0001142495-19-000001.txt : 20190131
0001142495-19-000001.hdr.sgml : 20190131
20190131132531
ACCESSION NUMBER: 0001142495-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
EFFECTIVENESS DATE: 20190131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC
CENTRAL INDEX KEY: 0001142495
IRS NUMBER: 952495390
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12460
FILM NUMBER: 19554699
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8090
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER COMPANY:
FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC
DATE OF NAME CHANGE: 20010613
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001142495
XXXXXXXX
12-31-2018
12-31-2018
WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: BUSINESS CONDUCT DEPT.
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-12460
N
R James Richards
Executive Vice President
213-688-8000
/s/ R James Richards
Los Angeles
CA
01-31-2019
0
13379
782423
false
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13FInfoTable_2018Q4.xml
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COM
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ARK
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COM
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COM
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COM
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COM
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COM
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COM
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COMCAST CORP CL A NEW
COM
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COMMERCE BANCSHARES INC
COM
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COM
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COM
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COM
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319
9858
SH
SOLE
0
0
9858
CORENERGY INFRASTRUCTURE
COM
21870U502
243
7353
SH
SOLE
0
0
7353
CORNING INC
COM
219350105
237
7861
SH
SOLE
0
0
7861
COSTCO WHOLESALE CORP
COM
22160K105
2766
13580
SH
SOLE
0
0
13580
CREDIT SUISSE ASSET
COM
224916106
92
33323
SH
SOLE
0
0
33323
CRONOS GROUP INC
COM
22717L101
541
52057
SH
SOLE
0
0
52057
CROWN CASTLE INTL CORP
COM
22822V101
1793
16510
SH
SOLE
0
0
16510
CUMMINS INC
COM
231021106
309
2309
SH
SOLE
0
0
2309
CYPRESS ENERGY PARTNERS
COM
232751107
198
35230
SH
SOLE
0
0
35230
CYPRESS SEMICONDUCTOR
BOND
232806AM1
354
3000
SH
SOLE
0
0
3000
CYRUSONE INC
COM
23283R100
236
4461
SH
SOLE
0
0
4461
CYTOMX THERAPEUTICS INC
COM
23284F105
383
25355
SH
SOLE
0
0
25355
DNP SELECT INCOME
COM
23325P104
164
15775
SH
SOLE
0
0
15775
D R HORTON INC
COM
23331A109
645
18610
SH
SOLE
0
0
18610
DANAHER CORP
COM
235851102
1686
16353
SH
SOLE
0
0
16353
DANAHER CORP
BOND
235851AF9
3917
10000
SH
SOLE
0
0
10000
DARDEN RESTAURANTS INC
COM
237194105
433
4341
SH
SOLE
0
0
4341
DARLING INGREDIENTS INC
COM
237266101
235
12205
SH
SOLE
0
0
12205
DECKERS OUTDOOR CORP
COM
243537107
212
1656
SH
SOLE
0
0
1656
DEERE & CO
COM
244199105
468
3135
SH
SOLE
0
0
3135
DEL TACO RESTAURANTS INC
COM
245496104
286
28631
SH
SOLE
0
0
28631
DELAWARE ENHANCED
COM
246060107
289
33164
SH
SOLE
0
0
33164
DELAWARE INVESTMENTS
COM
246101109
260
20389
SH
SOLE
0
0
20389
DELTA AIRLINES INC NEW
COM
247361702
391
7838
SH
SOLE
0
0
7838
DESWELL INDUSTRIES INC
COM
250639101
545
181222
SH
SOLE
0
0
181222
DEVON ENERGY CORP NEW
COM
25179M103
208
9207
SH
SOLE
0
0
9207
DEXCOM INC
COM
252131107
358
2985
SH
SOLE
0
0
2985
DIAGEO PLC NEW
COM
25243Q205
698
4920
SH
SOLE
0
0
4920
DIGITAL REALTY
COM
253868103
624
5857
SH
SOLE
0
0
5857
DIGITAL TURBINE INC
COM
25400W102
42
23000
SH
SOLE
0
0
23000
WALT DISNEY CO
COM
254687106
3724
33960
SH
SOLE
0
0
33960
DISCOVER FINANCIAL
COM
254709108
392
6649
SH
SOLE
0
0
6649
DISH NETWORK CORP
BOND
25470MAD1
3025
38000
SH
SOLE
0
0
38000
DR REDDYS LABORATORIES
COM
256135203
231
6121
SH
SOLE
0
0
6121
DOLLAR GENL CORP NEW
COM
256677105
264
2444
SH
SOLE
0
0
2444
DOMINION ENERGY INC
COM
25746U109
5153
72108
SH
SOLE
0
0
72108
DONEGAL GROUP INC
COM
257701201
339
24837
SH
SOLE
0
0
24837
DOUBLELINE INCOME
COM
258622109
487
28083
SH
SOLE
0
0
28083
DOWDUPONT INC
COM
26078J100
1620
30284
SH
SOLE
0
0
30284
DPW HLDGS INC
COM
26140E105
3
34080
SH
SOLE
0
0
34080
DREYFUS STRATEGIC
COM
261932107
90
12513
SH
SOLE
0
0
12513
DREYFUS MUNICIPAL BOND
COM
26203D101
129
10877
SH
SOLE
0
0
10877
DUFF & PHELPS GLOBAL
COM
26433C105
154
12992
SH
SOLE
0
0
12992
DUFF & PHELPS SELECT
COM
26433F108
79
20114
SH
SOLE
0
0
20114
DUKE ENERGY CORP NEW
COM
26441C204
1319
15286
SH
SOLE
0
0
15286
EMC INSURANCE GROUP INC
COM
268664109
981
30788
SH
SOLE
0
0
30788
ETFIS SER TR I
COM
26923G103
78
15600
SH
SOLE
0
0
15600
ETFMG
COM
26924G508
311
12480
SH
SOLE
0
0
12480
EAGLE POINT CREDIT
COM
269808101
228
16050
SH
SOLE
0
0
16050
EAST WEST BANCORP INC
COM
27579R104
442
10155
SH
SOLE
0
0
10155
EATON VANCE CALIFORNIA
COM
27826F101
272
24600
SH
SOLE
0
0
24600
EATON VANCE CALIFORNIA
COM
27828A100
416
42019
SH
SOLE
0
0
42019
EATON VANCE LIMITED
COM
27828H105
311
26116
SH
SOLE
0
0
26116
EATON VANCE TAX
COM
27828Y108
301
22362
SH
SOLE
0
0
22362
EATON VANCE TAX
COM
27829C105
189
19875
SH
SOLE
0
0
19875
EATON VANCE TAX
COM
27829F108
1019
136643
SH
SOLE
0
0
136643
EBAY INC
COM
278642103
406
14477
SH
SOLE
0
0
14477
ECOLAB INC
COM
278865100
530
3595
SH
SOLE
0
0
3595
ECOLOGY & ENVIRONMENT
COM
278878103
1319
116289
SH
SOLE
0
0
116289
EDISON INTL
COM
281020107
327
5768
SH
SOLE
0
0
5768
EDWARDS LIFESCIENCES
COM
28176E108
685
4470
SH
SOLE
0
0
4470
ELECTRONIC ARTS INC
COM
285512109
238
3016
SH
SOLE
0
0
3016
ELLINGTON RESIDENTIAL
COM
288578107
133
13020
SH
SOLE
0
0
13020
EMERSON ELECTRIC CO
COM
291011104
811
13575
SH
SOLE
0
0
13575
ENCANA CORP
COM
292505104
141
24429
SH
SOLE
0
0
24429
ENBRIDGE INC
COM
29250N105
1054
33902
SH
SOLE
0
0
33902
ENCORE WIRE CORP
COM
292562105
351
7000
SH
SOLE
0
0
7000
ENERGY RECOVERY INC
COM
29270J100
289
43000
SH
SOLE
0
0
43000
ENERGY TRANSFER
COM
29273V100
948
71747
SH
SOLE
0
0
71747
ENTERPRISE PRODUCTS
COM
293792107
487
19789
SH
SOLE
0
0
19789
ENVIVA PARTNERS LTD
COM
29414J107
237
8551
SH
SOLE
0
0
8551
EXCHANGE YIELDSHARES
COM
301505301
670
41790
SH
SOLE
0
0
41790
EXCHANGE TRADED CONCEPTS
COM
301505707
235
7219
SH
SOLE
0
0
7219
EXELON CORP
COM
30161N101
422
9352
SH
SOLE
0
0
9352
EXELIXIS INC
COM
30161Q104
646
32850
SH
SOLE
0
0
32850
EXPEDITORS INTL WASH INC
COM
302130109
230
3373
SH
SOLE
0
0
3373
EXTRA SPACE STORAGE
COM
30225T102
476
5257
SH
SOLE
0
0
5257
EZCORP INC
BOND
302301AB2
2239
23000
SH
SOLE
0
0
23000
EXXON MOBIL CORP
COM
30231G102
6083
89210
SH
SOLE
0
0
89210
EYEGATE PHARMACEUTICALS
COM
30233M107
9
20000
SH
SOLE
0
0
20000
FS KKR CAPITAL CORP
COM
302635107
58
11290
SH
SOLE
0
0
11290
FACEBOOK INC CL A
COM
30303M102
7670
58511
SH
SOLE
0
0
58511
FASTENAL CO
COM
311900104
205
3912
SH
SOLE
0
0
3912
FEDL AGRICULTURAL
COM
313148306
520
8596
SH
SOLE
0
0
8596
FEDEX CORP
COM
31428X106
1215
7532
SH
SOLE
0
0
7532
FIFTH THIRD BANCORP
COM
316773100
297
12609
SH
SOLE
0
0
12609
FIRST CITIZENS BANCSHARE
COM
31946M103
276
733
SH
SOLE
0
0
733
FIRST FOUNDATION INC
COM
32026V104
177
13794
SH
SOLE
0
0
13794
FIRST INTERNET BANCORP
COM
320557101
576
28167
SH
SOLE
0
0
28167
FIRST MAJESTIC SILVER
COM
32076V103
99
16858
SH
SOLE
0
0
16858
FIRST MIDWEST BANCORP
COM
320867104
631
31834
SH
SOLE
0
0
31834
FIRST TRUST MORNINGSTAR
COM
336917109
1361
49946
SH
SOLE
0
0
49946
FIRST TRUST
COM
336920103
1362
21946
SH
SOLE
0
0
21946
FIRST TRUST CAP STRENGTH
COM
33733E104
2035
42152
SH
SOLE
0
0
42152
FIRST TRUST DOW JONES
COM
33733E302
1008
8643
SH
SOLE
0
0
8643
FIRST TRUST
COM
337345102
261
3832
SH
SOLE
0
0
3832
FIRST TRUST VALUE LINE
COM
33734H106
2643
90879
SH
SOLE
0
0
90879
FIRST TRUST LARGE CAP
COM
33734K109
259
4975
SH
SOLE
0
0
4975
FIRST TRUST SMALL CAP
COM
33734Y109
514
9489
SH
SOLE
0
0
9489
FIRST TRUST MID CAP
COM
33735B108
970
16781
SH
SOLE
0
0
16781
FIRST TRUST LARGE CAP
COM
33735K108
1986
34641
SH
SOLE
0
0
34641
FIRST TRUST DEVELOPED
COM
33737J174
1198
24431
SH
SOLE
0
0
24431
FIRST TRUST SMALL CAP
COM
33737M300
370
9210
SH
SOLE
0
0
9210
FIRST TRUST SENIOR LOAN
COM
33738D309
262
5750
SH
SOLE
0
0
5750
FIRST TRUST IV
COM
33738D408
543
12114
SH
SOLE
0
0
12114
FIRST TRUST HIGH INCOME
COM
33738E109
137
10337
SH
SOLE
0
0
10337
FIRST TRUST
COM
33738R605
1931
76456
SH
SOLE
0
0
76456
FIRST TRUST
COM
33738R860
234
10500
SH
SOLE
0
0
10500
FIRST TRUST VI
COM
33738R886
886
50874
SH
SOLE
0
0
50874
FIRST TRUST MLP & ENERGY
COM
33739B104
206
21013
SH
SOLE
0
0
21013
FIRST TRUST EXCHANGE
COM
33739E108
1220
67983
SH
SOLE
0
0
67983
FIRST TRUST NEW
COM
33739M100
92
12254
SH
SOLE
0
0
12254
FIRST TRUST
COM
33739Q200
575
11272
SH
SOLE
0
0
11272
FIRST TRUST
COM
33739Q408
413
6897
SH
SOLE
0
0
6897
FIRST TRUST
COM
33740K101
126
15314
SH
SOLE
0
0
15314
FIRSTENERGY CORP
COM
337932107
224
5957
SH
SOLE
0
0
5957
FIVE BELOW INC
COM
33829M101
213
2086
SH
SOLE
0
0
2086
FLAHERTY & CRUMRINE
COM
338478100
290
17336
SH
SOLE
0
0
17336
FOOT LOCKER INC
COM
344849104
446
8388
SH
SOLE
0
0
8388
FORD MOTOR CO
COM
345370860
1034
135124
SH
SOLE
0
0
135124
FORTINET INC
COM
34959E109
218
3097
SH
SOLE
0
0
3097
FORTIVE CORP
COM
34959J108
460
6792
SH
SOLE
0
0
6792
FRANKLIN RESOURCES INC
COM
354613101
349
11777
SH
SOLE
0
0
11777
FRANKLIN UNIVERSAL
COM
355145103
155
24383
SH
SOLE
0
0
24383
FREEPORT MCMORAN INC
COM
35671D857
466
45153
SH
SOLE
0
0
45153
FUELCELL ENERGY INC
COM
35952H502
8
15259
SH
SOLE
0
0
15259
GSV CAPITAL CORP
COM
36191J101
215
41130
SH
SOLE
0
0
41130
GABELLI EQUITY TRUST INC
COM
362397101
327
64039
SH
SOLE
0
0
64039
GABELLI MULTIMEDIA TR
COM
36239Q109
116
16481
SH
SOLE
0
0
16481
GABELLI DIVIDEND &
COM
36242H104
298
16308
SH
SOLE
0
0
16308
GALECTIN THERAPEUTICS
COM
363225202
62
17998
SH
SOLE
0
0
17998
GAMCO GLOBAL GOLD
COM
36465A109
500
135143
SH
SOLE
0
0
135143
GENERAL DYNAMICS CORP
COM
369550108
2016
12826
SH
SOLE
0
0
12826
GENERAL ELECTRIC CO
COM
369604103
2337
308657
SH
SOLE
0
0
308657
GENERAL MILLS INC
COM
370334104
297
7636
SH
SOLE
0
0
7636
GENERAL MOTORS CO
COM
37045V100
1097
32783
SH
SOLE
0
0
32783
GENESEE & WYOMING INC
COM
371559105
441
5952
SH
SOLE
0
0
5952
GENUINE PARTS CO
COM
372460105
210
2182
SH
SOLE
0
0
2182
GENWORTH FINANCIAL
COM
37247D106
54
11500
SH
SOLE
0
0
11500
GENTHERM INC
COM
37253A103
704
17621
SH
SOLE
0
0
17621
GILEAD SCIENCES INC
COM
375558103
3183
50887
SH
SOLE
0
0
50887
GLADSTONE COMMERCIAL
COM
376536108
341
19051
SH
SOLE
0
0
19051
GLADSTONE INVESTMENT
COM
376546107
163
17496
SH
SOLE
0
0
17496
GLADSTONE LAND CORP
COM
376549101
175
15258
SH
SOLE
0
0
15258
GLAXOSMITHKLINE PLC
COM
37733W105
1755
45927
SH
SOLE
0
0
45927
GLOBAL X MLP ETF
COM
37950E473
684
89208
SH
SOLE
0
0
89208
GLOBAL X ROBOTICS &
COM
37954Y715
331
19790
SH
SOLE
0
0
19790
GOLDCORP INC
COM
380956409
241
24560
SH
SOLE
0
0
24560
GOLDMAN SACHS GROUP INC
COM
38141G104
1609
9632
SH
SOLE
0
0
9632
GOLDMAN SACHS
COM
381430503
390
7747
SH
SOLE
0
0
7747
GOLDMAN SACHS MLP INCOME
COM
38147W103
76
10836
SH
SOLE
0
0
10836
GOLDMAN SACHS MLP ENERGY
COM
38148G107
250
57031
SH
SOLE
0
0
57031
GOVERNMENT CHG
COM
38376A103
315
45906
SH
SOLE
0
0
45906
GRACO INC
COM
384109104
394
9412
SH
SOLE
0
0
9412
GRAINGER W W INC
COM
384802104
264
934
SH
SOLE
0
0
934
GRANITE POINT MORTGAGE
COM
38741L107
431
23926
SH
SOLE
0
0
23926
GRUPO SIMEC S A B DE C V
COM
400491106
135
14104
SH
SOLE
0
0
14104
GUGGENHEIM ENHANCED
COM
40167B100
127
18679
SH
SOLE
0
0
18679
HCA HEALTHCARE INC
COM
40412C101
585
4700
SH
SOLE
0
0
4700
HMG COURTLND PPTYS INC
COM
404232100
748
55025
SH
SOLE
0
0
55025
HSBC HOLDINGS PLC
COM
404280406
342
8313
SH
SOLE
0
0
8313
HP INC
COM
40434L105
230
11220
SH
SOLE
0
0
11220
HALLIBURTON COMPANY
COM
406216101
526
19796
SH
SOLE
0
0
19796
HANCOCK JOHN FINL OPPTYS
COM
409735206
224
8020
SH
SOLE
0
0
8020
JOHN HANCOCK TAX ADV
COM
41013V100
496
24270
SH
SOLE
0
0
24270
JOHN HANCOCK PREFERRED
COM
41021P103
267
16861
SH
SOLE
0
0
16861
HARRIS CORP DEL
COM
413875105
502
3728
SH
SOLE
0
0
3728
HASBRO INC
COM
418056107
383
4710
SH
SOLE
0
0
4710
HAWAIIAN ELECTRIC
COM
419870100
426
11634
SH
SOLE
0
0
11634
HEALTHCARE SVCS GROUP
COM
421906108
454
11289
SH
SOLE
0
0
11289
HELIOS & MATHESON
COM
42327L309
4
219256
SH
SOLE
0
0
219256
HERSHEY COMPANY
COM
427866108
522
4874
SH
SOLE
0
0
4874
HI CRUSH PARTNERS
COM
428337109
89
24876
SH
SOLE
0
0
24876
HOLLYFRONTIER CORP
COM
436106108
365
7149
SH
SOLE
0
0
7149
HOME DEPOT INC
COM
437076102
6033
35113
SH
SOLE
0
0
35113
HONEYWELL INTL INC
COM
438516106
1911
14463
SH
SOLE
0
0
14463
HOVNANIAN ENTERPRISES
COM
442487203
26
38000
SH
SOLE
0
0
38000
HUMANA INC
COM
444859102
248
867
SH
SOLE
0
0
867
IDEXX LABORATORIES INC
COM
45168D104
214
1153
SH
SOLE
0
0
1153
ILLINOIS TOOL WORKS INC
COM
452308109
485
3827
SH
SOLE
0
0
3827
ILLUMINA INC
COM
452327109
4123
13746
SH
SOLE
0
0
13746
ILLUMINA INC
BOND
452327AF6
732
6000
SH
SOLE
0
0
6000
IMMUNOCELLULAR
COM
452536204
5
276530
SH
SOLE
0
0
276530
ING GROEP N V
COM
456837103
123
11543
SH
SOLE
0
0
11543
INNOSPEC INC
COM
45768S105
225
3647
SH
SOLE
0
0
3647
INNOVATOR
COM
45782C102
321
11625
SH
SOLE
0
0
11625
INTEL CORP
COM
458140100
3765
80232
SH
SOLE
0
0
80232
INTEL CORP
BOND
458140AF7
1142
5000
SH
SOLE
0
0
5000
INTERCEPT
COM
45845P108
459
4554
SH
SOLE
0
0
4554
INTERCEPT PHARMS INC
BOND
45845PAA6
276
3000
SH
SOLE
0
0
3000
INTERGROUP CORP
COM
458685104
1228
38174
SH
SOLE
0
0
38174
INTL BUSINESS MACHINES
COM
459200101
2811
24726
SH
SOLE
0
0
24726
INTERNATIONAL PAPER
COM
460146103
459
11363
SH
SOLE
0
0
11363
INVESCO QQQ
COM
46090E103
4564
29585
SH
SOLE
0
0
29585
INVESCO
COM
46090F100
443
29370
SH
SOLE
0
0
29370
INTUIT INC
COM
461202103
340
1729
SH
SOLE
0
0
1729
INTUITIVE SURGICAL INC
COM
46120E602
3724
7775
SH
SOLE
0
0
7775
INVESCO SENIOR INCOME TR
COM
46131H107
79
20147
SH
SOLE
0
0
20147
INVESCO TRUST INVT GRADE
COM
46131M106
155
13523
SH
SOLE
0
0
13523
INVESCO MUNICIPAL OPPTY
COM
46132C107
184
16478
SH
SOLE
0
0
16478
INVESCO CA VALU MUN
COM
46132H106
1170
103414
SH
SOLE
0
0
103414
INVESCO QUALITY
COM
46133G107
199
17752
SH
SOLE
0
0
17752
INVESCO
COM
46137V175
239
2291
SH
SOLE
0
0
2291
INVESCO
COM
46137V308
238
4557
SH
SOLE
0
0
4557
INVESCO S&P 500 EQUAL
COM
46137V357
606
6635
SH
SOLE
0
0
6635
INVESCO
COM
46137V621
311
17919
SH
SOLE
0
0
17919
INVESCO
COM
46137V837
233
4806
SH
SOLE
0
0
4806
INVESCO
COM
46138E198
316
7109
SH
SOLE
0
0
7109
INVESCO
COM
46138E354
430
9218
SH
SOLE
0
0
9218
INVESCO
COM
46138E404
624
30865
SH
SOLE
0
0
30865
INVESCO
COM
46138E511
180
13329
SH
SOLE
0
0
13329
INVESCO KBW
COM
46138E594
363
13480
SH
SOLE
0
0
13480
INVESCO
COM
46138E610
573
28860
SH
SOLE
0
0
28860
INVESCO
COM
46138G508
975
44781
SH
SOLE
0
0
44781
INVESCO
COM
46138G805
256
8630
SH
SOLE
0
0
8630
INVESCO
COM
46138G870
1393
61032
SH
SOLE
0
0
61032
ISHARES GOLD TRUST
COM
464285105
983
79951
SH
SOLE
0
0
79951
ISHARES CORE S&P TOTAL
COM
464287150
279
4909
SH
SOLE
0
0
4909
ISHARES SELECT
COM
464287168
400
4474
SH
SOLE
0
0
4474
ISHARES
COM
464287176
1094
9986
SH
SOLE
0
0
9986
ISHARES CORE S&P 500 ETF
COM
464287200
2922
11614
SH
SOLE
0
0
11614
ISHARES CORE U S
COM
464287226
2134
20041
SH
SOLE
0
0
20041
ISHARES MSCI EMERGING
COM
464287234
339
8670
SH
SOLE
0
0
8670
ISHARES IBOXX
COM
464287242
565
5005
SH
SOLE
0
0
5005
ISHARES
COM
464287432
2031
16716
SH
SOLE
0
0
16716
ISHARES
COM
464287457
965
11538
SH
SOLE
0
0
11538
ISHARES MSCI
COM
464287465
965
16416
SH
SOLE
0
0
16416
ISHARES CORE S&P MID
COM
464287507
1571
9462
SH
SOLE
0
0
9462
ISHARES NASDAQ
COM
464287556
337
3490
SH
SOLE
0
0
3490
ISHARES RUSSELL 1000
COM
464287598
1069
9630
SH
SOLE
0
0
9630
ISHARES RUSSELL 1000
COM
464287614
507
3872
SH
SOLE
0
0
3872
ISHARES RUSSELL 2000
COM
464287655
1798
13427
SH
SOLE
0
0
13427
ISHARES
COM
464287663
492
10031
SH
SOLE
0
0
10031
ISHARES
COM
464287671
216
4093
SH
SOLE
0
0
4093
ISHARES RUSSELL 3000
COM
464287689
573
3900
SH
SOLE
0
0
3900
ISHARES
COM
464287721
202
1262
SH
SOLE
0
0
1262
ISHARES
COM
464287739
1584
21143
SH
SOLE
0
0
21143
ISHARES CORE S&P
COM
464287804
1928
27818
SH
SOLE
0
0
27818
ISHARES CALIFORNIA
COM
464288356
509
8703
SH
SOLE
0
0
8703
ISHARES IBOXX $
COM
464288513
556
6858
SH
SOLE
0
0
6858
ISHARES
COM
464288679
2009
18214
SH
SOLE
0
0
18214
ISHARES
COM
464288687
1963
57338
SH
SOLE
0
0
57338
ISHARES U S
COM
464288760
995
5754
SH
SOLE
0
0
5754
ISHARES
COM
464288810
530
2652
SH
SOLE
0
0
2652
ISHARES MSCI EAFE
COM
464288885
369
5348
SH
SOLE
0
0
5348
ISHARES SILVER TRUST
COM
46428Q109
260
17917
SH
SOLE
0
0
17917
ISHARES MSCI INDIA
COM
46429B598
262
7850
SH
SOLE
0
0
7850
ISHARES FLOATING
COM
46429B655
1927
38265
SH
SOLE
0
0
38265
ISHARES
COM
46429B697
1099
20982
SH
SOLE
0
0
20982
ISHARES
COM
46429B747
223
2274
SH
SOLE
0
0
2274
ISHARES
COM
46432F339
600
7819
SH
SOLE
0
0
7819
ISHARES CORE MSCI
COM
46432F842
450
8174
SH
SOLE
0
0
8174
ISHARES CORE MSCI
COM
46434G103
420
8899
SH
SOLE
0
0
8899
JPMORGAN CHASE & CO
COM
46625H100
4253
43563
SH
SOLE
0
0
43563
JACOBS ENGINEERNG GROUP
COM
469814107
1075
18388
SH
SOLE
0
0
18388
JARDEN CORP
BOND
471109AM0
1410
19000
SH
SOLE
0
0
19000
JOHNSON & JOHNSON
COM
478160104
6585
51024
SH
SOLE
0
0
51024
KLA-TENCOR CORP
COM
482480100
327
3659
SH
SOLE
0
0
3659
KALA PHARMACEUTICALS INC
COM
483119103
589
120509
SH
SOLE
0
0
120509
KANSAS CITY SOUTHERN
COM
485170302
289
3027
SH
SOLE
0
0
3027
KAYNE ANDERSON MIDSTREAM
COM
48661E108
139
14414
SH
SOLE
0
0
14414
KELLOGG CO
COM
487836108
541
9498
SH
SOLE
0
0
9498
KEYCORP NEW
COM
493267108
152
10278
SH
SOLE
0
0
10278
KIMBERLY CLARK CORP
COM
494368103
1340
11761
SH
SOLE
0
0
11761
KINDER MORGAN INC DE
COM
49456B101
1191
77406
SH
SOLE
0
0
77406
KRAFT HEINZ CO
COM
500754106
632
14688
SH
SOLE
0
0
14688
KROGER CO
COM
501044101
341
12403
SH
SOLE
0
0
12403
L3 TECHNOLOGIES INC
COM
502413107
322
1857
SH
SOLE
0
0
1857
LAS VEGAS SANDS CORP
COM
517834107
313
6004
SH
SOLE
0
0
6004
LEGGETT & PLATT INC
COM
524660107
1346
37564
SH
SOLE
0
0
37564
LEGACY RESERVES INC
COM
524706108
17
10812
SH
SOLE
0
0
10812
LEXICON PHARMACEUTICALS
COM
528872302
1158
174442
SH
SOLE
0
0
174442
LEXINGTON REALTY TRUST
COM
529043101
110
13400
SH
SOLE
0
0
13400
LIBERTY ALL STAR GRWTH
COM
529900102
299
68142
SH
SOLE
0
0
68142
LIBERTY ALL-STAR EQUITY
COM
530158104
959
178208
SH
SOLE
0
0
178208
ELI LILLY & CO
COM
532457108
687
5936
SH
SOLE
0
0
5936
LLOYDS BANKING GROUP PLC
COM
539439109
32
12554
SH
SOLE
0
0
12554
LOCKHEED MARTIN CORP
COM
539830109
2969
11339
SH
SOLE
0
0
11339
LOWES COMPANIES INC
COM
548661107
951
10292
SH
SOLE
0
0
10292
LULULEMON ATHLETICA INC
COM
550021109
2457
20207
SH
SOLE
0
0
20207
M&T BANK CORP
COM
55261F104
224
1568
SH
SOLE
0
0
1568
MDC PARTNERS INC CLASS A
COM
552697104
177
67900
SH
SOLE
0
0
67900
MFS CHARTER INCOME
COM
552727109
74
10080
SH
SOLE
0
0
10080
MFS MULTIMARKET INCOME
COM
552737108
53
10271
SH
SOLE
0
0
10271
MFS GOVERNMENT MARKETS
COM
552939100
121
26918
SH
SOLE
0
0
26918
MACQUARIE INFRA CO LLC
BOND
55608BAA3
596
6000
SH
SOLE
0
0
6000
MACQUARIE INFRA CO LLC
BOND
55608BAB1
2163
25000
SH
SOLE
0
0
25000
MACYS INC
COM
55616P104
206
6925
SH
SOLE
0
0
6925
MAIN STREET CAPITAL CORP
COM
56035L104
206
6100
SH
SOLE
0
0
6100
MANITEX INTERNATIONAL
COM
563420108
154
27150
SH
SOLE
0
0
27150
MARATHON OIL CORP
COM
565849106
161
11228
SH
SOLE
0
0
11228
MARATHON PETROLEUM CORP
COM
56585A102
669
11338
SH
SOLE
0
0
11338
MARRIOTT INTL INC NEW
COM
571903202
222
2048
SH
SOLE
0
0
2048
MASTERCARD INC
COM
57636Q104
3447
18273
SH
SOLE
0
0
18273
MATRIX SERVICE COMPANY
COM
576853105
952
53054
SH
SOLE
0
0
53054
MCDONALDS CORP
COM
580135101
1933
10888
SH
SOLE
0
0
10888
MCEWEN MINING INC
COM
58039P107
19
10200
SH
SOLE
0
0
10200
MERCADOLIBRE INC
COM
58733R102
529
1808
SH
SOLE
0
0
1808
MERCK & COMPANY INC NEW
COM
58933Y105
3383
44273
SH
SOLE
0
0
44273
MESABI TRUST CTF BEN INT
COM
590672101
267
11290
SH
SOLE
0
0
11290
METLIFE INC
COM
59156R108
307
7468
SH
SOLE
0
0
7468
MFS HIGH INCOME
COM
59318D104
59
12838
SH
SOLE
0
0
12838
MICROSOFT CORP
COM
594918104
9340
91959
SH
SOLE
0
0
91959
MICRON TECHNOLOGY INC
COM
595112103
631
19901
SH
SOLE
0
0
19901
MICRON TECH INC
BOND
595112AY9
333
3000
SH
SOLE
0
0
3000
MID CON ENERGY PARTNERS
COM
59560V109
247
298458
SH
SOLE
0
0
298458
MILLER HOWARD
COM
600379101
181
19037
SH
SOLE
0
0
19037
MOBILE MINI INC
COM
60740F105
475
14946
SH
SOLE
0
0
14946
MONDELEZ INTERNATIONAL
COM
609207105
688
17192
SH
SOLE
0
0
17192
MONMOUTH REAL ESTATE
COM
609720107
377
30425
SH
SOLE
0
0
30425
MORGAN STANLEY
COM
617446448
439
11060
SH
SOLE
0
0
11060
NV5 GLOBAL INC
COM
62945V109
212
3504
SH
SOLE
0
0
3504
NASDAQ INC
COM
631103108
544
6666
SH
SOLE
0
0
6666
NATIONAL WESTERN LIFE
COM
638517102
499
1659
SH
SOLE
0
0
1659
NATURAL ALTERNATIVES
COM
638842302
1332
135470
SH
SOLE
0
0
135470
NAVIDEA
COM
63937X103
20
194000
SH
SOLE
0
0
194000
NETFLIX INC
COM
64110L106
1350
5043
SH
SOLE
0
0
5043
NEV GOLD & CASINO INC
COM
64126Q206
40
17000
SH
SOLE
0
0
17000
NEW JERSEY RESOURCES
COM
646025106
270
5903
SH
SOLE
0
0
5903
NEW MOUNTAIN FINANCE
COM
647551100
457
36325
SH
SOLE
0
0
36325
NEW ORIENTAL EDUCATION
COM
647581107
227
4149
SH
SOLE
0
0
4149
NEW RESIDENTIAL
COM
64828T201
828
58294
SH
SOLE
0
0
58294
NEW YORK COMMUNITY
COM
649445103
147
15664
SH
SOLE
0
0
15664
NEWELL BRANDS INC
COM
651229106
298
16017
SH
SOLE
0
0
16017
NEWMARK GROUP INC
COM
65158N102
137
17062
SH
SOLE
0
0
17062
NEWMONT MINING CORP
COM
651639106
876
25267
SH
SOLE
0
0
25267
NEXTERA ENERGY INC
COM
65339F101
1476
8494
SH
SOLE
0
0
8494
NICHOLAS FINANCIAL INC
COM
65373J209
1188
114233
SH
SOLE
0
0
114233
NIKE INC
COM
654106103
1932
26056
SH
SOLE
0
0
26056
NISOURCE INC
COM
65473P105
202
7958
SH
SOLE
0
0
7958
NORDSON CORP
COM
655663102
217
1818
SH
SOLE
0
0
1818
NORDSTROM INC
COM
655664100
344
7371
SH
SOLE
0
0
7371
NORFOLK SOUTHERN CORP
COM
655844108
591
3954
SH
SOLE
0
0
3954
NORTHERN TRUST CORP
COM
665859104
728
8708
SH
SOLE
0
0
8708
NORTHRIM BANCORP INC
COM
666762109
1859
56549
SH
SOLE
0
0
56549
NORTHROP GRUMMAN CORP
COM
666807102
395
1612
SH
SOLE
0
0
1612
NOVARTIS AG
COM
66987V109
1388
16173
SH
SOLE
0
0
16173
NOVAVAX INC
COM
670002104
50
26944
SH
SOLE
0
0
26944
NOVELLUS SYS INC
BOND
670008AD3
7835
19000
SH
SOLE
0
0
19000
NOVO NORDISK AS
COM
670100205
1800
39065
SH
SOLE
0
0
39065
NUCOR CORP
COM
670346105
325
6266
SH
SOLE
0
0
6266
NUVEEN ARIZONA QUALITY
COM
67061W104
223
18819
SH
SOLE
0
0
18819
NUVEEN CALIFORNIA
COM
67062C107
241
26527
SH
SOLE
0
0
26527
NUVEEN CALIFORNIA
COM
670651108
1596
125894
SH
SOLE
0
0
125894
NUVEEN AMT FREE
COM
670657105
414
33604
SH
SOLE
0
0
33604
NVIDIA CORP
COM
67066G104
1940
14531
SH
SOLE
0
0
14531
NUVEEN QUALITY
COM
67066V101
511
40747
SH
SOLE
0
0
40747
NUVEEN CALIFORNIA
COM
67066Y105
3093
242578
SH
SOLE
0
0
242578
NUVEEN SENIOR INCOME
COM
67067Y104
60
10852
SH
SOLE
0
0
10852
NUVEEN MUNICIPAL HIGH
COM
670682103
516
44343
SH
SOLE
0
0
44343
NUVEEN NASDAQ 100
COM
670699107
501
25065
SH
SOLE
0
0
25065
NUVEEN FLOATING RATE
COM
6706EN100
283
31413
SH
SOLE
0
0
31413
NUVEEN
COM
67070X101
282
21044
SH
SOLE
0
0
21044
NUVEEN
COM
67071L106
248
17738
SH
SOLE
0
0
17738
NUVEEN PFD & INCOME
COM
67072C105
1289
155623
SH
SOLE
0
0
155623
NUVEEN FLOATING RATE
COM
67072T108
326
35296
SH
SOLE
0
0
35296
NUVEEN PFD & INCOME
COM
67073B106
424
50829
SH
SOLE
0
0
50829
NUVEEN PFD & INCOME TERM
COM
67075A106
210
10404
SH
SOLE
0
0
10404
NUVEEN DOW 30 DYNAMIC
COM
67075F105
179
11135
SH
SOLE
0
0
11135
NUVEEN HIGH INCOME
COM
67075L102
139
14000
SH
SOLE
0
0
14000
NUVEEN HIGH INCOME
COM
67076E107
177
17933
SH
SOLE
0
0
17933
NUVEEN HIGH INCOME
COM
67077N106
223
25082
SH
SOLE
0
0
25082
NUVEEN HIGH INCOME 2023
COM
67079F101
125
11500
SH
SOLE
0
0
11500
NUVEEN MUNICIPAL VALUE
COM
670928100
226
24431
SH
SOLE
0
0
24431
O REILLY AUTOMOTIVE INC
COM
67103H107
229
665
SH
SOLE
0
0
665
OCCIDENTAL PETROLEUM
COM
674599105
470
7658
SH
SOLE
0
0
7658
OHR PHARMACEUTICAL INC
COM
67778H200
12
135000
SH
SOLE
0
0
135000
OLD REPUBLIC INTL CORP
COM
680223104
265
12894
SH
SOLE
0
0
12894
OMEGA HEALTHCARE
COM
681936100
228
6484
SH
SOLE
0
0
6484
OMEROS CORP
COM
682143102
186
16670
SH
SOLE
0
0
16670
ONEOK INC NEW
COM
682680103
664
12311
SH
SOLE
0
0
12311
ORACLE CORP
COM
68389X105
1924
42624
SH
SOLE
0
0
42624
OTELCO INC
COM
688823301
2070
127993
SH
SOLE
0
0
127993
OXFORD SQUARE CAPITAL
COM
69181V107
220
33981
SH
SOLE
0
0
33981
PPG INDUSTRIES INC
COM
693506107
385
3767
SH
SOLE
0
0
3767
PPL CORP
COM
69351T106
466
16433
SH
SOLE
0
0
16433
PALO ALTO NETWORKS INC
COM
697435105
225
1197
SH
SOLE
0
0
1197
PANHANDLE OIL & GAS INC
COM
698477106
226
14550
SH
SOLE
0
0
14550
PAR TECHNOLOGY CORP
COM
698884103
7604
349632
SH
SOLE
0
0
349632
PARATEK PHARMACEUTICALS
COM
699374302
439
85491
SH
SOLE
0
0
85491
PARK CITY GROUP INC
COM
700215304
331
55445
SH
SOLE
0
0
55445
PARKE BANCORP INC
COM
700885106
837
44737
SH
SOLE
0
0
44737
PARKER DRILLING CO
COM
701081408
8
24021
SH
SOLE
0
0
24021
PATHFINDER BANCORP INC
COM
70319R109
220
14042
SH
SOLE
0
0
14042
PAYCHEX INC
COM
704326107
480
7373
SH
SOLE
0
0
7373
PAYPAL HOLDINGS INC
COM
70450Y103
3655
43466
SH
SOLE
0
0
43466
PENNANTPARK FLOATING
COM
70806A106
398
34392
SH
SOLE
0
0
34392
PENNYMAC MORTGAGE
COM
70931T103
662
35572
SH
SOLE
0
0
35572
PENSKE AUTOMOTIVE GROUP
COM
70959W103
600
14877
SH
SOLE
0
0
14877
PEPSICO INC
COM
713448108
2663
24108
SH
SOLE
0
0
24108
PERMA PIPE INTL HOLDINGS
COM
714167103
2534
289644
SH
SOLE
0
0
289644
PFIZER INC
COM
717081103
4997
114476
SH
SOLE
0
0
114476
PHILIP MORRIS INTL INC
COM
718172109
953
14282
SH
SOLE
0
0
14282
PHILLIPS 66
COM
718546104
1331
15449
SH
SOLE
0
0
15449
PIMCO CALIFORNIA
COM
72200M108
792
101212
SH
SOLE
0
0
101212
PIMCO CALIFORNIA
COM
72200N106
521
32275
SH
SOLE
0
0
32275
PIMCO MUNICIPAL INCOME
COM
72200W106
380
28550
SH
SOLE
0
0
28550
PIMCO HIGH INCOME FUND
COM
722014107
89
11060
SH
SOLE
0
0
11060
PIMCO CALIFORNIA
COM
72201C109
1127
118217
SH
SOLE
0
0
118217
PIMCO INCOME STRATEGY
COM
72201J104
179
18809
SH
SOLE
0
0
18809
PIMCO 15 YR U S TIPS
COM
72201R304
254
4064
SH
SOLE
0
0
4064
PIMCO ACTIVE BOND
COM
72201R775
1250
12161
SH
SOLE
0
0
12161
PIMCO DYNAMIC CREDIT
COM
72202D106
1715
81456
SH
SOLE
0
0
81456
PINNACLE WEST CAPITAL
COM
723484101
424
4979
SH
SOLE
0
0
4979
PIONEER FLOATING RATE
COM
72369J102
198
20108
SH
SOLE
0
0
20108
PITNEY BOWES INC
COM
724479100
160
27039
SH
SOLE
0
0
27039
PLYMOUTH INDUSTRIAL REIT
COM
729640102
242
19164
SH
SOLE
0
0
19164
POLARIS INDUSTRIES INC
COM
731068102
253
3298
SH
SOLE
0
0
3298
POLYMET MINING CORP
COM
731916102
9
11500
SH
SOLE
0
0
11500
PORTFOLIO RECOVERY
BOND
73640QAB1
2933
32000
SH
SOLE
0
0
32000
PRICE T ROWE GROUP INC
COM
74144T108
362
3923
SH
SOLE
0
0
3923
PRICELINE GRP INC
BOND
741503AS5
673
5000
SH
SOLE
0
0
5000
PROCTER & GAMBLE CO
COM
742718109
4116
44781
SH
SOLE
0
0
44781
PROOFPOINT INC
COM
743424103
802
9565
SH
SOLE
0
0
9565
PROSHARES
COM
74347B680
1717
33186
SH
SOLE
0
0
33186
PROSHARES
COM
74347B698
1761
32718
SH
SOLE
0
0
32718
PROSHARES LARGE CAP CORE
COM
74347R248
1077
17773
SH
SOLE
0
0
17773
PROSHARES SHORT
COM
74347R370
551
18650
SH
SOLE
0
0
18650
PROSHARES TRUST
COM
74348A467
2243
37047
SH
SOLE
0
0
37047
PROSPECT CAPITAL CORP
COM
74348T102
699
110751
SH
SOLE
0
0
110751
PROSPECT CAP CORP
BOND
74348TAQ5
1484
15000
SH
SOLE
0
0
15000
PROTECTIVE INSURANCE
COM
74368L203
420
25197
SH
SOLE
0
0
25197
PROTO LABS INC
COM
743713109
593
5255
SH
SOLE
0
0
5255
PUTNAM MANAGED MUNICIPAL
COM
746823103
339
50433
SH
SOLE
0
0
50433
PUTNAM PREMIER INCOME
COM
746853100
84
17815
SH
SOLE
0
0
17815
PUTNAM MUNICIPAL
COM
746922103
277
24693
SH
SOLE
0
0
24693
QUALCOMM INC
COM
747525103
3144
55240
SH
SOLE
0
0
55240
QUALSTAR CORP
COM
74758R208
310
59001
SH
SOLE
0
0
59001
QUALYS INC
COM
74758T303
361
4826
SH
SOLE
0
0
4826
QUEST DIAGNOSTICS INC
COM
74834L100
271
3260
SH
SOLE
0
0
3260
RLJ LODGING TR
PREF
74965L200
564
22746
SH
SOLE
0
0
22746
RAYTHEON COMPANY NEW
COM
755111507
924
6026
SH
SOLE
0
0
6026
REALTY INCOME CORP
COM
756109104
1517
24067
SH
SOLE
0
0
24067
REAVES UTILITY INCOME
COM
756158101
282
9578
SH
SOLE
0
0
9578
RED HAT INC
BOND
756577AD4
2138
9000
SH
SOLE
0
0
9000
REGIONAL HEALTH OLDCHG
COM
75903M101
10
73133
SH
SOLE
0
0
73133
REGULUS THERAPEUTICS INC
COM
75915K200
30
32738
SH
SOLE
0
0
32738
REINSURANCE GROUP
COM
759351604
338
2411
SH
SOLE
0
0
2411
REXAHN PHARMACEUTICALS
COM
761640200
24
25500
SH
SOLE
0
0
25500
RITE AID CORP
COM
767754104
27
37875
SH
SOLE
0
0
37875
RIVERVIEW BANCORP
COM
769397100
215
29500
SH
SOLE
0
0
29500
ROCKWELL AUTOMATION INC
COM
773903109
256
1701
SH
SOLE
0
0
1701
ROKU INC
COM
77543R102
267
8705
SH
SOLE
0
0
8705
ROSS STORES INC
COM
778296103
398
4780
SH
SOLE
0
0
4780
ROYAL BANK CANADA
COM
780087102
810
11823
SH
SOLE
0
0
11823
ROYAL DUTCH SHELL PLC
COM
780259107
386
6446
SH
SOLE
0
0
6446
ROYAL DUTCH SHELL PLC
COM
780259206
1273
21850
SH
SOLE
0
0
21850
ROYCE VALUE TRUST INC
COM
780910105
596
50506
SH
SOLE
0
0
50506
S&P GLOBAL INC
COM
78409V104
373
2197
SH
SOLE
0
0
2197
SEI INVESTMENTS CO
COM
784117103
242
5232
SH
SOLE
0
0
5232
SPDR S&P 500 ETF
COM
78462F103
8249
33006
SH
SOLE
0
0
33006
SPDR GOLD TRUST
COM
78463V107
2037
16798
SH
SOLE
0
0
16798
SPDR BLOOMBERG BARCLAYS
COM
78464A359
1116
23860
SH
SOLE
0
0
23860
SPDR BLOOMBERG BARCLAYS
COM
78464A417
219
6517
SH
SOLE
0
0
6517
SPDR PORTFOLIO
COM
78464A474
717
23785
SH
SOLE
0
0
23785
SPDR S&P AEROSPACE &
COM
78464A631
309
3910
SH
SOLE
0
0
3910
SPDR BLOOMBERG BARCLAYS
COM
78464A672
327
5484
SH
SOLE
0
0
5484
SPDR S&P REGIONAL
COM
78464A698
424
9060
SH
SOLE
0
0
9060
SPDR SERIES TRUST
COM
78464A730
249
9370
SH
SOLE
0
0
9370
SPDR PORTFOLIO
COM
78464A805
765
24750
SH
SOLE
0
0
24750
SPDR SERIES TRUST
COM
78464A870
285
3972
SH
SOLE
0
0
3972
SPDR
COM
78467V608
984
22009
SH
SOLE
0
0
22009
SPDR
COM
78467V848
457
9648
SH
SOLE
0
0
9648
SPDR DOW JONES
COM
78467X109
1597
6846
SH
SOLE
0
0
6846
SPDR S&P MID CAP 400 ETF
COM
78467Y107
714
2360
SH
SOLE
0
0
2360
SPDR BLOOMBERG BARCLAYS
COM
78468R200
354
11672
SH
SOLE
0
0
11672
SPDR NUVEEN BLOOMBERG
COM
78468R739
518
10785
SH
SOLE
0
0
10785
SABRA HEALTH CARE REIT
COM
78573L106
614
37264
SH
SOLE
0
0
37264
SALESFORCE.COM INC
COM
79466L302
1910
13948
SH
SOLE
0
0
13948
SANOFI
COM
80105N105
660
15207
SH
SOLE
0
0
15207
SCHEIN HENRY INC
COM
806407102
984
12535
SH
SOLE
0
0
12535
SCHLUMBERGER LTD
COM
806857108
877
24294
SH
SOLE
0
0
24294
SCHWAB U S DIVIDEND
COM
808524797
287
6100
SH
SOLE
0
0
6100
SECTOR HEALTHCARE
COM
81369Y209
1626
18792
SH
SOLE
0
0
18792
SECTOR CONSUMER STAPLES
COM
81369Y308
551
10857
SH
SOLE
0
0
10857
CONSUMER DISCRETIONARY
COM
81369Y407
371
3744
SH
SOLE
0
0
3744
SECTOR ENERGY SELECT
COM
81369Y506
736
12832
SH
SOLE
0
0
12832
SECTOR FINANCIAL SELECT
COM
81369Y605
1288
54082
SH
SOLE
0
0
54082
SECTOR INDUSTRIAL
COM
81369Y704
781
12124
SH
SOLE
0
0
12124
SECTOR TECHNOLOGY
COM
81369Y803
1077
17374
SH
SOLE
0
0
17374
SELECT SECTOR TR
COM
81369Y860
311
10034
SH
SOLE
0
0
10034
SELECT UTILITIES SELECT
COM
81369Y886
561
10593
SH
SOLE
0
0
10593
SELLAS LIFE SCIENCES
COM
81642T100
12
10076
SH
SOLE
0
0
10076
SEMPRA ENERGY
COM
816851109
790
7304
SH
SOLE
0
0
7304
SERVICE CORP INTL
COM
817565104
392
9741
SH
SOLE
0
0
9741
SHOPIFY INC
COM
82509L107
298
2154
SH
SOLE
0
0
2154
SIERRA ONCOLOGY INC
COM
82640U107
58
43900
SH
SOLE
0
0
43900
SIMON PROPERTY GROUP
COM
828806109
350
2083
SH
SOLE
0
0
2083
SITO MOBILE LTD
COM
82988R203
165
182805
SH
SOLE
0
0
182805
SNAP INC
COM
83304A106
55
10050
SH
SOLE
0
0
10050
SOCIAL REALITY INC
COM
83362P300
38
18483
SH
SOLE
0
0
18483
SOUTHERN COMPANY
COM
842587107
1418
32285
SH
SOLE
0
0
32285
SOUTHWEST AIRLINES CO
COM
844741108
426
9156
SH
SOLE
0
0
9156
SOUTHWESTERN ENERGY
COM
845467109
85
25000
SH
SOLE
0
0
25000
SPROTT PHYSICAL GOLD &
COM
85208R101
133
10626
SH
SOLE
0
0
10626
SQUARE INC
COM
852234103
1676
29877
SH
SOLE
0
0
29877
STARBUCKS CORP
COM
855244109
2642
41019
SH
SOLE
0
0
41019
STARWOOD PROPERTY TRUST
COM
85571B105
398
20208
SH
SOLE
0
0
20208
STEEL PARTNERS HOLDINGS
COM
85814R107
182
13611
SH
SOLE
0
0
13611
STONEMOR PARTNERS
COM
86183Q100
51
24470
SH
SOLE
0
0
24470
STRYKER CORP
COM
863667101
705
4497
SH
SOLE
0
0
4497
SUMMIT STATE BANK
COM
866264203
400
34020
SH
SOLE
0
0
34020
SYNERGY PHARMACEUTICALS
COM
871639308
2
17400
SH
SOLE
0
0
17400
SYNCHRONY FINANCIAL
COM
87165B103
216
9216
SH
SOLE
0
0
9216
SYSCO CORP
COM
871829107
469
7491
SH
SOLE
0
0
7491
THL CREDIT INC
COM
872438106
210
34545
SH
SOLE
0
0
34545
TJX COS INC NEW
COM
872540109
394
8815
SH
SOLE
0
0
8815
TAIWAN SEMICONDUCTOR
COM
874039100
396
10734
SH
SOLE
0
0
10734
TANDEM DIABETES CARE INC
COM
875372203
432
11388
SH
SOLE
0
0
11388
TARGET CORP
COM
87612E106
1052
15914
SH
SOLE
0
0
15914
TEKLA HEALTHCARE OPPTYS
COM
879105104
1639
97695
SH
SOLE
0
0
97695
TEKLA HEALTHCARE INV SBI
COM
87911J103
383
21321
SH
SOLE
0
0
21321
TEKLA WORLD HLTHCARE
COM
87911L108
315
27219
SH
SOLE
0
0
27219
TELEFONICA BRASIL SA
COM
87936R106
156
13035
SH
SOLE
0
0
13035
TELEFONICA S A
COM
879382208
97
11443
SH
SOLE
0
0
11443
TESLA INC
COM
88160R101
779
2340
SH
SOLE
0
0
2340
TEVA PHARMACEUTICAL INDS
COM
881624209
422
27370
SH
SOLE
0
0
27370
TEVA PHARM FINL LLC
BOND
88163VAE9
722
8000
SH
SOLE
0
0
8000
TEXAS INSTRUMENTS INC
COM
882508104
839
8874
SH
SOLE
0
0
8874
TEXAS PACIFIC LAND TRUST
COM
882610108
644
1189
SH
SOLE
0
0
1189
THERMO FISHER
COM
883556102
882
3939
SH
SOLE
0
0
3939
3M COMPANY
COM
88579Y101
2433
12769
SH
SOLE
0
0
12769
TILE SHOP HOLDINGS INC
COM
88677Q109
622
113500
SH
SOLE
0
0
113500
TORONTO DOMINION BANK
COM
891160509
518
10428
SH
SOLE
0
0
10428
TOTAL S A
COM
89151E109
871
16692
SH
SOLE
0
0
16692
TRAVELERS COS INC
COM
89417E109
549
4585
SH
SOLE
0
0
4585
TRINITY BIOTECH PLC
COM
896438306
27
11820
SH
SOLE
0
0
11820
TRIO TECH INTL NEW
COM
896712205
69
27992
SH
SOLE
0
0
27992
TRIPLEPOINT VENTURE
COM
89677Y100
120
11035
SH
SOLE
0
0
11035
TROVAGENE INC
COM
897238408
21
40601
SH
SOLE
0
0
40601
TWILIO INC
COM
90138F102
431
4822
SH
SOLE
0
0
4822
TWITTER INC
COM
90184L102
361
12574
SH
SOLE
0
0
12574
TWITTER INC
BOND
90184LAD4
2280
25000
SH
SOLE
0
0
25000
TWO HARBORS INVESTMENT
COM
90187B408
341
26592
SH
SOLE
0
0
26592
U S BANCORP DE NEW
COM
902973304
1910
41787
SH
SOLE
0
0
41787
UMH PROPERTIES INC
COM
903002103
1105
93354
SH
SOLE
0
0
93354
ULTA BEAUTY INC
COM
90384S303
2280
9314
SH
SOLE
0
0
9314
ULTIMATE SOFTWARE GROUP
COM
90385D107
207
844
SH
SOLE
0
0
844
UNICO AMERICAN CORP
COM
904607108
117
18414
SH
SOLE
0
0
18414
UNIFI INC NEW
COM
904677200
2911
127446
SH
SOLE
0
0
127446
UNILEVER PLC
COM
904767704
717
13721
SH
SOLE
0
0
13721
UNION PACIFIC CORP
COM
907818108
4419
31968
SH
SOLE
0
0
31968
UNITED COMMUNITY FINL
COM
909839102
2092
236359
SH
SOLE
0
0
236359
UNITED PARCEL SERVICE
COM
911312106
465
4765
SH
SOLE
0
0
4765
UNITED STATES STEEL CORP
COM
912909108
483
26475
SH
SOLE
0
0
26475
UNITED TECHNOLOGIES CORP
COM
913017109
1805
16952
SH
SOLE
0
0
16952
UNITED THERAPEUTICS CORP
COM
91307C102
404
3710
SH
SOLE
0
0
3710
UNITEDHEALTH GROUP INC
COM
91324P102
4896
19652
SH
SOLE
0
0
19652
UNITI GROUP INC
COM
91325V108
173
11138
SH
SOLE
0
0
11138
V F CORP
COM
918204108
672
9415
SH
SOLE
0
0
9415
VALERO ENERGY CORP
COM
91913Y100
403
5369
SH
SOLE
0
0
5369
VALVOLINE INC
COM
92047W101
334
17266
SH
SOLE
0
0
17266
VANECK VECTORS
COM
92189F106
416
19732
SH
SOLE
0
0
19732
VANECK VECTORS
COM
92189F643
1283
31164
SH
SOLE
0
0
31164
VANECK VECTORS
COM
92189F791
304
10064
SH
SOLE
0
0
10064
VANGUARD DIVIDEND
COM
921908844
668
6817
SH
SOLE
0
0
6817
VANGUARD TOTAL INTL
COM
921909768
505
10687
SH
SOLE
0
0
10687
VANGUARD SHORT TERM
COM
921937827
1490
18968
SH
SOLE
0
0
18968
VANGUARD TOTAL BOND
COM
921937835
1328
16768
SH
SOLE
0
0
16768
VANGUARD FTSE DEVELOPED
COM
921943858
431
11616
SH
SOLE
0
0
11616
VANGUARD SHORT TERM
COM
922020805
317
6617
SH
SOLE
0
0
6617
VANGUARD TOTAL WORLD
COM
922042742
693
10584
SH
SOLE
0
0
10584
VANGUARD
COM
922042775
1097
24063
SH
SOLE
0
0
24063
VANGUARD FTSE EMERGING
COM
922042858
661
17353
SH
SOLE
0
0
17353
VANGUARD CONSUMER
COM
92204A108
251
1670
SH
SOLE
0
0
1670
VANGUARD INFORMATION
COM
92204A702
380
2278
SH
SOLE
0
0
2278
VANGUARD INTERMEDIATE
COM
92206C706
221
3488
SH
SOLE
0
0
3488
VANGUARD INTERMEDIATE
COM
92206C870
339
4091
SH
SOLE
0
0
4091
VENTAS INC
COM
92276F100
1005
17147
SH
SOLE
0
0
17147
VANGUARD S&P 500
COM
922908363
1030
4483
SH
SOLE
0
0
4483
VANGUARD
COM
922908553
2573
34504
SH
SOLE
0
0
34504
VANGUARD MID CAP ETF
COM
922908629
864
6253
SH
SOLE
0
0
6253
VANGUARD LARGE CAP ETF
COM
922908637
301
2620
SH
SOLE
0
0
2620
VANGUARD EXTENDED
COM
922908652
629
6298
SH
SOLE
0
0
6298
VANGUARD GROWTH ETF
COM
922908736
653
4860
SH
SOLE
0
0
4860
VANGUARD VALUE ETF
COM
922908744
271
2766
SH
SOLE
0
0
2766
VANGUARD SMALL CAP ETF
COM
922908751
507
3842
SH
SOLE
0
0
3842
VANGUARD TOTAL STOCK
COM
922908769
7510
58842
SH
SOLE
0
0
58842
VEREIT INC
COM
92339V100
511
71500
SH
SOLE
0
0
71500
VERIZON COMMUNICATIONS
COM
92343V104
5741
102111
SH
SOLE
0
0
102111
VERONA PHARMA PLC
COM
925050106
127
14130
SH
SOLE
0
0
14130
VERTEX PHARMACEUTICALS
COM
92532F100
1562
9424
SH
SOLE
0
0
9424
VIACOM INC
COM
92553P201
220
8548
SH
SOLE
0
0
8548
VICTORYSHARES
COM
92647N782
630
14338
SH
SOLE
0
0
14338
VIRCO MANUFACTURING CORP
COM
927651109
6873
1718336
SH
SOLE
0
0
1718336
VISA INC
COM
92826C839
6183
46863
SH
SOLE
0
0
46863
VIRTUS TOTAL RETURN FUND
COM
92837G100
104
11984
SH
SOLE
0
0
11984
VISTRA ENERGY CORP
COM
92840M102
1326
57921
SH
SOLE
0
0
57921
VMWARE INC
COM
928563402
2664
19427
SH
SOLE
0
0
19427
VODAFONE GROUP PLC NEW
COM
92857W308
467
24246
SH
SOLE
0
0
24246
VOYA PRIME RATE
COM
92913A100
227
50586
SH
SOLE
0
0
50586
W P CAREY INC
COM
92936U109
269
4115
SH
SOLE
0
0
4115
WEC ENERGY GROUP INC
COM
92939U106
701
10126
SH
SOLE
0
0
10126
WALMART INC
COM
931142103
1275
13691
SH
SOLE
0
0
13691
WALGREENS BOOTS ALLIANCE
COM
931427108
986
14431
SH
SOLE
0
0
14431
WASHINGTON PRIME GROUP
COM
93964W108
101
20767
SH
SOLE
0
0
20767
WASTE MANAGEMENT INC
COM
94106L109
352
3957
SH
SOLE
0
0
3957
WATSCO INC
COM
942622200
862
6193
SH
SOLE
0
0
6193
WELLPOINT INC
BOND
94973VBG1
3616
10000
SH
SOLE
0
0
10000
WELLS FARGO & CO
COM
949746101
2902
62985
SH
SOLE
0
0
62985
WELLS FARGO & COMPANY
PREF
949746804
998
791
SH
SOLE
0
0
791
WESTERN ASSET GLOBAL
COM
95766B109
86
10415
SH
SOLE
0
0
10415
WESTERN ASSET HIGH
COM
95766K109
87
19824
SH
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0
0
19824
WESTERN ASSET INFLATION
COM
95766R104
312
30786
SH
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0
0
30786
WESTERN DIGITAL CORP
COM
958102105
229
6183
SH
SOLE
0
0
6183
WEYERHAEUSER CO
COM
962166104
751
34363
SH
SOLE
0
0
34363
WHEATON PRECIOUS METALS
COM
962879102
394
20199
SH
SOLE
0
0
20199
WILLDAN GROUP INC
COM
96924N100
8427
240916
SH
SOLE
0
0
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WILLIAMS COS INC
COM
969457100
460
20872
SH
SOLE
0
0
20872
WISDOMTREE U S LARGE CAP
COM
97717W307
501
5928
SH
SOLE
0
0
5928
WISDOMTREE EMERGING
COM
97717W315
419
10443
SH
SOLE
0
0
10443
WISDOMTREE INTL
COM
97717W786
285
7523
SH
SOLE
0
0
7523
WORLDPAY INC
COM
981558109
420
5496
SH
SOLE
0
0
5496
WYNN RESORTS LTD
COM
983134107
308
3113
SH
SOLE
0
0
3113
XCEL ENERGY INC
COM
98389B100
456
9247
SH
SOLE
0
0
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XAI OCTAGON FLOATING
COM
98400T106
150
20536
SH
SOLE
0
0
20536
YRC WORLDWIDE INC
COM
984249607
95
30000
SH
SOLE
0
0
30000
YAMANA GOLD INC
COM
98462Y100
46
19474
SH
SOLE
0
0
19474
YOGAWORKS INC
COM
986005106
12
22579
SH
SOLE
0
0
22579
YUM BRANDS INC
COM
988498101
463
5033
SH
SOLE
0
0
5033
ZIMMER BIOMET HOLDINGS
COM
98956P102
303
2922
SH
SOLE
0
0
2922
ZOETIS INC CL A
COM
98978V103
854
9979
SH
SOLE
0
0
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DEUTSCHE BANK AG
COM
D18190898
163
20000
SH
SOLE
0
0
20000
ALLEGION PUBLIC LTD
COM
G0176J109
413
5185
SH
SOLE
0
0
5185
ALLERGAN PLC
COM
G0177J108
910
6805
SH
SOLE
0
0
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ATLAS FINANCIAL HLDGS
COM
G06207115
109
13515
SH
SOLE
0
0
13515
ATLASSIAN CORP PLC
COM
G06242104
801
9001
SH
SOLE
0
0
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ACCENTURE PLC IRELAND
COM
G1151C101
1510
10709
SH
SOLE
0
0
10709
EATON CORP PLC
COM
G29183103
577
8402
SH
SOLE
0
0
8402
IHS MARKIT LTD
COM
G47567105
220
4587
SH
SOLE
0
0
4587
INGERSOLL RAND PLC
COM
G47791101
613
6717
SH
SOLE
0
0
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WEATHERFORD INTL PLC
COM
G48833100
42
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SH
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0
0
75182
JOHNSON CONTROLS INTL
COM
G51502105
457
15424
SH
SOLE
0
0
15424
LINDE PLC
COM
G5494J103
634
4061
SH
SOLE
0
0
4061
MEDTRONIC PLC
COM
G5960L103
1809
19885
SH
SOLE
0
0
19885
APTIV PLC
COM
G6095L109
365
5928
SH
SOLE
0
0
5928
NABRIVA THERAPEUTICS PLC
COM
G63637105
151
103550
SH
SOLE
0
0
103550
NOBLE CORP PLC
COM
G65431101
30
11567
SH
SOLE
0
0
11567
NORDIC AMERICAN OFFSHORE
COM
G65772108
25
58472
SH
SOLE
0
0
58472
NORDIC AMERICAN TANKER
COM
G65773106
24
12182
SH
SOLE
0
0
12182
SEAGATE TECHNOLOGY PLC
COM
G7945M107
366
9485
SH
SOLE
0
0
9485
TRITON INTL LTD CL A
COM
G9078F107
1226
39457
SH
SOLE
0
0
39457
CHUBB LTD
COM
H1467J104
884
6841
SH
SOLE
0
0
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GARMIN LTD
COM
H2906T109
203
3208
SH
SOLE
0
0
3208
OBSEVA SA
COM
H5861P103
264
20840
SH
SOLE
0
0
20840
TE CONNECTIVITY LTD
COM
H84989104
523
6918
SH
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0
0
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TRANSOCEAN LTD
COM
H8817H100
77
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SH
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0
0
11034
AFFIMED N V
COM
N01045108
34
11000
SH
SOLE
0
0
11000
FERRARI NV
COM
N3167Y103
235
2363
SH
SOLE
0
0
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FIAT CHRYSLER
COM
N31738102
155
10700
SH
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0
0
10700
LYONDELLBASELL
COM
N53745100
543
6532
SH
SOLE
0
0
6532
NYMOX PHARMACEUTICAL
COM
P73398102
190
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SH
SOLE
0
0
145135
GOLAR LNG PARTNERS
COM
Y2745C102
253
23440
SH
SOLE
0
0
23440
SCORPIO TANKERS INC
COM
Y7542C106
48
27434
SH
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0
0
27434
STEALTHGAS INC
COM
Y81669106
48
17544
SH
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0
0
17544
TEEKAY TANKERS LTD
COM
Y8565N102
314
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SH
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0
0
338500