Executive Vice President and Head of Wealth Management

0001142495-19-000003.txt : 20190417 0001142495-19-000003.hdr.sgml : 20190417 20190417170040 ACCESSION NUMBER: 0001142495-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 EFFECTIVENESS DATE: 20190417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 19753571 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 03-31-2019 03-31-2019 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President and Head of Wealth Management 213-688-800 /s/ Christopher Mone Los Angeles CA 04-17-2019 0 14803 930795 false INFORMATION TABLE 2 13FInfoTable_2019Q1.xml ABB LIMITED COM 000375204 212 11232 SH SOLE 0 0 11232 AFLAC INC COM 001055102 988 19753 SH SOLE 0 0 19753 AG MORTGAGE INV TR INC COM 001228105 667 39589 SH SOLE 0 0 39589 AGNC INVESTMENT CORP COM 00123Q104 228 12676 SH SOLE 0 0 12676 AK STEEL HOLDING CORP COM 001547108 397 144410 SH SOLE 0 0 144410 ALPS SECTOR DIVIDEND COM 00162Q858 282 6574 SH SOLE 0 0 6574 ALPS ALERIAN MLP ETF COM 00162Q866 842 83946 SH SOLE 0 0 83946 A-MARK PRECIOUS METALS COM 00181T107 1384 116295 SH SOLE 0 0 116295 AT&T INC COM 00206R102 9005 287148 SH SOLE 0 0 287148 ATYR PHARMA INC COM 002120103 14 25999 SH SOLE 0 0 25999 ARK COM 00214Q104 446 9549 SH SOLE 0 0 9549 AU OPTRONICS CORP COM 002255107 327 89957 SH SOLE 0 0 89957 ABBOTT LABORATORIES COM 002824100 2259 28257 SH SOLE 0 0 28257 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