M102
360
17904
SH
SOLE
0
0
17904
SPROTT PHYSICAL GOLD &
COM
85208R101
213
11004
SH
SOLE
0
0
11004
SQUARE INC
COM
852234103
4281
19669
SH
SOLE
0
0
19669
STANLEY BLACK & DECKER
COM
854502101
206
1154
SH
SOLE
0
0
1154
STARBUCKS CORP
COM
855244109
5379
53110
SH
SOLE
0
0
53110
STARWOOD PROPERTY TRUST
COM
85571B105
320
16578
SH
SOLE
0
0
16578
STEEL DYNAMICS INC
COM
858119100
353
9578
SH
SOLE
0
0
9578
STITCH FIX INC
COM
860897107
294
5010
SH
SOLE
0
0
5010
STRYKER CORP
COM
863667101
1064
4344
SH
SOLE
0
0
4344
SYNOPSYS INC
COM
871607107
1625
6269
SH
SOLE
0
0
6269
SYSCO CORP
COM
871829107
555
7472
SH
SOLE
0
0
7472
TJX COS INC NEW
COM
872540109
736
10775
SH
SOLE
0
0
10775
T-MOBILE US INC
COM
872590104
320
2375
SH
SOLE
0
0
2375
TAIWAN SEMICONDUCTOR
COM
874039100
1802
16525
SH
SOLE
0
0
16525
TAKE-TWO INTERACTIVE INC
COM
874054109
292
1407
SH
SOLE
0
0
1407
TARGET CORP
COM
87612E106
4095
23197
SH
SOLE
0
0
23197
TEKLA HEALTHCARE OPPTYS
COM
879105104
2102
103128
SH
SOLE
0
0
103128
TEKLA HEALTHCARE INV SBI
COM
87911J103
538
22568
SH
SOLE
0
0
22568
TEKLA WORLD HLTHCARE
COM
87911L108
293
18538
SH
SOLE
0
0
18538
TELADOC HEALTH INC
COM
87918A105
2014
10070
SH
SOLE
0
0
10070
TELOS CORP
COM
87969B101
379
11500
SH
SOLE
0
0
11500
TESLA INC
COM
88160R101
8291
11749
SH
SOLE
0
0
11749
TEVA PHARMACEUTICAL INDS
COM
881624209
300
31071
SH
SOLE
0
0
31071
TEXAS INSTRUMENTS INC
COM
882508104
1711
10426
SH
SOLE
0
0
10426
TEXAS PACIFIC LAND TRUST
COM
882610108
294
405
SH
SOLE
0
0
405
TRADE DESK INC (THE)
COM
88339J105
1886
2354
SH
SOLE
0
0
2354
THERMO FISHER
COM
883556102
3162
6788
SH
SOLE
0
0
6788
3D SYSTEMS CORP DEL NEW
COM
88554D205
105
10000
SH
SOLE
0
0
10000
3M COMPANY
COM
88579Y101
2570
14706
SH
SOLE
0
0
14706
TOYOTA MOTOR CORP
COM
892331307
247
1597
SH
SOLE
0
0
1597
TRAVELERS COS INC
COM
89417E109
397
2829
SH
SOLE
0
0
2829
TREVENA INC
COM
89532E109
30
14150
SH
SOLE
0
0
14150
TRIO TECH INTL NEW
COM
896712205
41
10409
SH
SOLE
0
0
10409
TRUIST FINANCIAL CORP
COM
89832Q109
447
9323
SH
SOLE
0
0
9323
TWILIO INC
COM
90138F102
1471
4345
SH
SOLE
0
0
4345
TWITTER INC
COM
90184L102
794
14666
SH
SOLE
0
0
14666
TYLER TECHNOLOGIES INC
COM
902252105
1230
2818
SH
SOLE
0
0
2818
U S BANCORP DE NEW
COM
902973304
1418
30433
SH
SOLE
0
0
30433
UMH PROPERTIES INC
COM
903002103
504
34014
SH
SOLE
0
0
34014
UBER TECHNOLOGIES INC
COM
90353T100
872
17106
SH
SOLE
0
0
17106
ULTA BEAUTY INC
COM
90384S303
1918
6679
SH
SOLE
0
0
6679
UNILEVER PLC
COM
904767704
408
6759
SH
SOLE
0
0
6759
UNION PACIFIC CORP
COM
907818108
2407
11559
SH
SOLE
0
0
11559
UNITED PARCEL SERVICE
COM
911312106
2579
15314
SH
SOLE
0
0
15314
UNITED RENTALS INC
COM
911363109
205
884
SH
SOLE
0
0
884
UNITED STATES STEEL CORP
COM
912909108
332
19774
SH
SOLE
0
0
19774
UNITEDHEALTH GROUP INC
COM
91324P102
7617
21721
SH
SOLE
0
0
21721
V F CORP
COM
918204108
666
7803
SH
SOLE
0
0
7803
VALE S A
COM
91912E105
239
14282
SH
SOLE
0
0
14282
VALERO ENERGY CORP
COM
91913Y100
325
5742
SH
SOLE
0
0
5742
VANECK VECTORS
COM
92189F106
1664
46196
SH
SOLE
0
0
46196
VANECK VECTORS
COM
92189F411
1113
81058
SH
SOLE
0
0
81058
VANECK VECTORS
COM
92189F437
801
24957
SH
SOLE
0
0
24957
VANECK VECTORS
COM
92189F643
586
9455
SH
SOLE
0
0
9455
VANECK VECTORS
COM
92189F676
1145
5244
SH
SOLE
0
0
5244
VANECK VECTORS
COM
92189F726
254
1498
SH
SOLE
0
0
1498
VANECK VECTORS
COM
92189F791
300
5526
SH
SOLE
0
0
5526
VANECK VECTORS
COM
92189H102
243
8486
SH
SOLE
0
0
8486
VANECK VECTORS
COM
92189H201
542
10424
SH
SOLE
0
0
10424
VANECK VECTORS
COM
92189H300
323
9708
SH
SOLE
0
0
9708
VANGUARD DIVIDEND
COM
921908844
965
6836
SH
SOLE
0
0
6836
VANGUARD TOTAL INTL
COM
921909768
503
8357
SH
SOLE
0
0
8357
VANGUARD
COM
921910691
337
4414
SH
SOLE
0
0
4414
VANGUARD EXTENDED
COM
921910709
358
2350
SH
SOLE
0
0
2350
VANGUARD
COM
921910733
7939
113139
SH
SOLE
0
0
113139
VANGUARD MEGA CAP
COM
921910816
229
1122
SH
SOLE
0
0
1122
VANGUARD LONG TERM
COM
921937793
458
4179
SH
SOLE
0
0
4179
VANGUARD INTERMEDIATE
COM
921937819
438
4714
SH
SOLE
0
0
4714
VANGUARD SHORT TERM
COM
921937827
2950
35591
SH
SOLE
0
0
35591
VANGUARD TOTAL BOND
COM
921937835
3018
34223
SH
SOLE
0
0
34223
VANGUARD FTSE DEVELOPED
COM
921943858
908
19240
SH
SOLE
0
0
19240
VANGUARD HIGH DIVIDEND
COM
921946406
466
5089
SH
SOLE
0
0
5089
VANGUARD TOTAL INTL BOND
COM
92203J407
323
5525
SH
SOLE
0
0
5525
VANGUARD GLOBAL EX U S
COM
922042676
498
9170
SH
SOLE
0
0
9170
VANGUARD TOTAL WORLD
COM
922042742
999
10794
SH
SOLE
0
0
10794
VANGUARD
COM
922042775
259
4439
SH
SOLE
0
0
4439
VANGUARD FTSE EMERGING
COM
922042858
1439
28715
SH
SOLE
0
0
28715
VANGUARD FTSE EUROPE ETF
COM
922042874
217
3596
SH
SOLE
0
0
3596
VANGUARD CONSUMER
COM
92204A108
1516
5510
SH
SOLE
0
0
5510
VANGUARD CONSUMER
COM
92204A207
487
2798
SH
SOLE
0
0
2798
VANGUARD FINANCIALS ETF
COM
92204A405
217
2977
SH
SOLE
0
0
2977
VANGUARD HEALTH CARE ETF
COM
92204A504
508
2269
SH
SOLE
0
0
2269
VANGUARD INDUSTRIALS ETF
COM
92204A603
221
1301
SH
SOLE
0
0
1301
VANGUARD INFORMATION
COM
92204A702
1063
3003
SH
SOLE
0
0
3003
VANGUARD MATERIALS ETF
COM
92204A801
298
1901
SH
SOLE
0
0
1901
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