Executive Vice President Head of Wealth Management

0001142495-19-000007.txt : 20191017 0001142495-19-000007.hdr.sgml : 20191017 20191017165240 ACCESSION NUMBER: 0001142495-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191017 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 191155627 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 09-30-2019 09-30-2019 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President Head of Wealth Management 213-688-8900 /s/ Christopher Mone Los Angeles CA 10-17-2019 0 15619 1022198 false INFORMATION TABLE 2 13FInfoTable_2019Q3.xml ABB LIMITED COM 000375204 239 12158 SH SOLE 0 0 12158 AFLAC INC COM 001055102 1029 19667 SH SOLE 0 0 19667 AG MORTGAGE INV TR INC COM 001228105 610 40276 SH SOLE 0 0 40276 AGNC INVESTMENT CORP COM 00123Q104 313 19425 SH SOLE 0 0 19425 AES CORP COM 00130H105 212 12978 SH SOLE 0 0 12978 AK STEEL HOLDING CORP COM 001547108 113 49659 SH SOLE 0 0 49659 ALPS SECTOR DIVIDEND COM 00162Q858 236 5372 SH SOLE 0 0 5372 ALPS ALERIAN MLP ETF COM 00162Q866 793 86763 SH SOLE 0 0 86763 A-MARK PRECIOUS METALS COM 00181T107 1371 113737 SH SOLE 0 0 113737 AT&T INC COM 00206R102 12153 321174 SH SOLE 0 0 321174 ARK COM 00214Q104 410 9554 SH SOLE 0 0 9554 ASE TECHNOLOGY HOLDING COM 00215W100 82 18428 SH SOLE 0 0 18428 AU OPTRONICS CORP COM 002255107 181 73509 SH SOLE 0 0 73509 ABBOTT 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SERVICE COMPANY COM 576853105 762 44448 SH SOLE 0 0 44448 MCDONALDS CORP COM 580135101 3350 15601 SH SOLE 0 0 15601 MCEWEN MINING INC COM 58039P107 203 130401 SH SOLE 0 0 130401 MERCADOLIBRE INC COM 58733R102 959 1739 SH SOLE 0 0 1739 MERCK & COMPANY INC NEW COM 58933Y105 3230 38367 SH SOLE 0 0 38367 MESABI TRUST CTF BEN INT COM 590672101 305 12770 SH SOLE 0 0 12770 METLIFE INC COM 59156R108 487 10319 SH SOLE 0 0 10319 MFS HIGH INCOME COM 59318D104 71 12838 SH SOLE 0 0 12838 MICROSOFT CORP COM 594918104 16858 121251 SH SOLE 0 0 121251 MICRON TECHNOLOGY INC COM 595112103 1074 25062 SH SOLE 0 0 25062 MIDDLESEX WATER COMPANY COM 596680108 352 5413 SH SOLE 0 0 5413 MILLER HOWARD COM 600379101 215 19720 SH SOLE 0 0 19720 MITEK SYS INC COM NEW COM 606710200 125 13000 SH SOLE 0 0 13000 MOBILE MINI INC COM 60740F105 475 12897 SH SOLE 0 0 12897 MONDELEZ INTERNATIONAL COM 609207105 1173 21212 SH SOLE 0 0 21212 MONMOUTH REAL ESTATE COM 609720107 608 42204 SH SOLE 0 0 42204 MORGAN STANLEY COM 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NEXPOINT COM 65340G205 260 14522 SH SOLE 0 0 14522 NICHOLAS FINANCIAL INC COM 65373J209 1000 110968 SH SOLE 0 0 110968 NIKE INC COM 654106103 2536 27005 SH SOLE 0 0 27005 NISOURCE INC COM 65473P105 248 8280 SH SOLE 0 0 8280 NOKIA CORP COM 654902204 220 43438 SH SOLE 0 0 43438 NORDSON CORP COM 655663102 285 1951 SH SOLE 0 0 1951 NORDSTROM INC COM 655664100 576 17103 SH SOLE 0 0 17103 NORFOLK SOUTHERN CORP COM 655844108 619 3447 SH SOLE 0 0 3447 NORTHERN OIL & GAS INC COM 665531109 59 30040 SH SOLE 0 0 30040 NORTHERN TRUST CORP COM 665859104 964 10326 SH SOLE 0 0 10326 NORTHRIM BANCORP INC COM 666762109 713 17979 SH SOLE 0 0 17979 NORTHROP GRUMMAN CORP COM 666807102 759 2026 SH SOLE 0 0 2026 NOVARTIS AG COM 66987V109 1603 18452 SH SOLE 0 0 18452 NOVELLUS SYS INC BOND 670008AD3 13577 19000 SH SOLE 0 0 19000 NOVO NORDISK AS COM 670100205 2010 38883 SH SOLE 0 0 38883 NUVEEN ARIZONA QUALITY COM 67061W104 191 14194 SH SOLE 0 0 14194 NUVEEN CALIFORNIA COM 67062C107 276 26029 SH SOLE 0 0 26029 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