Executive Vice President and Head of Wealth Managment

0001142495-19-000005.txt : 20190801 0001142495-19-000005.hdr.sgml : 20190801 20190731174755 ACCESSION NUMBER: 0001142495-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190731 EFFECTIVENESS DATE: 20190801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 19990023 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 06-30-2019 06-30-2019 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President and Head of Wealth Managment 213-688-8900 /s/ Christopher Mone Los Angeles CA 07-31-2019 0 15744 994710 false INFORMATION TABLE 2 13FInfoTable_2019Q2.xml ABB LIMITED COM 000375204 240 11985 SH SOLE 0 0 11985 AFLAC INC COM 001055102 1084 19774 SH SOLE 0 0 19774 AG MORTGAGE INV TR INC COM 001228105 640 40231 SH SOLE 0 0 40231 AGNC INVESTMENT CORP COM 00123Q104 325 19345 SH SOLE 0 0 19345 AES CORP COM 00130H105 224 13339 SH SOLE 0 0 13339 AK STEEL HOLDING CORP COM 001547108 316 133379 SH SOLE 0 0 133379 ALPS COM 00162Q593 263 7292 SH SOLE 0 0 7292 ALPS SECTOR DIVIDEND COM 00162Q858 257 5906 SH SOLE 0 0 5906 ALPS ALERIAN MLP ETF COM 00162Q866 784 79595 SH SOLE 0 0 79595 A-MARK PRECIOUS METALS COM 00181T107 1594 122134 SH SOLE 0 0 122134 AT&T INC COM 00206R102 10028 299250 SH SOLE 0 0 299250 ATYR PHARMA INC OLDCHG COM 002120103 25 67270 SH SOLE 0 0 67270 ARK COM 00214Q104 492 10254 SH SOLE 0 0 10254 ASE TECHNOLOGY 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