0001142495-19-000001.txt : 20190131 0001142495-19-000001.hdr.sgml : 20190131 20190131132531 ACCESSION NUMBER: 0001142495-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 19554699 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 12-31-2018 12-31-2018 WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017
13F HOLDINGS REPORT 028-12460 N
R James Richards Executive Vice President 213-688-8000 /s/ R James Richards Los Angeles CA 01-31-2019 0 13379 782423 false
INFORMATION TABLE 2 13FInfoTable_2018Q4.xml AFLAC INC COM 001055102 904 19836 SH SOLE 0 0 19836 AG MORTGAGE INV TR INC COM 001228105 584 36651 SH SOLE 0 0 36651 AK STEEL HOLDING CORP COM 001547108 252 111905 SH SOLE 0 0 111905 ALPS SECTOR DIVIDEND COM 00162Q858 257 6572 SH SOLE 0 0 6572 ALPS ALERIAN MLP ETF COM 00162Q866 701 80353 SH SOLE 0 0 80353 A-MARK PRECIOUS METALS COM 00181T107 1157 98163 SH SOLE 0 0 98163 AT&T INC COM 00206R102 7930 277847 SH SOLE 0 0 277847 ARK COM 00214Q104 347 9324 SH SOLE 0 0 9324 AU OPTRONICS CORP COM 002255107 347 88059 SH SOLE 0 0 88059 ABBOTT LABORATORIES COM 002824100 1997 27604 SH SOLE 0 0 27604 ABBVIE INC COM 00287Y109 6702 72702 SH SOLE 0 0 72702 ABERDEEN ASIA PACIFIC COM 003009107 75 19391 SH SOLE 0 0 19391 ABERDEEN GLOBAL PREMIER COM 00302L108 160 32085 SH SOLE 0 0 32085 ABERDEEN TOTAL DYNAMIC COM 00326L100 150 20783 SH SOLE 0 0 20783 ABRAXAS PETROLEUM CORP COM 003830106 12 10554 SH SOLE 0 0 10554 ACHAOGEN INC COM 004449104 20 16450 SH SOLE 0 0 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SOLE 0 0 6100 SECTOR HEALTHCARE COM 81369Y209 1626 18792 SH SOLE 0 0 18792 SECTOR CONSUMER STAPLES COM 81369Y308 551 10857 SH SOLE 0 0 10857 CONSUMER DISCRETIONARY COM 81369Y407 371 3744 SH SOLE 0 0 3744 SECTOR ENERGY SELECT COM 81369Y506 736 12832 SH SOLE 0 0 12832 SECTOR FINANCIAL SELECT COM 81369Y605 1288 54082 SH SOLE 0 0 54082 SECTOR INDUSTRIAL COM 81369Y704 781 12124 SH SOLE 0 0 12124 SECTOR TECHNOLOGY COM 81369Y803 1077 17374 SH SOLE 0 0 17374 SELECT SECTOR TR COM 81369Y860 311 10034 SH SOLE 0 0 10034 SELECT UTILITIES SELECT COM 81369Y886 561 10593 SH SOLE 0 0 10593 SELLAS LIFE SCIENCES COM 81642T100 12 10076 SH SOLE 0 0 10076 SEMPRA ENERGY COM 816851109 790 7304 SH SOLE 0 0 7304 SERVICE CORP INTL COM 817565104 392 9741 SH SOLE 0 0 9741 SHOPIFY INC COM 82509L107 298 2154 SH SOLE 0 0 2154 SIERRA ONCOLOGY INC COM 82640U107 58 43900 SH SOLE 0 0 43900 SIMON PROPERTY GROUP COM 828806109 350 2083 SH SOLE 0 0 2083 SITO MOBILE LTD COM 82988R203 165 182805 SH SOLE 0 0 182805 SNAP INC COM 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INC NEW COM 872540109 394 8815 SH SOLE 0 0 8815 TAIWAN SEMICONDUCTOR COM 874039100 396 10734 SH SOLE 0 0 10734 TANDEM DIABETES CARE INC COM 875372203 432 11388 SH SOLE 0 0 11388 TARGET CORP COM 87612E106 1052 15914 SH SOLE 0 0 15914 TEKLA HEALTHCARE OPPTYS COM 879105104 1639 97695 SH SOLE 0 0 97695 TEKLA HEALTHCARE INV SBI COM 87911J103 383 21321 SH SOLE 0 0 21321 TEKLA WORLD HLTHCARE COM 87911L108 315 27219 SH SOLE 0 0 27219 TELEFONICA BRASIL SA COM 87936R106 156 13035 SH SOLE 0 0 13035 TELEFONICA S A COM 879382208 97 11443 SH SOLE 0 0 11443 TESLA INC COM 88160R101 779 2340 SH SOLE 0 0 2340 TEVA PHARMACEUTICAL INDS COM 881624209 422 27370 SH SOLE 0 0 27370 TEVA PHARM FINL LLC BOND 88163VAE9 722 8000 SH SOLE 0 0 8000 TEXAS INSTRUMENTS INC COM 882508104 839 8874 SH SOLE 0 0 8874 TEXAS PACIFIC LAND TRUST COM 882610108 644 1189 SH SOLE 0 0 1189 THERMO FISHER COM 883556102 882 3939 SH SOLE 0 0 3939 3M COMPANY COM 88579Y101 2433 12769 SH SOLE 0 0 12769 TILE SHOP HOLDINGS INC COM 88677Q109 622 113500 SH SOLE 0 0 113500 TORONTO DOMINION BANK COM 891160509 518 10428 SH SOLE 0 0 10428 TOTAL S A COM 89151E109 871 16692 SH SOLE 0 0 16692 TRAVELERS COS INC COM 89417E109 549 4585 SH SOLE 0 0 4585 TRINITY BIOTECH PLC COM 896438306 27 11820 SH SOLE 0 0 11820 TRIO TECH INTL NEW COM 896712205 69 27992 SH SOLE 0 0 27992 TRIPLEPOINT VENTURE COM 89677Y100 120 11035 SH SOLE 0 0 11035 TROVAGENE INC COM 897238408 21 40601 SH SOLE 0 0 40601 TWILIO INC COM 90138F102 431 4822 SH SOLE 0 0 4822 TWITTER INC COM 90184L102 361 12574 SH SOLE 0 0 12574 TWITTER INC BOND 90184LAD4 2280 25000 SH SOLE 0 0 25000 TWO HARBORS INVESTMENT COM 90187B408 341 26592 SH SOLE 0 0 26592 U S BANCORP DE NEW COM 902973304 1910 41787 SH SOLE 0 0 41787 UMH PROPERTIES INC COM 903002103 1105 93354 SH SOLE 0 0 93354 ULTA BEAUTY INC COM 90384S303 2280 9314 SH SOLE 0 0 9314 ULTIMATE SOFTWARE GROUP COM 90385D107 207 844 SH SOLE 0 0 844 UNICO AMERICAN CORP COM 904607108 117 18414 SH SOLE 0 0 18414 UNIFI INC NEW COM 904677200 2911 127446 SH SOLE 0 0 127446 UNILEVER PLC COM 904767704 717 13721 SH SOLE 0 0 13721 UNION PACIFIC CORP COM 907818108 4419 31968 SH SOLE 0 0 31968 UNITED COMMUNITY FINL COM 909839102 2092 236359 SH SOLE 0 0 236359 UNITED PARCEL SERVICE COM 911312106 465 4765 SH SOLE 0 0 4765 UNITED STATES STEEL CORP COM 912909108 483 26475 SH SOLE 0 0 26475 UNITED TECHNOLOGIES CORP COM 913017109 1805 16952 SH SOLE 0 0 16952 UNITED THERAPEUTICS CORP COM 91307C102 404 3710 SH SOLE 0 0 3710 UNITEDHEALTH GROUP INC COM 91324P102 4896 19652 SH SOLE 0 0 19652 UNITI GROUP INC COM 91325V108 173 11138 SH SOLE 0 0 11138 V F CORP COM 918204108 672 9415 SH SOLE 0 0 9415 VALERO ENERGY CORP COM 91913Y100 403 5369 SH SOLE 0 0 5369 VALVOLINE INC COM 92047W101 334 17266 SH SOLE 0 0 17266 VANECK VECTORS COM 92189F106 416 19732 SH SOLE 0 0 19732 VANECK VECTORS COM 92189F643 1283 31164 SH SOLE 0 0 31164 VANECK VECTORS COM 92189F791 304 10064 SH SOLE 0 0 10064 VANGUARD DIVIDEND COM 921908844 668 6817 SH SOLE 0 0 6817 VANGUARD TOTAL INTL COM 921909768 505 10687 SH SOLE 0 0 10687 VANGUARD SHORT TERM COM 921937827 1490 18968 SH SOLE 0 0 18968 VANGUARD TOTAL BOND COM 921937835 1328 16768 SH SOLE 0 0 16768 VANGUARD FTSE DEVELOPED COM 921943858 431 11616 SH SOLE 0 0 11616 VANGUARD SHORT TERM COM 922020805 317 6617 SH SOLE 0 0 6617 VANGUARD TOTAL WORLD COM 922042742 693 10584 SH SOLE 0 0 10584 VANGUARD COM 922042775 1097 24063 SH SOLE 0 0 24063 VANGUARD FTSE EMERGING COM 922042858 661 17353 SH SOLE 0 0 17353 VANGUARD CONSUMER COM 92204A108 251 1670 SH SOLE 0 0 1670 VANGUARD INFORMATION COM 92204A702 380 2278 SH SOLE 0 0 2278 VANGUARD INTERMEDIATE COM 92206C706 221 3488 SH SOLE 0 0 3488 VANGUARD INTERMEDIATE COM 92206C870 339 4091 SH SOLE 0 0 4091 VENTAS INC COM 92276F100 1005 17147 SH SOLE 0 0 17147 VANGUARD S&P 500 COM 922908363 1030 4483 SH SOLE 0 0 4483 VANGUARD COM 922908553 2573 34504 SH SOLE 0 0 34504 VANGUARD MID CAP ETF COM 922908629 864 6253 SH SOLE 0 0 6253 VANGUARD LARGE CAP ETF COM 922908637 301 2620 SH SOLE 0 0 2620 VANGUARD EXTENDED COM 922908652 629 6298 SH SOLE 0 0 6298 VANGUARD GROWTH ETF COM 922908736 653 4860 SH SOLE 0 0 4860 VANGUARD VALUE ETF COM 922908744 271 2766 SH SOLE 0 0 2766 VANGUARD SMALL CAP ETF COM 922908751 507 3842 SH SOLE 0 0 3842 VANGUARD TOTAL STOCK COM 922908769 7510 58842 SH SOLE 0 0 58842 VEREIT INC COM 92339V100 511 71500 SH SOLE 0 0 71500 VERIZON COMMUNICATIONS COM 92343V104 5741 102111 SH SOLE 0 0 102111 VERONA PHARMA PLC COM 925050106 127 14130 SH SOLE 0 0 14130 VERTEX PHARMACEUTICALS COM 92532F100 1562 9424 SH SOLE 0 0 9424 VIACOM INC COM 92553P201 220 8548 SH SOLE 0 0 8548 VICTORYSHARES COM 92647N782 630 14338 SH SOLE 0 0 14338 VIRCO MANUFACTURING CORP COM 927651109 6873 1718336 SH SOLE 0 0 1718336 VISA INC COM 92826C839 6183 46863 SH SOLE 0 0 46863 VIRTUS TOTAL RETURN FUND COM 92837G100 104 11984 SH SOLE 0 0 11984 VISTRA ENERGY CORP COM 92840M102 1326 57921 SH SOLE 0 0 57921 VMWARE INC COM 928563402 2664 19427 SH SOLE 0 0 19427 VODAFONE GROUP PLC NEW COM 92857W308 467 24246 SH SOLE 0 0 24246 VOYA PRIME RATE COM 92913A100 227 50586 SH SOLE 0 0 50586 W P CAREY INC COM 92936U109 269 4115 SH SOLE 0 0 4115 WEC ENERGY GROUP INC COM 92939U106 701 10126 SH SOLE 0 0 10126 WALMART INC COM 931142103 1275 13691 SH SOLE 0 0 13691 WALGREENS BOOTS ALLIANCE COM 931427108 986 14431 SH SOLE 0 0 14431 WASHINGTON PRIME GROUP COM 93964W108 101 20767 SH SOLE 0 0 20767 WASTE MANAGEMENT INC COM 94106L109 352 3957 SH SOLE 0 0 3957 WATSCO INC COM 942622200 862 6193 SH SOLE 0 0 6193 WELLPOINT INC BOND 94973VBG1 3616 10000 SH SOLE 0 0 10000 WELLS FARGO & CO COM 949746101 2902 62985 SH SOLE 0 0 62985 WELLS FARGO & COMPANY PREF 949746804 998 791 SH SOLE 0 0 791 WESTERN ASSET GLOBAL COM 95766B109 86 10415 SH SOLE 0 0 10415 WESTERN ASSET HIGH COM 95766K109 87 19824 SH SOLE 0 0 19824 WESTERN ASSET INFLATION COM 95766R104 312 30786 SH SOLE 0 0 30786 WESTERN DIGITAL CORP COM 958102105 229 6183 SH SOLE 0 0 6183 WEYERHAEUSER CO COM 962166104 751 34363 SH SOLE 0 0 34363 WHEATON PRECIOUS METALS COM 962879102 394 20199 SH SOLE 0 0 20199 WILLDAN GROUP INC COM 96924N100 8427 240916 SH SOLE 0 0 240916 WILLIAMS COS INC COM 969457100 460 20872 SH SOLE 0 0 20872 WISDOMTREE U S LARGE CAP COM 97717W307 501 5928 SH SOLE 0 0 5928 WISDOMTREE EMERGING COM 97717W315 419 10443 SH SOLE 0 0 10443 WISDOMTREE INTL COM 97717W786 285 7523 SH SOLE 0 0 7523 WORLDPAY INC COM 981558109 420 5496 SH SOLE 0 0 5496 WYNN RESORTS LTD COM 983134107 308 3113 SH SOLE 0 0 3113 XCEL ENERGY INC COM 98389B100 456 9247 SH SOLE 0 0 9247 XAI OCTAGON FLOATING COM 98400T106 150 20536 SH SOLE 0 0 20536 YRC WORLDWIDE INC COM 984249607 95 30000 SH SOLE 0 0 30000 YAMANA GOLD INC COM 98462Y100 46 19474 SH SOLE 0 0 19474 YOGAWORKS INC COM 986005106 12 22579 SH SOLE 0 0 22579 YUM BRANDS INC COM 988498101 463 5033 SH SOLE 0 0 5033 ZIMMER BIOMET HOLDINGS COM 98956P102 303 2922 SH SOLE 0 0 2922 ZOETIS INC CL A COM 98978V103 854 9979 SH SOLE 0 0 9979 DEUTSCHE BANK AG COM D18190898 163 20000 SH SOLE 0 0 20000 ALLEGION PUBLIC LTD COM G0176J109 413 5185 SH SOLE 0 0 5185 ALLERGAN PLC COM G0177J108 910 6805 SH SOLE 0 0 6805 ATLAS FINANCIAL HLDGS COM G06207115 109 13515 SH SOLE 0 0 13515 ATLASSIAN CORP PLC COM G06242104 801 9001 SH SOLE 0 0 9001 ACCENTURE PLC IRELAND COM G1151C101 1510 10709 SH SOLE 0 0 10709 EATON CORP PLC COM G29183103 577 8402 SH SOLE 0 0 8402 IHS MARKIT LTD COM G47567105 220 4587 SH SOLE 0 0 4587 INGERSOLL RAND PLC COM G47791101 613 6717 SH SOLE 0 0 6717 WEATHERFORD INTL PLC COM G48833100 42 75182 SH SOLE 0 0 75182 JOHNSON CONTROLS INTL COM G51502105 457 15424 SH SOLE 0 0 15424 LINDE PLC COM G5494J103 634 4061 SH SOLE 0 0 4061 MEDTRONIC PLC COM G5960L103 1809 19885 SH SOLE 0 0 19885 APTIV PLC COM G6095L109 365 5928 SH SOLE 0 0 5928 NABRIVA THERAPEUTICS PLC COM G63637105 151 103550 SH SOLE 0 0 103550 NOBLE CORP PLC COM G65431101 30 11567 SH SOLE 0 0 11567 NORDIC AMERICAN OFFSHORE COM G65772108 25 58472 SH SOLE 0 0 58472 NORDIC AMERICAN TANKER COM G65773106 24 12182 SH SOLE 0 0 12182 SEAGATE TECHNOLOGY PLC COM G7945M107 366 9485 SH SOLE 0 0 9485 TRITON INTL LTD CL A COM G9078F107 1226 39457 SH SOLE 0 0 39457 CHUBB LTD COM H1467J104 884 6841 SH SOLE 0 0 6841 GARMIN LTD COM H2906T109 203 3208 SH SOLE 0 0 3208 OBSEVA SA COM H5861P103 264 20840 SH SOLE 0 0 20840 TE CONNECTIVITY LTD COM H84989104 523 6918 SH SOLE 0 0 6918 TRANSOCEAN LTD COM H8817H100 77 11034 SH SOLE 0 0 11034 AFFIMED N V COM N01045108 34 11000 SH SOLE 0 0 11000 FERRARI NV COM N3167Y103 235 2363 SH SOLE 0 0 2363 FIAT CHRYSLER COM N31738102 155 10700 SH SOLE 0 0 10700 LYONDELLBASELL COM N53745100 543 6532 SH SOLE 0 0 6532 NYMOX PHARMACEUTICAL COM P73398102 190 145135 SH SOLE 0 0 145135 GOLAR LNG PARTNERS COM Y2745C102 253 23440 SH SOLE 0 0 23440 SCORPIO TANKERS INC COM Y7542C106 48 27434 SH SOLE 0 0 27434 STEALTHGAS INC COM Y81669106 48 17544 SH SOLE 0 0 17544 TEEKAY TANKERS LTD COM Y8565N102 314 338500 SH SOLE 0 0 338500